Welcome to our dedicated page for ECOLAB SEC filings (Ticker: ECL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ecolab Inc. filings document the public-company disclosures of a Delaware operating company whose common stock trades on the New York Stock Exchange under ECL. The filings cover operating and financial results, supplemental segment reporting, changes to reportable segment structure, capital-structure information and material-event reports.
Proxy and 8-K filings describe annual-meeting matters, board and executive-leadership changes, compensation and governance topics, and shareholder voting materials. Other disclosures address material agreements, restructuring and exit-cost matters associated with the One Ecolab initiative, business context for water, hygiene and infection prevention operations, and the company’s service footprint across multiple customer industries.
Shari L. Ballard, a director of Ecolab Inc. (ECL), reported two non-derivative acquisitions on 09/30/2025. The Form 4 shows purchases of 123.23 and 123.24 shares, bringing her beneficial ownership to 8,701.64 and then 8,824.88 shares following the second transaction. The filing notes 20.26 shares were acquired through a dividend reinvestment feature of the company's non‑employee director plan. One reported line lists a price of $0, and the other lists a price of $273.87. The form is signed by an attorney‑in‑fact on behalf of Ms. Ballard on 10/02/2025.
Ecolab Inc. reported that it issued and sold $500 million aggregate principal amount of 5.000% Notes due 2035 under an underwriting agreement with Citigroup, J.P. Morgan, and Wells Fargo. The notes were issued on August 27, 2025 as a new series under Ecolab’s existing indenture with Computershare Trust Company, N.A. as trustee.
The notes bear interest at 5.000% per year, payable semi-annually in arrears on March 1 and September 1, starting March 1, 2026, and mature on September 1, 2035. Ecolab may redeem them, in whole or in part, at its option before June 1, 2035 at the redemption prices specified in the indenture. If certain change of control events occur, Ecolab must offer to repurchase the notes at 101% of principal plus accrued interest. Ecolab intends to use the net proceeds for general corporate purposes, which may include partially funding its previously announced acquisition of Ovivo Inc.’s Electronics business and repaying commercial paper or other debt. The indenture includes covenants limiting certain liens, sale-leaseback transactions, and transfers involving restricted subsidiaries.
Benjamin M. Clark, Executive Vice President - Global Supply Chain of Ecolab Inc. (ECL), filed a Form 3 reporting initial beneficial ownership following an 08/07/2025 event. He directly owns 80.637 shares of common stock and holds employee stock options to buy 1,786 shares (exercisable from 12/06/2024 at $191.03) and 1,711 shares (exercisable from 12/04/2025 at $247.495), plus 8,843 restricted stock units that vest 11/02/2026. The form was signed by Corinne Lawson as attorney-in-fact on 08/22/2025.
Ecolab director Suzanne M. Vautrinot reported option exercise, share sale and share withholding transactions. On 08/14/2025 she exercised a non-employee stock option to acquire 2,300 shares at an exercise price of $115.075 per share; the option had a first vesting date of 08/05/2016 and expires 05/05/2026. The exercise was satisfied by delivering or withholding shares per Rule 16b-3, reflected as a disposition of 946 shares at $279.65. On 08/19/2025 she sold 1,354 shares at a weighted average price of $283.162, reducing her direct beneficial ownership to 11,199.2 shares. The Form 4 is signed by an attorney-in-fact on 08/19/2025.
Form 144 notice for Ecolab, Inc. (ECL) reports a proposed sale of 1,354 shares of common stock through Wells Fargo Clearing Services on the New York Stock Exchange, with an approximate aggregate market value of $383,394.79. The filer acquired these shares on 08/14/2025 via stock options granted by the issuer and indicates payment by check on the acquisition date. The filing shows 283,624,912 shares outstanding and lists an approximate sale date of 08/19/2025. No other securities were reported sold in the past three months.
Ecolab Inc. is offering senior unsecured notes via a preliminary prospectus supplement; specific dollar amounts, interest rate and maturity are redacted in this document. The notes will be issued in registered book-entry form in $2,000 denominations and will rank equally with other senior indebtedness while remaining unsecured and effectively junior to secured creditors and to certain subsidiary liabilities. Interest is payable semi-annually and holders have a repurchase right at 101% upon a qualifying change of control. Net proceeds may be used for general corporate purposes, including partial funding of the announced acquisition of Ovivo Inc.'s Electronics business for approximately $1.8 billion, expected to close in Q1 2026 subject to approvals. As of June 30, 2025, consolidated indebtedness was approximately $8.2 billion (pro forma adjustments noted), with $27.1 million of subsidiary indebtedness structurally senior to the notes.
David W. MacLennan, a director of Ecolab Inc. (ECL), reported a purchase of 600 shares of Ecolab common stock on 08/13/2025 at a reported price of $278.513 per share. The Form 4 indicates the filing was executed by an attorney-in-fact on 08/15/2025. The report lists 20,253.49 shares as the amount of securities beneficially owned following the transaction in a direct capacity. The filing also discloses indirect holdings of 3,500 shares by the Kathleen F. MacLennan Revocable Trust and 709 shares by sibling's trusts. No derivative transactions or additional explanations are included in the form.
Jennifer J. Bradway, SVP & Corporate Controller of Ecolab Inc. (ECL), reported Section 16 transactions dated 08/13/2025. On that date she acquired 993 shares through an employee stock option at an exercise/conversion price of $117.73, and she sold 807 shares at a price of $279.28. Following the acquisition the filing lists her beneficial ownership as 5,132.95 shares, and after the reported sale it lists 4,325.95 shares, both shown as direct ownership. The Form 4 includes an explanatory note that the option relates to the Ecolab Inc. 2010 Stock Incentive Plan and describes the option vesting schedule.
Ecolab Inc. (ECL) Form 3 filed for Julie Whalen reports she is a director and that, as of the reporting event on 08/06/2025, she beneficially owns no securities of the issuer. The form is an initial Section 16 filing and was signed by an attorney-in-fact on 08/15/2025. This filing notifies investors that the newly reported insider currently holds no direct or indirect equity position to disclose.
Ecolab, Inc. (ECL) submitted a Form 144 proposing the sale of 807 shares of common stock with an aggregate market value of $223,232, to be offered on or about 08/13/2025 on the NYSE. The filing states the shares were acquired on 08/13/2025 through an employee stock option exercise, with 993 shares acquired and payment made via a broker-assisted cashless exercise. The broker listed is Morgan Stanley Smith Barney LLC - Executive Services. The filing reports 283,624,912 shares outstanding and notes Nothing to Report for securities sold in the past three months. The notice includes the seller's representation that they do not possess undisclosed material adverse information and references Rule 10b5-1 trading plans.