STOCK TITAN

Edible Garden (EDBLW) exchanges $135,000 Series B preferred for 128,119 shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
8-K

Rhea-AI Filing Summary

Edible Garden AG Incorporated reported that it entered into exchange agreements with Streeterville Capital, LLC on March 26, 2026 and April 15, 2026. The Company exchanged 135 shares of its Series B Preferred Stock, with an aggregate stated value of $135,000, for a total of 128,119 shares of common stock. The number of common shares issued was calculated by dividing the stated value by the Nasdaq Minimum Price of the Company’s common stock on the trading day before each agreement date. These common shares were issued as unregistered securities under Section 3(a)(9) of the Securities Act.

Positive

  • None.

Negative

  • None.
Item 3.02 Unregistered Sales of Equity Securities Securities
The company sold equity securities in a private placement or other unregistered transaction.
Common shares issued 128,119 shares Exchange of preferred stock for common
Aggregate stated value $135,000 Series B Preferred Stock exchanged
Preferred shares exchanged 135 shares Series B Preferred Stock (75 and 60 shares)
Per-share stated value $1,000 per share Series B Preferred Stock
Agreement dates March 26, 2026 and April 15, 2026 Dates of exchange agreements with Streeterville
Exchange Agreements financial
"the Company entered into exchange agreements (the “Exchange Agreements”) with Streeterville Capital"
Series B Preferred Stock financial
"75 and 60 shares, respectively, of the Company’s Series B Preferred Stock"
Series B preferred stock is a type of ownership share issued by a company that offers certain advantages over common stock, such as priority in receiving dividends or assets if the company is sold or liquidated. It is typically issued after an initial round of funding, making it a way for investors to support a company's growth while gaining some protections and benefits. This stock matters to investors because it often provides a more secure investment position with potential for future growth.
Stated Value financial
"The Preferred Stock had an aggregate stated value of $135,000 (the “Stated Value”)"
Stated value is an accounting figure a company assigns to a share when the share has no par (legal) value; it becomes the portion of proceeds recorded as the company’s permanent capital for regulatory and bookkeeping purposes. It matters to investors because it affects the equity reported on the balance sheet and the legal limits on distributions or dividend payments, but it is not the market price — think of it as a record-keeping sticker price rather than what buyers actually pay.
Nasdaq Minimum Price financial
"determined by dividing the Stated Value by the Nasdaq Minimum Price of the Company’s common stock"
A Nasdaq minimum price is the lowest share price a company must maintain to meet listing rules on the Nasdaq stock market, similar to a height requirement that determines whether someone can stay on a ride. If a stock falls below that threshold for a sustained period, the company can be warned or removed from the exchange, which can reduce investor liquidity, increase trading costs and signal potential financial trouble.
Section 3(a)(9) regulatory
"conducted pursuant to the exemption provided in Section 3(a)(9) under the Securities Act"
Section 3(a)(9) is a provision of U.S. securities law that exempts certain exchanges of an issuer’s own securities with its existing holders from the usual public registration rules, typically when the swap doesn’t involve a public offering or outside buyers. For investors, it matters because such exchanges can change who holds what, affect dilution and liquidity, and may occur with less public disclosure than a registered sale — think of it like swapping old coupons for new ones behind the scenes rather than selling them in a public marketplace.

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

                                                           

 

FORM 8-K

                                                            

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 15, 2026

                                                            

 

EDIBLE GARDEN AG INCORPORATED

(Exact name of registrant as specified in its charter)

                                                           

 

Delaware

 

001-41371

 

85-0558704

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

283 County Road 519, Belvidere, New Jersey

 

07823

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (908) 750-3953

                                                            

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.0001 per share

EDBL

The Nasdaq Stock Market LLC

Warrants to purchase Common Stock

EDBLW

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 

Item 3.02. Unregistered Sales of Equity Securities.

 

On March 26, 2026 and April 15, 2026, Edible Garden AG Incorporated (the “Company”) entered into exchange agreements (the “Exchange Agreements”) with Streeterville Capital, LLC, a Utah limited liability company (“Streeterville”) pursuant to which the Company agreed to exchange 75 and 60 shares, respectively, of the Company’s Series B Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), for a total of 128,119 shares of the Company’s common stock, par value $0.0001 per share (“Exchange Shares”). The Preferred Stock had an aggregate stated value of $135,000 (the “Stated Value”), or $1,000 per share. The number of Exchange Shares issued under the Exchange Agreements was determined by dividing the Stated Value by the Nasdaq Minimum Price of the Company’s common stock as reported on the Nasdaq Capital Market on the day immediately preceding the date the Exchange Agreements were entered into. The issuance of the Exchange Shares pursuant to the Exchange Agreements were not registered under the Securities Act of 1933, as amended (the “Securities Act”), and were conducted pursuant to the exemption provided in Section 3(a)(9) under the Securities Act.

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

EDIBLE GARDEN AG INCORPORATED

 

 

 

 

Date: April 21, 2026

/s/ James. E. Kras

 

 

Name:

James E. Kras

 

 

Title:

President and Chief Executive Officer

 

 

 
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FAQ

What equity transaction did EDBLW company Edible Garden complete?

Edible Garden exchanged shares of Series B Preferred Stock for common stock. It issued 128,119 common shares to Streeterville Capital in return for preferred shares with a stated value of $135,000, restructuring part of its capital without a cash component.

How many Edible Garden common shares were issued in the exchange?

The Company issued a total of 128,119 common shares. This amount was determined by dividing the $135,000 aggregate stated value of the exchanged Series B Preferred Stock by the Nasdaq Minimum Price of the common stock before each agreement date.

What securities did Edible Garden exchange with Streeterville Capital?

Edible Garden exchanged 135 shares of its Series B Preferred Stock for common stock. Specifically, it swapped 75 shares in one agreement and 60 shares in another, both converted into an aggregate of 128,119 common shares issued to Streeterville Capital.

What was the stated value of the Edible Garden preferred stock exchanged?

The exchanged Series B Preferred Stock had an aggregate stated value of $135,000. Each preferred share carried a stated value of $1,000, and this total was used to calculate how many common shares Streeterville Capital received under the exchange agreements.

How was the Edible Garden exchange price per share determined?

The exchange ratio used the Nasdaq Minimum Price of Edible Garden’s common stock. The Company divided the $135,000 aggregate stated value of the Series B Preferred Stock by the Nasdaq Minimum Price on the trading day immediately before each exchange agreement date.

Were the new Edible Garden common shares registered under the Securities Act?

The common shares issued in the exchange were not registered under the Securities Act. Edible Garden relied on the exemption in Section 3(a)(9), which permits exchanges of securities with existing holders without a public registration process when certain conditions are met.

Filing Exhibits & Attachments

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