Welcome to our dedicated page for ETOILES CAP GROUP CO. SEC filings (Ticker: EFTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Etoiles Capital Group Co., Ltd reports that trading in its securities remains suspended while Nasdaq continues its information review. The company submitted additional materials to Nasdaq on November 7, 2025 in response to follow-up questions, and has not yet received further feedback.
The company states that its daily business operations remain normal and have not been materially affected by the trading suspension. Etoiles Capital is preparing unaudited interim financial results for the six months ended June 30, 2025, and targets publishing this interim report by December 2025.
Etoiles Capital Group Co., Ltd. (EFTY) announced board changes. Effective October 31, 2025, independent director Raj K. Thakar resigned as chairman of the Nominating and Corporate Governance Committee and as a member of the Audit and Compensation Committees, citing personal reasons and no disagreement with the company. The Board appointed Heung Ping Wong as an independent director to fill the vacancy. He will chair Nominating and Corporate Governance and serve on the Audit and Compensation Committees, and meets Nasdaq independence requirements.
Wong, 43, has 18+ years in journalism and financial services, including roles at AIA International Limited (since 2013) and Hong Kong Economic Times (2007–2013). The filing includes an Independent Director Agreement form as Exhibit 10.1.
Etoiles Capital Group Co., Ltd (EFTY) reported an update on its trading status. The SEC ordered a temporary suspension of trading in the company’s securities from 4:00 a.m. ET on October 6, 2025 through 11:59 p.m. ET on October 17, 2025. In response to Nasdaq’s request for information related to the suspension and other matters, the company submitted a written response on October 12, 2025.
On October 18, 2025, Nasdaq issued a public notice stating that trading will remain halted pending additional information from the company. Etoiles Capital states that daily operations and client services remain normal and that it is fully cooperating with Nasdaq, the SEC, and other authorities. The company will provide further announcements if there are material developments.