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  4. [Form 3/A] EKSO BIONICS HOLDINGS, INC. Amended Initial Statement of Beneficial Ownership

Daniel Asher revises Ekso Bionics (EKSO) trust and LLC holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Ekso Bionics Holdings, Inc. insider Daniel Asher filed an amended Form 3 updating his beneficial ownership. The filing reports 355,961 shares of Convertible Preferred held indirectly through the Daniel Asher Descendants Trust, 151,663 shares of common stock held indirectly by DBA Trading, LLC, and 165,000 common shares held directly. A footnote clarifies that the DBA Trading, LLC common share balance was corrected from 156,763 to 151,663, and that Asher is deemed to control voting and dispositive power for both the trust and LLC holdings.

Positive

  • None.

Negative

  • None.
Insider ASHER DANIEL
Role 10% Owner
Type Security Shares Price Value
holding Convertible Preferred -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Convertible Preferred — 355,961 shares (Indirect, by Daniel Asher Descendants Trust); Common Stock — 151,663 shares (Indirect, By DBA Trading, LLC); Common Stock — 165,000 shares (Direct)
Footnotes (1)
  1. Correcting shares held by DBA Trading, LLC (Orginal share amount was listed as 156,763) Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them. None Daniel Asher is the grantor of Daniel Asher Descendants Trust and deemed to control share voting and dispositive power over the shares held by them.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
ASHER DANIEL
(Last) (First) (Middle)
1011 LAKE ST
SUITE 311
(Street)
OAK PARK IL 60301
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026 		3. Issuer Name and Ticker or Trading Symbol
EKSO BIONICS HOLDINGS, INC. [ EKSO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
02/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 151,663(1) I By DBA Trading, LLC(2)
Common Stock 165,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Preferred 01/22/2026 (3) Common Stock 355,961 $8.22 I by Daniel Asher Descendants Trust(4)
Explanation of Responses:
1. Correcting shares held by DBA Trading, LLC (Orginal share amount was listed as 156,763)
2. Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them.
3. None
4. Daniel Asher is the grantor of Daniel Asher Descendants Trust and deemed to control share voting and dispositive power over the shares held by them.
Daniel Asher 02/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the Ekso (EKSO) amended Form 3 report for Daniel Asher?

The amended Form 3 reports Daniel Asher’s beneficial ownership in Ekso, including indirect holdings via a trust and an LLC, plus direct common shares. It primarily updates and clarifies the number of shares held by DBA Trading, LLC.

How many Ekso (EKSO) Convertible Preferred shares does Daniel Asher beneficially own?

The filing shows beneficial ownership of 355,961 Convertible Preferred shares held indirectly through the Daniel Asher Descendants Trust. A footnote states Asher is the grantor and is deemed to control voting and dispositive power over these trust-held shares.

What common stock holdings in Ekso (EKSO) are reported for DBA Trading, LLC?

DBA Trading, LLC is reported as holding 151,663 Ekso common shares indirectly for Daniel Asher. A footnote explains this corrects a previously reported amount of 156,763 shares and that Asher is deemed to control voting and dispositive power over the LLC’s shares.

How many Ekso (EKSO) common shares does Daniel Asher hold directly?

The amended Form 3 lists 165,000 Ekso common shares held directly by Daniel Asher. Unlike the trust and LLC positions, these shares are reported as direct ownership, without an intermediary entity, reflecting his personal holding in the company.

Does the Ekso (EKSO) Form 3/A show any new insider buying or selling?

The Form 3/A does not report explicit buy or sell transactions; it focuses on holdings. Transaction codes are shown as unknown, and the filing updates and clarifies the number of shares beneficially owned through the trust, the LLC, and directly.

Why was the Ekso (EKSO) DBA Trading, LLC share count corrected?

A footnote states the DBA Trading, LLC position was corrected because the original share amount was listed as 156,763. The amended figure is 151,663 common shares, aligning the reported beneficial ownership with the corrected balance.