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Elanco CEO granted 126 deferred stock units

Elanco CEO Jeffrey N. Simmons received a deferred stock unit award that increases his long-term, equity-linked compensation position.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Elanco Animal Health Inc (symbol: ELAN) is the issuer of record for a Form 4 filing submitted to the SEC. Simmons Jeffrey N reported acquisition or exercise transactions in this Form 4 filing.

Elanco Animal Health Inc (ELAN) reported that President, CEO and Director Jeffrey N. Simmons received a grant of 126.0897 Deferred Stock Units on September 18, 2026. Each unit represents the right to receive one share of common stock or the cash equivalent and will settle after employment ends or in a specified future year under the Executive Deferral and Stock Match Plan. Following this award, Simmons directly holds 25,371.5983 Deferred Stock Units; no Rule 10b5-1 trading plan is reported.

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Insider Simmons Jeffrey N
Role PRESIDENT, CEO AND DIRECTOR
Type Security Shares Price Value
Grant/Award Deferred Stock Units F1, F2 126.0897 $22.42 $3K
Holdings After Transaction: Deferred Stock Units — 25,371.5983 contracts (Direct)
Footnotes (2)
  1. F1. Each deferred stock unit represents the right to receive one share of Company common stock or the cash equivalent.
  2. F2. Deferred stock units settle in cash or shares of Company common stock following termination of employment or during a specified future year in accordance with Executive Deferral and Stock Match Plan.
Deferred Stock Units granted 126.0897 units Grant to Jeffrey N. Simmons on September 18, 2026
Grant reference price $22.42 per unit Deferred Stock Unit award on September 18, 2026
Deferred Stock Units following transaction 25,371.5983 units Total Deferred Stock Units held directly by Jeffrey N. Simmons after the grant
Underlying common shares per unit 1 share per unit Each Deferred Stock Unit represents the right to receive one share or cash equivalent
Deferred Stock Units financial
"Each deferred stock unit represents the right to receive one share"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
cash equivalent financial
"one share of Company common stock or the cash equivalent"
Executive Deferral and Stock Match Plan financial
"in accordance with Executive Deferral and Stock Match Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ELAN report for Jeffrey N. Simmons?

Elanco reported that Jeffrey N. Simmons received a grant of 126.0897 Deferred Stock Units on September 18, 2026 as a compensation-related award tied to the company’s common stock.

How many Deferred Stock Units in total does the Elanco (ELAN) CEO now hold?

After the reported grant, Jeffrey N. Simmons directly holds 25,371.5983 Deferred Stock Units linked to Elanco common stock, as stated in the filing.

What does each Deferred Stock Unit represent for Elanco (ELAN) insiders?

Each Deferred Stock Unit represents the right to receive one share of Elanco common stock or the cash equivalent, according to the footnotes describing the award terms.

When will the Elanco (ELAN) Deferred Stock Units granted to the CEO be settled?

The Deferred Stock Units settle in cash or shares of Elanco common stock following termination of employment or during a specified future year, in line with the Executive Deferral and Stock Match Plan.

Was the Elanco (ELAN) CEO’s Deferred Stock Unit grant made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is unchecked, and no footnote indicates a trading plan, so no Rule 10b5-1 plan is reported for this award.

What was the reference price for the Elanco (ELAN) Deferred Stock Unit grant?

The Deferred Stock Unit grant to Jeffrey N. Simmons used a reference price of $22.42 per unit, with 126.0897 units granted on September 18, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simmons Jeffrey N

(Last)(First)(Middle)
C/O ELANCO ANIMAL HEALTH INCORPORATED
450 ELANCO CIRCLE

(Street)
INDIANAPOLIS INDIANA 46221

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Elanco Animal Health Inc [ ELAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT, CEO AND DIRECTOR
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)09/18/2026A126.0897 (2) (2)Common Stock126.0897$22.4225,371.5983D
Explanation of Responses:
1. Each deferred stock unit represents the right to receive one share of Company common stock or the cash equivalent.
2. Deferred stock units settle in cash or shares of Company common stock following termination of employment or during a specified future year in accordance with Executive Deferral and Stock Match Plan.
/s/ Amy C. Seidel, as Attorney-in-Fact for Jeffrey N. Simmons09/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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