Welcome to our dedicated page for Electra Battery Materials SEC filings (Ticker: ELBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Electra Battery Materials Corporation filings document the regulatory record of a foreign private issuer developing a critical minerals refining business. Form 6-K reports include press releases and exhibits covering the Ontario cobalt sulfate refinery, construction contracts, government investment support, cobalt supply arrangements, project budgets, and updates on the company’s at-the-market common-share program.
The filing record also includes annual consolidated financial statements prepared under IFRS, management discussion and analysis, officer certifications, incorporation-by-reference materials for a Form F-3 registration statement, legal opinions for share issuances, and meeting-date notices for common shareholders. These documents describe Electra’s operating results, capital structure, financing activity, governance processes, and refinery-project execution risks.
Whitebox Advisors amended its Schedule 13D for Electra Battery Materials Corp (ELBM) to describe a Transaction Support Agreement among the Issuer and Consenting Convertible Noteholders. The agreement contemplates exchanging 60% of outstanding convertible note principal and accrued interest for Common Shares at US$0.60 per share and converting 40% into a new three-year term loan bearing cash interest at 8.99% or PIK at 11.125%. The holders agreed to backstop part of a New Equity Offering to raise at least US$30.0 million and purchased US$2.0 million of 90-day Bridge Notes at 12.0% interest. The Consenting Convertible Noteholders gain board appointment rights and amendments to royalties (extended to seven years and cap increased to US$10.0 million).
Whitebox Advisors amended its Schedule 13D for Electra Battery Materials Corp (ELBM) to describe a Transaction Support Agreement among the Issuer and Consenting Convertible Noteholders. The agreement contemplates exchanging 60% of outstanding convertible note principal and accrued interest for Common Shares at US$0.60 per share and converting 40% into a new three-year term loan bearing cash interest at 8.99% or PIK at 11.125%. The holders agreed to backstop part of a New Equity Offering to raise at least US$30.0 million and purchased US$2.0 million of 90-day Bridge Notes at 12.0% interest. The Consenting Convertible Noteholders gain board appointment rights and amendments to royalties (extended to seven years and cap increased to US$10.0 million).
Electra Battery Materials Corporation filed a Form 6-K furnishing its interim disclosures. The filing furnishes the company's condensed interim consolidated financial statements and Management's Discussion and Analysis for the three and six months ended June 30, 2025, together with CEO and CFO interim certifications and a related press release.
The filing is a disclosure of interim reporting materials rather than a standalone earnings announcement or corporate action. It makes the company’s latest interim financials and management commentary available to investors and regulators.
Whitebox Advisors LLC and Whitebox General Partner LLC have filed a Schedule 13D disclosing beneficial ownership of 1,941,016 Electra Battery Materials (ELBM) common shares, equal to 9.9 % of the class.
The stake comprises 296,965 shares, warrants covering 2.08 million shares and US$31.9 million principal of 8.99 % 2028 and 12.00 % 2027 convertible notes. A 9.9 % blocker limits conversion/exercise; only 1.64 million underlying shares are currently deemed owned.
Whitebox says the position was initially passive but it is now negotiating “consensual transactions” to deleverage and recapitalize ELBM’s balance sheet and support development of its Ontario cobalt-sulfate refinery. Potential actions include exchanges of existing debt and royalties for new securities, purchases of additional equity/debt, and seeking board representation—any of which could lead to control changes under items (a)–(j) of Reg. 13D.
Whitebox, together with Highbridge Capital Management and UBS O’Connor (filing separately), may act as a group but aggregate ownership remains capped at 9.9 %. No ELBM trades were made in the past 60 days.
The notes’ cash interest has been deferred until 15 Feb 2027 in return for 2.25–2.5 pp additional interest; all deferred interest accelerates upon default. Whitebox also holds a 0.3 % cobalt sales royalty, capped at US$3 million, secured by first-priority liens.
Electra Battery Materials Corporation filed a Form 6-K report with the SEC on June 28, 2025, disclosing two key exhibits: a press release dated June 24, 2025 and a Report of Voting Results.
The filing confirms that Electra Battery Materials trades under symbol ELBM and files annual reports using Form 20-F. The document was officially signed by CEO Trent Mell, who also serves as a Director of the company.
While the specific contents of the press release and voting results are not detailed in the main filing, these exhibits likely contain material information for investors. The company's principal executive office is located in Toronto, Ontario.