STOCK TITAN

Smart Share Global (NYSE: EM) CEO discloses option and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Smart Share Global Ltd Chief Executive Officer Cai Mars Guangyuan filed an initial ownership report showing his equity interests in the company. He holds stock options to acquire 850,000 and 5,000,000 Class A ordinary shares at an exercise price of $0.01 per share, expiring in 2031 and 2034. In addition, 39,270,000 Class B ordinary shares and 2,140,037 American depositary shares are held of record by Smart Share Holdings Limited, which is wholly owned by him. Each ADS represents two Class A ordinary shares.

Positive

  • None.

Negative

  • None.
Insider Cai Mars Guangyuan
Role Chief Executive Officer
Type Security Shares Price Value
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding Class B ordinary shares -- -- --
holding American depositary shares -- -- --
Holdings After Transaction: Options (right to buy) — 850,000 shares (Direct); Class B ordinary shares — 39,270,000 shares (Indirect, By Smart Share Holdings Limited); American depositary shares — 2,140,037 shares (Indirect, By Smart Share Holdings Limited)
Footnotes (1)
  1. Shares held of record by Smart Share Holdings Limited, which is wholly owned by the reporting person. Each American depositary share ("ADS") represents two Class A ordinary shares of the Issuer. Represents options to purchase 850,000 Class A ordinary shares granted on August 23, 2021. The options vest as follows: 25% of the options vest on the first anniversary of the grant date, the remaining 75% of the options vest annually thereafter in three years with equal yearly installments. Represents options to purchase 5,000,000 Class A ordinary shares granted on April 1, 2024. The options vest as follows: 50% of the options vest on the second anniversary of the grant date, the remaining 50% of the options vest annually thereafter in two years with equal yearly installments.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Cai Mars Guangyuan

(Last) (First) (Middle)
6TH FLOOR, 799 TIANSHAN W ROAD,
CHANGNING DISTRICT

(Street)
SHANGHAI F4 200335

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Smart Share Global Ltd [ EM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B ordinary shares 39,270,000 I By Smart Share Holdings Limited(1)
American depositary shares(2) 2,140,037 I By Smart Share Holdings Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (right to buy) (3) 08/23/2031 Class A ordinary shares 850,000 $0.01 D
Options (right to buy) (4) 04/01/2034 Class A ordinary shares 5,000,000 $0.01 D
Explanation of Responses:
1. Shares held of record by Smart Share Holdings Limited, which is wholly owned by the reporting person.
2. Each American depositary share ("ADS") represents two Class A ordinary shares of the Issuer.
3. Represents options to purchase 850,000 Class A ordinary shares granted on August 23, 2021. The options vest as follows: 25% of the options vest on the first anniversary of the grant date, the remaining 75% of the options vest annually thereafter in three years with equal yearly installments.
4. Represents options to purchase 5,000,000 Class A ordinary shares granted on April 1, 2024. The options vest as follows: 50% of the options vest on the second anniversary of the grant date, the remaining 50% of the options vest annually thereafter in two years with equal yearly installments.
/s/ Mars Guangyuan Cai 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Smart Share Global (EM) CEO Mars Cai report on this Form 3?

The CEO reports his initial ownership in Smart Share Global, including direct stock options and indirect holdings through Smart Share Holdings Limited. This establishes his baseline equity position in Class A and Class B ordinary shares and American depositary shares.

How many stock options does the Smart Share Global (EM) CEO hold?

He holds options over 850,000 and 5,000,000 Class A ordinary shares, both with an exercise price of $0.01 per share. These options have expiration dates in 2031 and 2034 and vest over several years according to the grant terms.

What indirect holdings are disclosed for Smart Share Global (EM) on this Form 3?

Indirectly, 39,270,000 Class B ordinary shares and 2,140,037 American depositary shares are held by Smart Share Holdings Limited. The filing states this entity is wholly owned by the reporting person, linking these positions to his broader economic interest.

Are there any buy or sell transactions in this Smart Share Global (EM) Form 3?

The Form 3 lists holdings and option grants but shows no explicit buy or sell transactions. All entries are reported as holdings, providing a starting snapshot of the executive’s existing positions rather than new market activity.
Smart Share Global Ltd

NASDAQ:EM

View EM Stock Overview

EM Rankings

EM Latest News

EM Latest SEC Filings

EM Stock Data

284.03M
202.13M
Personal Services
Consumer Cyclical
Link
China
Shanghai