STOCK TITAN

Eastern Co (EML) director DiSanto adds to holdings with purchase and grant

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Eastern Co director Frederick D. DiSanto increased his stake in the company. He bought 1,000 shares of common stock in an open-market purchase at $21.25 per share and also received 1,068 shares as a grant under The Eastern Company Director's Fee Program, using a share price of $21.40 on June 15, 2026 to determine the number of shares. After these transactions, he holds 105,424 shares directly. Additional indirect holdings include 11,970 shares owned by Ancora Catalyst and 43,797 shares owned by Ancora Merlin, where he may be deemed a beneficial owner for Section16 purposes but disclaims beneficial ownership except for his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider DiSanto Frederick D.
Role null
Bought 1,000 shs ($21K)
Type Security Shares Price Value
Purchase Common Stock, par value $0.01 per share 1,000 $21.25 $21K
Grant/Award Common Stock, par value $0.01 per share 1,068 $21.40 $23K
holding Common Stock, par value $0.01 per share -- -- --
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 105,424 shares (Direct, null); Common Stock, par value $0.01 per share — 43,797 shares (Indirect, see footnote)
Footnotes (1)
  1. Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. 1068 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2026.
Open-market purchase 1,000 shares at $21.25 Common Stock, transaction code P, June 16, 2026
Director fee share grant 1,068 shares at $21.40 Director's Fee Program, price on June 15, 2026
Direct holdings after transactions 105,424 shares Common Stock held directly by DiSanto
Indirect holdings via Ancora Catalyst 11,970 shares Shares owned directly by Ancora Catalyst
Indirect holdings via Ancora Merlin 43,797 shares Shares owned directly by Ancora Merlin
Net buy shares 1,000 shares Net open-market buy reported in transaction summary
Director's Fee Program financial
"1068 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d)."
Rule 16b-3(d) regulatory
"1068 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d)."
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
beneficially own financial
"may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section16."
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein."
Section16 regulatory
"may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiSanto Frederick D.

(Last)(First)(Middle)
6060 PARKLAND
SUITE 200

(Street)
CLEVELAND OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EASTERN CO [ EML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share06/15/2026A1,068(3)A$21.4104,424D
Common Stock, par value $0.01 per share06/16/2026P1,000A$21.25105,424D
Common Stock, par value $0.01 per share43,797Isee footnote(1)
Common Stock, par value $0.01 per share11,970Isee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2. Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
3. 1068 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2026.
Fredrick DiSanto06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did EML director Frederick D. DiSanto report?

Frederick D. DiSanto reported acquiring 1,000 Eastern Co (EML) shares in an open-market purchase at $21.25 per share and receiving 1,068 shares as a director fee grant priced at $21.40, increasing his direct ownership to 105,424 shares.

How many Eastern Co (EML) shares does Frederick D. DiSanto now hold directly?

Following the reported transactions, Frederick D. DiSanto directly holds 105,424 Eastern Co common shares. This reflects his prior holdings plus 1,000 shares bought in the market and 1,068 shares granted under the Director's Fee Program, both reported in the Form 4 filing.

What was the price of the Eastern Co shares DiSanto purchased on the market?

DiSanto’s open-market purchase was for 1,000 Eastern Co shares at $21.25 per share. This transaction, coded as a purchase, represents a direct buy in the company’s common stock, separate from the director fee share grant also disclosed.

How were the 1,068 Eastern Co shares granted to DiSanto determined?

The 1,068 Eastern Co shares were issued under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The number of shares was calculated using the share price on June 15, 2026, stated as $21.40 in the footnote to the Form 4 filing.

What indirect Eastern Co (EML) holdings are associated with Frederick D. DiSanto?

Indirect Eastern Co holdings linked to DiSanto include 11,970 shares owned by Ancora Catalyst and 43,797 shares owned by Ancora Merlin. He may be deemed a beneficial owner for Section16 purposes but expressly disclaims beneficial ownership except for his pecuniary interest.

Does the Form 4 suggest DiSanto sold any Eastern Co shares?

The Form 4 shows no sales by Frederick D. DiSanto. It reports a net-buy pattern: an open-market purchase of 1,000 shares and a grant of 1,068 shares, with no reported dispositions, along with updated direct and indirect ownership positions.