Woodmont LLC exercises 100k Empery Digital options

Empery Digital Inc. insider filing shows an automatic option exercise by Woodmont Investing LLC, an entity associated with Brown Tice.

Rhea-AI Filing Summary

Empery Digital Inc. insider filing shows an automatic option exercise by Woodmont Investing LLC, an entity associated with Brown Tice. Woodmont exercised 1,000 call option contracts at an exercise price of $2.99 per share, acquiring 100,000 shares of common stock upon expiration on May 15, 2026.

The derivative position was closed as a result of this automatic exercise, which the filing states is exempt from Section 16(b) under Rule 16b‑6(b). After these transactions, Brown Tice directly holds 588,528 common shares, while Woodmont Investing LLC indirectly holds 2,173,494 common shares. The filing notes that each reporting person disclaims beneficial ownership beyond their pecuniary interest.

Insider Trade Summary

1,000 shares exercised/converted

Exercise 3 txns

Insider Brown Tice, Woodmont Investing LLC

Role 10% Owner | 10% Owner

Type	Security	Shares	Price	Value
In-the-Money Exercise	Long Call Option (right to buy)	1,000	$0.00	$0.00
In-the-Money Exercise	Common Stock, par value $0.00001 per share	100,000	$2.99	$299K
holding	Common Stock, par value $0.00001 per share	--	--	--

Holdings After Transaction: Long Call Option (right to buy) — 0 contracts (Indirect, By Woodmont Investing LLC); Common Stock, par value $0.00001 per share — 2,173,494 shares (Indirect, By Woodmont Investing LLC); Common Stock, par value $0.00001 per share — 588,528 shares (Direct)

Footnotes (4)

1. F1. Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share.
2. F2. The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b).
3. F3. The securities are directly held by Woodmont Investing LLC. Mr. Brown, as the managing member of Woodmont Investing LLC, may be deemed to beneficially own such securities. Each Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest.
4. F4. Includes 67,634 shares previously held by Woodmont Investing LLC, which were transferred to Mr. Brown on March 6, 2026.

Key Figures

Shares acquired via exercise: 100,000 shares Call option contracts exercised: 1,000 contracts Exercise price: $2.99 per share +4 more

7 metrics

Shares acquired via exercise 100,000 shares Underlying common stock from 1,000 call option contracts

Call option contracts exercised 1,000 contracts Automatic exercise at expiration on May 15, 2026

Exercise price $2.99 per share Fixed exercise price for the call option contracts

Indirect holdings after transaction 2,173,494 shares Empery Digital common stock held by Woodmont Investing LLC

Direct holdings after transaction 588,528 shares Empery Digital common stock held directly by Brown Tice

Derivative contracts underlying shares 100 shares per contract Each call option contract represented 100 common shares

Option expiration date May 15, 2026 Date of automatic exercise at expiration

Key Terms

automatic exercise at expiration, call option contracts, Section 16(b), Rule 16b 6(b), +1 more

5 terms

automatic exercise at expiration financial

"Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts"

call option contracts financial

"1,000 call option contracts previously reported by the Reporting Persons"

Section 16(b) regulatory

"exempt from Section 16(b) pursuant to Rule 16b 6(b)"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

Rule 16b 6(b) regulatory

"exempt from Section 16(b) pursuant to Rule 16b 6(b)"

pecuniary interest financial

"Each Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Woodmont Investing LLC do in this Empery Digital (EMPD) Form 4?

Woodmont Investing LLC automatically exercised call options to acquire shares. The entity exercised 1,000 call option contracts at an exercise price of $2.99 per share, receiving 100,000 Empery Digital common shares when the options expired on May 15, 2026.

How many Empery Digital shares were acquired through the option exercise?

The filing reports acquisition of 100,000 common shares. These shares came from the automatic exercise at expiration of 1,000 call option contracts, each representing the right to purchase 100 Empery Digital common shares at an exercise price of $2.99 per share.

What are Brown Tice’s Empery Digital holdings after this Form 4 transaction?

Brown Tice is shown with both direct and indirect holdings. The filing reports 588,528 Empery Digital common shares held directly, and 2,173,494 common shares held indirectly through Woodmont Investing LLC, with beneficial ownership disclaimed except to the extent of pecuniary interest.

How were the derivative securities on Empery Digital stock treated in this filing?

The derivative position was closed via automatic exercise at expiration. The Form 4 explains that 1,000 call option contracts automatically exercised on May 15, 2026, delivering 100,000 common shares and closing the derivative position at a fixed exercise price of $2.99 per share.

Why does the Empery Digital Form 4 mention Section 16(b) and Rule 16b-6(b)?

The filing cites an exemption from Section 16(b) for the option exercise. It states that closing the derivative position via automatic exercise at expiration and acquiring the underlying shares at a fixed exercise price are exempt under Rule 16b‑6(b), clarifying the regulatory treatment of this transaction.

How is beneficial ownership of Empery Digital shares described for Woodmont and Brown Tice?

The securities are held by Woodmont Investing LLC with Brown Tice as managing member. The filing notes that each reporting person may be deemed to beneficially own the securities but disclaims beneficial ownership except to the extent of pecuniary interest, a common legal clarification in insider reports.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/19/2026 - 04:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Tice

(Last) (First) (Middle)

PO BOX 20907

(Street)

NEW YORK NEW YORK 10009

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Empery Digital Inc. [ EMPD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.00001 per share	05/15/2026		X(1)(2)		100,000(1)(2)	A	$2.99	2,173,494	I	By Woodmont Investing LLC(3)
Common Stock, par value $0.00001 per share								588,528(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Long Call Option (right to buy)	$2.99(1)	05/15/2026		X(1)(2)			1,000(1)(2)	02/25/2026	05/15/2026	Common Stock, par value $0.00001 per share	100,000	$0	0	I	By Woodmont Investing LLC(3)

1. Name and Address of Reporting Person^*

Brown Tice

(Last) (First) (Middle)

PO BOX 20907

(Street)

NEW YORK NEW YORK 10009

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Woodmont Investing LLC

(Last) (First) (Middle)

PO BOX 20907

(Street)

NEW YORK NEW YORK 10009

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share.

2. The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b).

3. The securities are directly held by Woodmont Investing LLC. Mr. Brown, as the managing member of Woodmont Investing LLC, may be deemed to beneficially own such securities. Each Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest.

4. Includes 67,634 shares previously held by Woodmont Investing LLC, which were transferred to Mr. Brown on March 6, 2026.

	/s/ Tice P. Brown	05/19/2026
	/s/ Tice P. Brown, Managing Member, on behalf of Woodmont Investing LLC	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)