Welcome to our dedicated page for Empery Digital SEC filings (Ticker: EMPD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Empery Digital Inc. filings document material events for a Nasdaq-listed emerging growth company built around a bitcoin treasury strategy. Its Form 8-K disclosures cover common stock repurchase updates, BTC treasury activity, operational and financial results, security-structure matters, and capital-structure changes involving borrowings and collateral.
The filing record also includes material definitive agreements and governance disclosures, including amendments to a master loan agreement and a Rights Agreement for preferred share purchase rights. These filings describe the company's common stock, repurchase program mechanics, financing arrangements, board actions, and public-company reporting obligations.
Empery Digital Inc. shareholder Tice P. Brown has filed Amendment No. 4 to his Schedule 13D, reporting significant ownership and governance engagement. Brown beneficially owns 3,342,022 shares of common stock, or about 12.1% of shares outstanding, including 680,000 shares underlying stock options exercisable within 60 days. Woodmont Investing LLC, a Delaware single‑member LLC wholly owned by Brown, separately reports beneficial ownership of 2,753,494 shares, or 10.0%. The ownership percentages rose solely because the issuer’s total shares outstanding decreased to 27,667,402, with no new transactions by the reporting persons. Brown has sent a letter to the board and stockholders regarding the share repurchase program and related governance matters and previously attempted, but is not currently pursuing, a self‑nomination to the board. The reporting persons reserve the right to pursue future governance or strategic actions.
Empery Digital Inc. filed an amendment to its annual report to add the previously omitted Part III information, including details on directors, executive officers, governance, compensation, security ownership, related-party transactions and auditor fees. The amendment was necessary because the company does not expect to file a proxy statement within 120 days of year-end, and it also updates the cover page and CEO/CFO certifications.
As of April 17, 2026, the company had 27,667,402 shares of common stock outstanding, and the aggregate market value held by non-affiliates was $3,709,736 as of June 30, 2025. The filing outlines a largely independent board, key committee structures, substantial 2025 stock option and bonus arrangements tied to July 2025 private placements, concentrated ownership among a few large stockholders, and 2025 audit fees of $419,725 paid to MaloneBailey, LLP.
Empery Digital Inc. files Post-Effective Amendment No. 2 to its Form S-3 to convert its shelf registration to a non‑automatic shelf and to include a base prospectus for offerings of up to $200,000,000 of various securities to be sold "from time to time" after effectiveness. A prospectus supplement covers 2,079,797 common shares issuable on exercise of pre-funded warrants and 4,638,219 common shares issuable on exercise of common warrants issued in a registered direct offering closed March 24, 2026. The filing discloses 30,247,668 shares of common stock issued and outstanding as of March 25, 2026 and describes the company’s digital asset treasury strategy, ATM capacity, and share repurchase activity.
Empery Digital Inc. files Post-Effective Amendment No. 2 converting its Form S-3 into a non-automatic shelf registering up to $1,000,000,000 of common stock to be offered from time to time.
The amendment includes a base prospectus and a sales agreement prospectus supplement for at-the-market sales through Aegis Capital Corp.. The prospectus describes the Company’s digital asset treasury strategy, the July 2025 private placements that generated aggregate gross proceeds of approximately $501.0 million (including $28.0 million in Bitcoin), use of net proceeds to acquire Bitcoin, share repurchase activity through March 25, 2026, and related governance provisions such as the Rights Agreement and authorized capital. Sales under the shelf may occur in one or more offerings and proceeds are intended for additional Bitcoin purchases, repayment of debt, and general corporate purposes.
Empery Digital Inc. files a post-effective amendment converting its Form S-3 shelf to a non-automatic shelf and registering the resale by selling stockholders of 44,414,189 shares of Common Stock plus related warrant and pre-funded-warrant shares. The registration covers resale by PIPE purchasers and other selling stockholders; the company will not receive proceeds from resale transactions except to the extent any Pre-Funded Warrants or Warrants are exercised for cash.
The prospectus also registers up to 5,728,662 Pre-Funded Warrant Shares, 901,542 Gemini Warrant Shares, 163,929 Placement Agent Warrant Shares, and 25,000 Consultant Warrant Shares. Shares outstanding were 30,247,668 as of March 25, 2026.