STOCK TITAN

Form 4: EMR exec direct holdings now 253,631 shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Emerson Electric (EMR) insider Michael H. Train, SVP & Chief Sustainability Officer, reported equity transactions on 11/03/2025. He acquired 28,449 shares pursuant to Rule 16b-3 upon payout of earned units from a performance share award. To cover taxes at vesting, 12,533 shares were withheld at a fair market value of $139.46. He also received a grant of 5,046 restricted stock units under a shareholder‑approved plan.

Following these transactions, he directly beneficially owns 253,631 shares. He also holds 12,559.653 shares indirectly through a 401(k) plan and 1,373.176 shares through a 401(k) excess plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Train Michael H.

(Last) (First) (Middle)
C/O EMERSON ELECTRIC CO.
8027 FORSYTH BLVD.

(Street)
ST. LOUIS MO 63105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Sustain Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/03/2025 A(1) 28,449(1) A (2) 261,118 D
Common Stock 11/03/2025 F(3) 12,533(3) D $139.46(4) 248,585 D
Common Stock 11/03/2025 A(5) 5,046(5) A (6) 253,631 D
Common Stock 12,559.653 I 401(k) plan
Common Stock 1,373.176 I 401(k) excess plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Acquisition of shares pursuant to Rile 16b-3 upon payout of 28,449 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2025.
2. Price is not applicable to the acquisition described in Note 1.
3. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.
4. Fair market value on date of withholding described in Note 1.
5. Grant to Reporting Person of 5,046 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
6. Price is not applicable to acquisitions resulting from grants of restricted stock units.
Remarks:
/s/ John A. Sperino, Attorney-in-Fact for Michael H. Train 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did EMR insider Michael H. Train report on Form 4?

On 11/03/2025, he reported acquiring 28,449 shares from a performance share payout, withholding 12,533 shares for taxes, and receiving 5,046 RSUs.

What are Michael H. Train’s direct EMR holdings after the transactions?

He directly beneficially owns 253,631 shares after the reported transactions.

What price was used for tax withholding on the vested units?

Shares were withheld at a fair market value of $139.46 on the withholding date.

Were these EMR share acquisitions under a company plan?

Yes. The 28,449 shares were issued upon payout of earned units under a shareholder‑approved performance share award pursuant to Rule 16b-3.

What additional equity did the EMR executive receive?

He received a grant of 5,046 restricted stock units under a shareholder‑approved plan pursuant to Rule 16b-3(d).

Does the executive hold EMR shares indirectly?

Yes. He holds 12,559.653 shares in a 401(k) plan and 1,373.176 shares in a 401(k) excess plan.

What is Michael H. Train’s role at Emerson Electric (EMR)?

He is the SVP & Chief Sustainability Officer.
Emerson Elec Co

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83.31B
560.18M
0.29%
83.87%
2.73%
Specialty Industrial Machinery
Electronic & Other Electrical Equipment (no Computer Equip)
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United States
ST LOUIS