STOCK TITAN

Lota S. Zoth granted 31,000 options at enGene Therapeutics (ENGN)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

enGene Therapeutics Inc. director Lota S. Zoth reported receiving a grant of stock options covering 31,000 common shares. The options have an exercise price of $1.75 per share and were awarded at no cost.

According to the terms, the entire option award vests on the earlier of the first anniversary of the vesting commencement date of June 9, 2026 or the company’s 2027 annual meeting of shareholders. After this grant, Zoth holds 31,000 stock options directly.

Positive

  • None.

Negative

  • None.
Insider Zoth Lota S.
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 31,000 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 31,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 31,000 options Stock Option (Right to Buy) granted to director on June 16, 2026
Exercise price $1.75 per share Conversion or exercise price of stock options
Grant price $0.00 per option Options awarded at no cost to the director
Expiration date June 16, 2036 Option expiration date for the 31,000 options
Holdings after grant 31,000 options Total stock options held directly following this transaction
Vesting trigger Earlier of June 9, 2027 or 2027 meeting First anniversary of June 9, 2026 vesting start or 2027 annual meeting
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
exercise price financial
"conversion_or_exercise_price: "1.7500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting commencement date financial
"the vesting commencement date, which was June 9, 2026"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
annual meeting of shareholders financial
"the registrant's 2027 annual meeting of shareholders"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
derivative security financial
"transaction_type: "derivative" for the stock option grant"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zoth Lota S.

(Last)(First)(Middle)
C/O 4868 RUE LEVY, SUITE 220

(Street)
SAINT-LAURENTH4R 2P1

(City)(State)(Zip)

QUEBEC, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
enGene Therapeutics Inc. [ ENGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.7506/16/2026A31,000 (1)06/16/2036Common Shares31,000$031,000D
Explanation of Responses:
1. This option vests fully on the earlier of (i) the first anniversary of the vesting commencement date, which was June 9, 2026 or (ii) the registrant's 2027 annual meeting of shareholders.
/s/ D. Ryan Daws, as attorney-in-fact for the Reporting Person06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did enGene Therapeutics (ENGN) report for Lota S. Zoth?

enGene Therapeutics reported that director Lota S. Zoth received a grant of stock options for 31,000 common shares. These options were granted at no cost and give the right to buy shares at a fixed exercise price of $1.75 per share.

What are the key terms of Lota S. Zoth’s 31,000 enGene Therapeutics stock options?

The grant covers 31,000 stock options with an exercise price of $1.75 per share. The options were granted for no cash payment and expire on June 16, 2036, giving a long time frame in which they can potentially be exercised.

When do Lota S. Zoth’s enGene Therapeutics stock options vest?

The options vest fully on the earlier of the first anniversary of the vesting commencement date of June 9, 2026 or enGene Therapeutics’ 2027 annual meeting of shareholders. This single vesting date means the entire 31,000-option grant becomes exercisable at once.

How many enGene Therapeutics options does Lota S. Zoth hold after this Form 4 filing?

Following this reported transaction, Lota S. Zoth holds 31,000 stock options in enGene Therapeutics directly. These options each relate to one common share and carry an exercise price of $1.75 per share, according to the Form 4 disclosure details.

Is Lota S. Zoth’s enGene Therapeutics option grant an open-market purchase or compensation award?

The transaction is classified as a grant or award, not an open-market purchase. The options were awarded at a price of $0.00 per option, with an exercise price of $1.75, indicating compensation-related equity rather than a market trade.