STOCK TITAN

[Form 4] Enovix Corporation Warrant Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 summary: Reporting person Bernard Gutmann (Director) reported a transaction for Enovix Corp (ticker shown as ENVX) dated 08/06/2025.

  • Transaction: Exercise of publicly-traded warrants resulting in 5,096 shares issued at an exercise price of $8.75 per share.
  • Post-transaction beneficial ownership: 69,959 shares (this total includes 29,190 RSUs issuable upon settlement).
  • Filing details: Form filed by one reporting person; form signed by Attorney-in-Fact Arthi Chakravarthy on 08/07/2025.

Riepilogo del Modulo 4: La persona segnalante Bernard Gutmann (Direttore) ha dichiarato una transazione relativa a Enovix Corp (ticker: ENVX) in data 08/06/2025.

  • Operazione: Esercizio di warrant quotati che ha comportato l'emissione di 5,096 azioni a un prezzo di esercizio di $8.75 per azione.
  • Partecipazione beneficiaria post-operazione: 69,959 azioni (totale che include 29,190 RSU erogabili al regolamento).
  • Dettagli della presentazione: Modulo presentato da una sola persona segnalante; firmato dal procuratore (Attorney-in-Fact) Arthi Chakravarthy il 08/07/2025.

Resumen del Formulario 4: La persona informante Bernard Gutmann (Director) informó una operación de Enovix Corp (ticker: ENVX) con fecha 08/06/2025.

  • Transacción: Ejercicio de warrants cotizados que resultó en la emisión de 5,096 acciones a un precio de ejercicio de $8.75 por acción.
  • Participación beneficiaria tras la transacción: 69,959 acciones (este total incluye 29,190 RSU que se harán efectivas al liquidarse).
  • Detalles de la presentación: Formulario presentado por una sola persona informante; firmado por el apoderado Arthi Chakravarthy el 08/07/2025.

Form 4 요약: 보고인 Bernard Gutmann(이사)이 08/06/2025자 Enovix Corp(티커: ENVX)에 대한 거래를 신고했습니다.

  • 거래: 상장 워런트의 행사로 5,096주가 발행되었으며, 주당 행사 가격은 $8.75입니다.
  • 거래 후 실질 보유: 69,959주 (이 총계에는 결제 시 지급되는 29,190 RSU가 포함됩니다).
  • 제출 상세: 한 명의 보고인이 양식을 제출했으며, 법정대리인(Attorney-in-Fact) Arthi Chakravarthy가 08/07/2025에 서명했습니다.

Résumé du formulaire 4 : La personne déclarante Bernard Gutmann (Directeur) a déclaré une opération concernant Enovix Corp (symbole : ENVX) datée du 08/06/2025.

  • Opération : Exercice de warrants cotés entraînant l'émission de 5,096 actions au prix d'exercice de $8.75 par action.
  • Participation bénéficiaire après l'opération : 69,959 actions (ce total comprend 29,190 RSU attribuables lors du règlement).
  • Détails du dépôt : Formulaire déposé par une seule personne déclarante ; signé par la mandataire (Attorney-in-Fact) Arthi Chakravarthy le 08/07/2025.

Formular 4 — Zusammenfassung: Die meldende Person Bernard Gutmann (Direktor) meldete eine Transaktion für Enovix Corp (Ticker: ENVX) datiert 08/06/2025.

  • Transaktion: Ausübung börsengehandelter Warrants, wodurch 5,096 Aktien zum Ausübungspreis von $8.75 je Aktie ausgegeben wurden.
  • Begünstigte Beteiligung nach der Transaktion: 69,959 Aktien (dieses Gesamt umfasst 29,190 RSU, die bei Abwicklung gewährt werden).
  • Einreichungsdetails: Formular wurde von einer meldenden Person eingereicht; unterschrieben vom Bevollmächtigten Arthi Chakravarthy am 08/07/2025.
Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider exercised warrants for 5,096 shares at $8.75; beneficial ownership reported at 69,959 shares.

The filing documents a warrant exercise on 08/06/2025 that issued 5,096 common shares at an exercise price of $8.75 per share. The reported beneficial ownership following the transaction is 69,959 shares, which the filer discloses includes 29,190 RSUs issuable upon settlement. The Form 4 was filed by a single reporting person and signed by an attorney-in-fact on 08/07/2025. From a securities-transaction disclosure perspective, this is a routine insider exercise and recordation of resulting beneficial ownership; the filing contains no earnings or covenant information to assess broader financial impact.

TL;DR: Routine Form 4 reporting of a director's warrant exercise and RSU holdings; no additional governance changes disclosed.

The document identifies Bernard Gutmann as the reporting director and discloses the mechanics of the issuance: exercise of publicly-traded warrants at $8.75 per share leading to 5,096 shares issued. It also discloses 29,190 RSUs included in the reported beneficial ownership of 69,959 shares. The filing does not report officer changes, related-party transactions beyond the exercise, or amendments to compensation arrangements. As filed, the disclosure meets Section 16 reporting requirements but does not on its face indicate corporate-governance actions or material changes to board composition or compensation plans.

Riepilogo del Modulo 4: La persona segnalante Bernard Gutmann (Direttore) ha dichiarato una transazione relativa a Enovix Corp (ticker: ENVX) in data 08/06/2025.

  • Operazione: Esercizio di warrant quotati che ha comportato l'emissione di 5,096 azioni a un prezzo di esercizio di $8.75 per azione.
  • Partecipazione beneficiaria post-operazione: 69,959 azioni (totale che include 29,190 RSU erogabili al regolamento).
  • Dettagli della presentazione: Modulo presentato da una sola persona segnalante; firmato dal procuratore (Attorney-in-Fact) Arthi Chakravarthy il 08/07/2025.

Resumen del Formulario 4: La persona informante Bernard Gutmann (Director) informó una operación de Enovix Corp (ticker: ENVX) con fecha 08/06/2025.

  • Transacción: Ejercicio de warrants cotizados que resultó en la emisión de 5,096 acciones a un precio de ejercicio de $8.75 por acción.
  • Participación beneficiaria tras la transacción: 69,959 acciones (este total incluye 29,190 RSU que se harán efectivas al liquidarse).
  • Detalles de la presentación: Formulario presentado por una sola persona informante; firmado por el apoderado Arthi Chakravarthy el 08/07/2025.

Form 4 요약: 보고인 Bernard Gutmann(이사)이 08/06/2025자 Enovix Corp(티커: ENVX)에 대한 거래를 신고했습니다.

  • 거래: 상장 워런트의 행사로 5,096주가 발행되었으며, 주당 행사 가격은 $8.75입니다.
  • 거래 후 실질 보유: 69,959주 (이 총계에는 결제 시 지급되는 29,190 RSU가 포함됩니다).
  • 제출 상세: 한 명의 보고인이 양식을 제출했으며, 법정대리인(Attorney-in-Fact) Arthi Chakravarthy가 08/07/2025에 서명했습니다.

Résumé du formulaire 4 : La personne déclarante Bernard Gutmann (Directeur) a déclaré une opération concernant Enovix Corp (symbole : ENVX) datée du 08/06/2025.

  • Opération : Exercice de warrants cotés entraînant l'émission de 5,096 actions au prix d'exercice de $8.75 par action.
  • Participation bénéficiaire après l'opération : 69,959 actions (ce total comprend 29,190 RSU attribuables lors du règlement).
  • Détails du dépôt : Formulaire déposé par une seule personne déclarante ; signé par la mandataire (Attorney-in-Fact) Arthi Chakravarthy le 08/07/2025.

Formular 4 — Zusammenfassung: Die meldende Person Bernard Gutmann (Direktor) meldete eine Transaktion für Enovix Corp (Ticker: ENVX) datiert 08/06/2025.

  • Transaktion: Ausübung börsengehandelter Warrants, wodurch 5,096 Aktien zum Ausübungspreis von $8.75 je Aktie ausgegeben wurden.
  • Begünstigte Beteiligung nach der Transaktion: 69,959 Aktien (dieses Gesamt umfasst 29,190 RSU, die bei Abwicklung gewährt werden).
  • Einreichungsdetails: Formular wurde von einer meldenden Person eingereicht; unterschrieben vom Bevollmächtigten Arthi Chakravarthy am 08/07/2025.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GUTMANN BERNARD

(Last) (First) (Middle)
C/O ENOVIX CORPORATION
3501 W WARREN AVENUE

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Enovix Corp [ ENVX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/06/2025 X 5,096(1) A $8.75 69,959(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares issued to the Reporting Person upon the exercise of publicly-traded warrants ("Warrants"). Each Warrant entitles the holder to purchase one share of common stock at an exercise price of $8.75 per share in accordance to the warrant agreement.
2. Includes 29,190 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
Remarks:
/s/ Arthi Chakravarthy, Attorney-in-Fact for Bernard Gutmann 08/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Bernard Gutmann report on the Form 4 for Enovix (ENVX/ENVXW)?

The Form 4 reports the exercise of publicly-traded warrants on 08/06/2025, resulting in issuance of 5,096 common shares at an exercise price of $8.75 per share.

How many shares does Bernard Gutmann beneficially own after the reported transaction?

The filing reports 69,959 shares beneficially owned following the transaction, which includes 29,190 RSUs issuable upon settlement.

What is the exercise price and date of the warrants exercised?

The warrants were exercised at an exercise price of $8.75 per share with a transaction date of 08/06/2025.

Who signed the Form 4 and when was it signed?

The Form 4 is signed by /s/ Arthi Chakravarthy, Attorney-in-Fact for Bernard Gutmann and dated 08/07/2025.

Was the Form 4 filed by one reporting person or more than one?

The form indicates it was filed by one reporting person (the box for a single reporting person is checked).

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