STOCK TITAN

[Form 4] Enovix Corporation Warrant Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Ajay Marathe, listed as Chief Operating Officer, reported an RSU vesting-related transaction dated 08/08/2025. The issuer withheld 1,490 shares to satisfy tax withholding on vested restricted stock units. After the reported transaction Marathe is shown as beneficially owning 1,164,353 shares, which includes 824,667 shares issuable upon RSU settlement. The Form 4 was signed by an attorney-in-fact on 08/12/2025. No derivative transactions were reported.

Ajay Marathe, indicato come Direttore operativo, ha comunicato una transazione relativa al vesting di RSU datata 08/08/2025. L'emittente ha trattenuto 1,490 azioni per soddisfare la ritenuta fiscale sulle restricted stock units maturate. Dopo la transazione segnalata, Marathe risulta beneficiario del possesso di 1,164,353 azioni, che includono 824,667 azioni da emettere al regolamento delle RSU. Il Modulo 4 è stato firmato da un procuratore il 08/12/2025. Non sono state segnalate transazioni su derivati.

Ajay Marathe, registrado como Director de Operaciones, informó una transacción relacionada con el vencimiento de RSU con fecha 08/08/2025. El emisor retuvo 1,490 acciones para cubrir la retención fiscal sobre las unidades restringidas de acciones que vencieron. Tras la operación informada, Marathe figura como propietario beneficiario de 1,164,353 acciones, que incluyen 824,667 acciones que se emitirán al liquidarse las RSU. El Formulario 4 fue firmado por un apoderado el 08/12/2025. No se informaron transacciones de derivados.

Ajay Marathe는 최고운영책임자(Chief Operating Officer)로 등재되어 있으며, 08/08/2025자 RSU(제한주식단위) 베스팅 관련 거래를 신고했습니다. 발행사는 성숙한 RSU에 대한 원천징수세를 충당하기 위해 1,490주를 원천징수했습니다. 신고된 거래 이후 Marathe는 실질적으로 1,164,353주를 보유한 것으로 나타나며, 이에는 RSU 결산 시 발행될 824,667주가 포함됩니다. 양식 4는 권한대리인에 의해 08/12/2025에 서명되었습니다. 파생상품 거래는 보고되지 않았습니다.

Ajay Marathe, mentionné comme Chief Operating Officer, a déclaré une opération liée à la maturation d'RSU datée 08/08/2025. L'émetteur a retenu 1,490 actions pour satisfaire la retenue d'impôt sur les unités d'actions restreintes acquises. Après l'opération déclarée, Marathe est indiqué comme détenant effectivement 1,164,353 actions, dont 824,667 actions qui seront délivrées lors du règlement des RSU. Le Formulaire 4 a été signé par un mandataire le 08/12/2025. Aucune transaction sur dérivés n'a été signalée.

Ajay Marathe, als Chief Operating Officer gelistet, meldete eine am 08/08/2025 datierte Transaktion im Zusammenhang mit dem Vesting von RSUs. Der Emittent behielt 1,490 Aktien ein, um die Steuerabgaben auf die ausgeübten Restricted Stock Units zu begleichen. Nach der gemeldeten Transaktion wird Marathe als wirtschaftlicher Eigentümer von 1,164,353 Aktien ausgewiesen, darunter 824,667 Aktien, die bei der Abwicklung der RSUs ausgegeben werden. Das Formular 4 wurde am 08/12/2025 von einem Bevollmächtigten unterschrieben. Es wurden keine Derivatgeschäfte gemeldet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting and tax-withholding; reported beneficial ownership is unchanged in nature and no sales were disclosed.

The Form 4 shows a standard tax-withholding event where 1,490 shares were withheld upon RSU vesting on 08/08/2025. The filing discloses total beneficial ownership of 1,164,353 shares, of which 824,667 are issuable upon RSU settlement. There are no entries in the derivative securities table, indicating no options or convertible transactions were reported. From a financial perspective, this is a routine administrative transaction with no material change to stake composition disclosed.

TL;DR: Compliance disclosure completed; routine withholding maintains registration obligations and transparency.

The filing documents compliance with Section 16 through timely disclosure of an RSU settlement and associated tax withholding. The signature by an attorney-in-fact on 08/12/2025 satisfies filing formalities. The presence of 824,667 RSUs issuable to the reporting person is explicitly noted, which is important for governance transparency, but the transaction itself does not indicate any change in control or unusual insider activity.

Ajay Marathe, indicato come Direttore operativo, ha comunicato una transazione relativa al vesting di RSU datata 08/08/2025. L'emittente ha trattenuto 1,490 azioni per soddisfare la ritenuta fiscale sulle restricted stock units maturate. Dopo la transazione segnalata, Marathe risulta beneficiario del possesso di 1,164,353 azioni, che includono 824,667 azioni da emettere al regolamento delle RSU. Il Modulo 4 è stato firmato da un procuratore il 08/12/2025. Non sono state segnalate transazioni su derivati.

Ajay Marathe, registrado como Director de Operaciones, informó una transacción relacionada con el vencimiento de RSU con fecha 08/08/2025. El emisor retuvo 1,490 acciones para cubrir la retención fiscal sobre las unidades restringidas de acciones que vencieron. Tras la operación informada, Marathe figura como propietario beneficiario de 1,164,353 acciones, que incluyen 824,667 acciones que se emitirán al liquidarse las RSU. El Formulario 4 fue firmado por un apoderado el 08/12/2025. No se informaron transacciones de derivados.

Ajay Marathe는 최고운영책임자(Chief Operating Officer)로 등재되어 있으며, 08/08/2025자 RSU(제한주식단위) 베스팅 관련 거래를 신고했습니다. 발행사는 성숙한 RSU에 대한 원천징수세를 충당하기 위해 1,490주를 원천징수했습니다. 신고된 거래 이후 Marathe는 실질적으로 1,164,353주를 보유한 것으로 나타나며, 이에는 RSU 결산 시 발행될 824,667주가 포함됩니다. 양식 4는 권한대리인에 의해 08/12/2025에 서명되었습니다. 파생상품 거래는 보고되지 않았습니다.

Ajay Marathe, mentionné comme Chief Operating Officer, a déclaré une opération liée à la maturation d'RSU datée 08/08/2025. L'émetteur a retenu 1,490 actions pour satisfaire la retenue d'impôt sur les unités d'actions restreintes acquises. Après l'opération déclarée, Marathe est indiqué comme détenant effectivement 1,164,353 actions, dont 824,667 actions qui seront délivrées lors du règlement des RSU. Le Formulaire 4 a été signé par un mandataire le 08/12/2025. Aucune transaction sur dérivés n'a été signalée.

Ajay Marathe, als Chief Operating Officer gelistet, meldete eine am 08/08/2025 datierte Transaktion im Zusammenhang mit dem Vesting von RSUs. Der Emittent behielt 1,490 Aktien ein, um die Steuerabgaben auf die ausgeübten Restricted Stock Units zu begleichen. Nach der gemeldeten Transaktion wird Marathe als wirtschaftlicher Eigentümer von 1,164,353 Aktien ausgewiesen, darunter 824,667 Aktien, die bei der Abwicklung der RSUs ausgegeben werden. Das Formular 4 wurde am 08/12/2025 von einem Bevollmächtigten unterschrieben. Es wurden keine Derivatgeschäfte gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marathe Ajay

(Last) (First) (Middle)
C/O ENOVIX CORPORATION
3501 W. WARREN AVENUE

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Enovix Corp [ ENVX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 F 1,490(1) D $10.78 1,164,353(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on August 8, 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
2. Includes 824,667 shares issuable upon the settlement of RSUs granted to the Reporting Person.
Remarks:
/s/ Arthi Chakravarthy, Attorney-in-Fact for Ajay Marathe 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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