Affiliate Michael Garthwaite proposes sales of 1,550 shares each (EP)

Rhea-AI Filing Summary

U.S. Capital Wealth submitted a Section 144 notice reporting proposed sales of common stock by an affiliate and recent issuer stock awards. The filing lists three proposed sales by Michael Garthwaite of 1,550 shares on each of 03/16/2026, 04/16/2026 and 05/18/2026 with dollar amounts shown. The filing also records issuer stock awards of 6,582 shares on 07/20/2024 and 12,018 shares on 07/19/2025.

Insights

Securities Counsel

Section 144 notice lists proposed affiliate sales and issuer awards.

The filing records three proposed sales by Michael Garthwaite of 1,550 shares each on 03/16/2026, 04/16/2026 and 05/18/2026

These entries are procedural disclosures required when restricted or control securities are offered for sale; the amounts and dates are factual statements of proposed transactions and recent issuer awards. Subsequent Form 4 or Form 5 filings may report completed transfers.

Key Figures

Proposed sale per transaction: 1,550 shares Dollar amount (03/16/2026): $51,606.00 Dollar amount (04/16/2026): $49,164.00 +3 more

6 metrics

Proposed sale per transaction 1,550 shares each listed on <date>03/16/2026</date>, <date>04/16/2026</date>, <date>05/18/2026</date>

Dollar amount (03/16/2026) $51,606.00 proposed sale listed for <date>03/16/2026</date>

Dollar amount (04/16/2026) $49,164.00 proposed sale listed for <date>04/16/2026</date>

Dollar amount (05/18/2026) $52,148.00 proposed sale listed for <date>05/18/2026</date>

Issuer stock award (2024) 6,582 shares <date>07/20/2024</date> stock award (compensation)

Issuer stock award (2025) 12,018 shares <date>07/19/2025</date> stock award

Key Terms

Form 144, Stock Award, Issuer

3 terms

Form 144 regulatory

"Section 144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Award financial

"07/19/2025 | Stock Award | Issuer"

Issuer regulatory

"Stock Award | Issuer | | | 12018"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	U.S. Capital Wealth 4444 Westheimer Rd., Ste G500 Houston TX 77027	4650	157750.00	2222077616	06/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/19/2025	Stock Award	Issuer			12018	07/19/2025	07/19/2025
Common	07/20/2024	Stock Award	Issuer			6582	07/20/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael Garthwaite 1001 Louisiana St., Ste 100 Houston TX 77002	KMI	03/16/2026	1550	51606.00
Michael Garthwaite 1001 Louisiana St., ste 1000 Houston TX 77002	KMI	04/16/2026	1550	49164.00
Michael Garthwaite 1001 Louisiana St., Ste 1000 Houston TX 77002	KMI	05/18/2026	1550	52148.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for EP (U.S. Capital Wealth) show?

The Form 144 reports proposed sales and stock awards. It lists three proposed sales by Michael Garthwaite of 1,550 shares on three dates in 2026 and issuer awards of 6,582 and 12,018 shares on 07/20/2024 and 07/19/2025.

Who is the selling person named in the filing for EP?

The filing names Michael Garthwaite as the selling person. The entries show proposed sales of 1,550 shares on 03/16/2026, 04/16/2026, and 05/18/2026 with listed dollar amounts.

What issuer awards are disclosed in the Form 144 for EP?

The filing records issuer stock awards of 6,582 shares dated 07/20/2024 and 12,018 shares dated 07/19/2025. These are shown under the "Securities To Be Sold" section as awards granted by the issuer.

Do the Form 144 entries confirm completed sales for EP?

No. Form 144 shows proposed sales and recent awards; it is a notice of intent. Completion and settlement would typically appear in subsequent transaction filings such as Form 4 or in other disclosures.