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Kinder Morgan (KMI) GC’s 69,445 RSUs vest; 26,760 shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Catherine C. James, VP and General Counsel of Kinder Morgan, Inc., reported the vesting and settlement of 69,445 restricted stock units into the same number of shares of Class P Common Stock on July 31, 2026. As part of this vesting, 26,760 shares were withheld by the issuer to satisfy tax withholding obligations at the $32.18 closing price on the vesting date, with the remaining shares delivered to her. The restricted stock unit award was fully settled, and indirect holdings now include 75 shares owned by her spouse, in which she disclaims beneficial or pecuniary interest, and 286 shares held through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider James Catherine C.
Role VP and General Counsel
Type Security Shares Price Value
Exercise Restricted Stock Unit F5, F6 69,445 $0.00 $0.00
Exercise Class P Common Stock F1 69,445 $0.00 $0.00
Tax Withholding Class P Common Stock F2, F3 26,760 $32.18 $861K
holding Class P Common Stock F4 -- -- --
holding Class P Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Class P Common Stock — 165,338 shares (Direct); Class P Common Stock — 75 shares (Indirect, By Spouse); Class P Common Stock — 286 shares (Indirect, By 401(k) Plan)
Footnotes (6)
  1. F1. This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.
  2. F2. Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.
  3. F3. Closing price of Class P Common Stock on the date of vesting.
  4. F4. The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by her spouse.
  5. F5. Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
  6. F6. These restricted stock units vested on July 31, 2026.
RSUs vested and settled 69,445 units/shares Restricted stock units settled into Class P Common Stock on July 31, 2026
Shares withheld for taxes 26,760 shares Shares of Class P Common Stock withheld to satisfy tax withholding obligations
Tax withholding reference price $32.18 per share Closing price of Class P Common Stock on the vesting date used for withholding
Indirect spouse holdings 75 shares Class P Common Stock held indirectly by spouse; beneficial interest disclaimed
Indirect 401(k) holdings 286 shares Class P Common Stock held indirectly through a 401(k) plan
Restricted Stock Unit financial
"This transaction represents the settlement of restricted stock units in shares"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Class P Common Stock financial
"shares of Class P Common Stock on their scheduled vesting date"
tax withholding obligations financial
"shares withheld by the issuer to satisfy tax withholding obligations"
beneficial or pecuniary interest financial
"The reporting person disclaims any and all beneficial or pecuniary interest"
401(k) Plan financial
"Class P Common Stock, transaction_type holding, nature_of_ownership By 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Kinder Morgan (KMI) executive Catherine C. James report in this Form 4?

Catherine C. James reported the vesting and settlement of 69,445 restricted stock units into Class P Common Stock. These units vested on July 31, 2026 and were settled into an equal number of shares on their scheduled vesting date.

How many Kinder Morgan (KMI) shares were withheld for taxes in Catherine C. James’s transaction?

The issuer withheld 26,760 shares of Class P Common Stock to satisfy tax withholding obligations. The withholding price used was the $32.18 closing price of the stock on the July 31, 2026 vesting date.

How many Kinder Morgan (KMI) shares did Catherine C. James receive from vested RSUs?

She had 69,445 restricted stock units vest and settle into the same number of Class P Common shares. After 26,760 shares were withheld for taxes, the remaining vested shares were delivered to her as common stock.

Were Catherine C. James’s Kinder Morgan (KMI) tax-withholding shares sold on the open market?

No. The 26,760 shares were withheld by the issuer to satisfy tax obligations related to the RSU vesting. Footnotes specify this was a tax-withholding disposition, not an open-market sale transaction.

What indirect Kinder Morgan (KMI) holdings does Catherine C. James report?

She reports 75 shares held indirectly by her spouse and 286 shares held indirectly through a 401(k) plan. She expressly disclaims beneficial or pecuniary interest in the shares owned by her spouse, per the filing footnote.

What happened to Catherine C. James’s restricted stock units in Kinder Morgan (KMI)?

69,445 restricted stock units fully vested and were settled into 69,445 shares of Class P Common Stock. Following this settlement, the RSU derivative position reported in the filing shows zero units remaining outstanding for this award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
James Catherine C.

(Last)(First)(Middle)
1001 LOUISIANA STREET, SUITE 1000

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KINDER MORGAN, INC. [ KMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP and General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class P Common Stock07/31/2026M(1)69,445A$0192,098D
Class P Common Stock07/31/2026F(2)26,760D$32.18(3)165,338D
Class P Common Stock75IBy Spouse(4)
Class P Common Stock286IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(5)07/31/2026M69,445 (6) (6)Class P Common Stock69,445$00D
Explanation of Responses:
1. This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.
2. Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.
3. Closing price of Class P Common Stock on the date of vesting.
4. The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by her spouse.
5. Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
6. These restricted stock units vested on July 31, 2026.
Remarks:
/s/ Catherine C. James08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)