Welcome to our dedicated page for Empire Petroleum SEC filings (Ticker: EP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Empire Petroleum Corporation (NYSE American: EP) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. Empire is a Tulsa-based oil and gas company with producing assets in New Mexico, North Dakota, Montana, Texas, and Louisiana, and its filings offer detailed information on financing arrangements, operational updates, and governance matters.
Among the key documents available are Form 8-K current reports, which Empire uses to disclose material events. Recent 8-K filings describe the company’s revolver loan agreement and subsequent amendments with Equity Bank, including changes to maximum revolver commitment amounts, maturity dates, collateral coverage, and the addition of subsidiary borrowers. Other 8-Ks detail a convertible promissory note and related warrant issued to a major shareholder, amendments to that note and warrant, and the structure and progress of registered subscription rights offerings.
Empire also files 8-Ks to furnish press releases on quarterly financial and operating results, such as updates on production volumes, product revenue, operating expenses, and adjusted EBITDA. These filings often include exhibits that reproduce the full text of the press releases for investors who want to review management’s commentary on performance and outlook.
Through this page, users can track capital structure developments (including debt obligations, conversion features, and warrant terms), as well as other events like rights offering record dates, subscription mechanics, and changes to offering terms. The filings also confirm that Empire’s common stock is registered under Section 12(b) of the Securities Exchange Act of 1934 and trades on the NYSE American under the symbol EP.
Stock Titan’s platform supplements these filings with AI-powered summaries that highlight key terms, obligations, and changes, helping readers quickly understand complex credit agreements, equity offerings, and other material contracts. Real-time updates from EDGAR, combined with structured access to Forms 8-K and related exhibits, allow investors to follow Empire’s regulatory history and evaluate how financing and operational decisions may affect the company over time.
Empire Petroleum Corp insider Phil E. Mulacek, a director and 10% owner, reported buying additional common stock. On 12/29/2025 he purchased 5,367 shares of common stock at $3 per share, followed by another purchase of 84 shares at $3 per share on 12/30/2025.
After these transactions, he beneficially owns 6,166,932 shares directly. He also reports indirect beneficial ownership of 817,262 shares through Petroleum Independent & Exploration LLC, 526,300 shares through Big Red Revocable Trust, 485,202 shares through Five Sterling LP, and 42,833 shares through his spouse.
Kinder Morgan, Inc. (KMI) executive share sale: Company officer John W. Schlosser, V.P. (President, Terminals), reported selling 6,166 shares of Kinder Morgan Class P common stock on 12/05/2025. The sale was coded as an open market sale and was carried out at a weighted average price of $27.81 per share.
The filing notes that the transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on May 7, 2025. After these sales, Schlosser beneficially owns 207,370 shares of Kinder Morgan common stock.
Empire Petroleum Corp director and 10% owner Phil E. Mulacek reported buying 7,223 shares of common stock on December 2, 2025. The purchase was an open-market transaction at a weighted average price of $2.9985 per share, with individual trade prices ranging from $2.97 to $3.00.
After this transaction, Mulacek beneficially owns 6,161,481 shares directly. He also reports indirect ownership of additional Empire Petroleum shares through several entities and relationships, including 817,262 shares held by Petroleum Independent & Exploration LLC, 526,300 shares held by Big Red Revocable Trust, 485,202 shares held by Five Sterling LP, and 42,833 shares held by his spouse.
Empire Petroleum Corp11/26/2025, he bought 1,316 shares at $3 per share, and on 11/28/2025 he bought another 1,743 shares at $3 per share. Following these transactions, he directly beneficially owns 6,154,258 common shares. He also reports indirect ownership of 817,262 shares through Petroleum Independent & Exploration LLC, 526,300 shares through Big Red Revocable Trust, 485,202 shares through Five Sterling LP, and 42,833 shares through his spouse.
Empire Petroleum Corp (EP)11/18/2025, the director bought 2,000 shares of Empire Petroleum common stock in an open-market transaction coded "P" for purchase. The shares were acquired at a price of $3.1409 per share.
Following this transaction, the director now beneficially owns 63,000 shares of Empire Petroleum common stock in direct ownership form. This filing is a routine Form 4 report providing transparency about insider trading activity and the director's current stake in the company.
Kinder Morgan, Inc. reported an insider stock gift by its Executive Vice President. On 11/17/2025, the officer transferred 1,500 shares of Class P common stock as a gift to a donor-advised charitable fund, at a reported price of $0, reflecting the non-sale nature of the transaction. After this gift, the reporting person directly beneficially owns 290,500 shares of Kinder Morgan common stock. The filing covers this single charitable transfer and does not reflect any open-market purchase or sale.
Empire Petroleum Corporation filed a Form 8-K to report that it has released its financial and operating results for the third quarter 2025. On November 17, 2025, the company issued a press release detailing these results and furnished it as Exhibit 99 to this report. The Form 8-K clarifies that the information provided under Item 2.02 is being furnished rather than filed under the securities laws.
Empire Petroleum filed its Q3 2025 10‑Q, showing softer results and active balance‑sheet moves. Total revenue was $9.4 million for the quarter (vs. $11.4 million a year ago) and $27.1 million for the nine months (vs. $33.6 million). Net loss was $3.8 million for Q3 and $13.1 million year‑to‑date. Lease operating costs, taxes, and DD&A kept expenses elevated, resulting in an operating loss.
Liquidity remains tight. Cash was $4.6 million and total debt $15.2 million, including $14.1 million on the Equity Bank credit facility. The company reported negative working capital of about $8.6 million. It increased its revolver to $20.0 million with $3.3 million unused as of September 30, 2025, though the commitment steps down by $0.25 million monthly. An August rights offering raised roughly $2.5 million, part of which repaid a related‑party note. Additional related‑party financing included a June note and a September convertible note, with $2.0 million outstanding at quarter‑end and equity‑linked features.
The filing identifies conditions that raised substantial doubt about continuing as a going concern; management cites committed related‑party support and recent financings and believes these plans alleviate that doubt. The company was in compliance with all debt covenants.
Kinder Morgan, Inc. (KMI) executive John W. Schlosser, V.P. (President, Terminals), reported a sale of Class P common stock. On 11/10/2025, he sold 6,166 shares at $27 per share and now beneficially owns 213,536 shares, held directly.
The filing notes the sales were effected under a Rule 10b5‑1 trading plan adopted on May 7, 2025. The report was filed as a Form 4 by one reporting person.
Empire Petroleum (EP) reported an insider transaction by director and 10% owner Phil E. Mulacek. On 09/24/2025, the reporting person acquired a Convertible Note due 2027 with principal of $4,000,000, convertible at $4.32 per share, reflecting 462,962 underlying common shares tied to the initial advances. He also acquired a warrant for 138,889 common shares at an exercise price of $4.32.
On 11/05/2025, the note was amended to increase the conversion price to $4.32 and to provide that this price applies only to the first $2,000,000 already advanced, with any additional advances convertible at a floating price as set forth in the note. The warrant was amended the same day to raise the exercise price to $4.32 and reduce the underlying shares from 281,030 to 138,889. The warrant becomes exercisable after NYSE American approves a supplemental listing application covering the underlying shares.
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