Welcome to our dedicated page for Empire Petroleum SEC filings (Ticker: EP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Empire Petroleum Corporation (NYSE American: EP) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. Empire is a Tulsa-based oil and gas company with producing assets in New Mexico, North Dakota, Montana, Texas, and Louisiana, and its filings offer detailed information on financing arrangements, operational updates, and governance matters.
Among the key documents available are Form 8-K current reports, which Empire uses to disclose material events. Recent 8-K filings describe the company’s revolver loan agreement and subsequent amendments with Equity Bank, including changes to maximum revolver commitment amounts, maturity dates, collateral coverage, and the addition of subsidiary borrowers. Other 8-Ks detail a convertible promissory note and related warrant issued to a major shareholder, amendments to that note and warrant, and the structure and progress of registered subscription rights offerings.
Empire also files 8-Ks to furnish press releases on quarterly financial and operating results, such as updates on production volumes, product revenue, operating expenses, and adjusted EBITDA. These filings often include exhibits that reproduce the full text of the press releases for investors who want to review management’s commentary on performance and outlook.
Through this page, users can track capital structure developments (including debt obligations, conversion features, and warrant terms), as well as other events like rights offering record dates, subscription mechanics, and changes to offering terms. The filings also confirm that Empire’s common stock is registered under Section 12(b) of the Securities Exchange Act of 1934 and trades on the NYSE American under the symbol EP.
Stock Titan’s platform supplements these filings with AI-powered summaries that highlight key terms, obligations, and changes, helping readers quickly understand complex credit agreements, equity offerings, and other material contracts. Real-time updates from EDGAR, combined with structured access to Forms 8-K and related exhibits, allow investors to follow Empire’s regulatory history and evaluate how financing and operational decisions may affect the company over time.
Kinder Morgan, Inc. (KMI) executive John W. Schlosser, V.P. (President, Terminals), reported a sale of Class P common stock. On 11/10/2025, he sold 6,166 shares at $27 per share and now beneficially owns 213,536 shares, held directly.
The filing notes the sales were effected under a Rule 10b5‑1 trading plan adopted on May 7, 2025. The report was filed as a Form 4 by one reporting person.
Empire Petroleum (EP) reported an insider transaction by director and 10% owner Phil E. Mulacek. On 09/24/2025, the reporting person acquired a Convertible Note due 2027 with principal of $4,000,000, convertible at $4.32 per share, reflecting 462,962 underlying common shares tied to the initial advances. He also acquired a warrant for 138,889 common shares at an exercise price of $4.32.
On 11/05/2025, the note was amended to increase the conversion price to $4.32 and to provide that this price applies only to the first $2,000,000 already advanced, with any additional advances convertible at a floating price as set forth in the note. The warrant was amended the same day to raise the exercise price to $4.32 and reduce the underlying shares from 281,030 to 138,889. The warrant becomes exercisable after NYSE American approves a supplemental listing application covering the underlying shares.
Empire Petroleum (EP) entered a Letter Agreement on November 5, 2025 amending its previously disclosed $4,000,000 promissory note and related warrant issued to Phil E. Mulacek. The original note bears 5.5% interest, matures on September 23, 2027, and is convertible at the holder’s option at a conversion price of $4.27 per share. As of September 25, 2025, the Company had received a $2,000,000 first advance, with the ability for up to an additional $2,000,000 after March 23, 2026 for six months, upon notice and absent default.
The original warrant covers 281,030 shares at an exercise price of $4.27 for three years. The amendment adds a key limit: Mr. Mulacek cannot receive more than an aggregate 1,217,798 shares of common stock from note conversions, warrant exercises, and any warrants tied to additional advances. The full Letter Agreement is filed as Exhibit 10.
Empire Petroleum (EP): Schedule 13D/A update — Michael R. Morrisett, the company’s President and CEO, reports beneficial ownership of 866,087 shares of common stock, representing 2.49% of the class. The percentage is based on 34,266,208 shares outstanding as of September 30, 2025.
On November 5, 2025, he sold in a private transaction the remainder of his 4/3/19 stock option (589,100 shares) and 187,084 shares of common stock for an aggregate sales price of $1,600,000. As disclosed, he ceased to be a beneficial owner of more than 5% on November 5, 2025. His reported total includes 520,000 shares issuable upon currently exercisable options and 35,000 shares underlying vested RSUs with deferred delivery.
Empire Petroleum (EP) director and 10% owner Phil E. Mulacek reported insider transactions dated 11/05/2025. He purchased 187,084 common shares at $3.77 (Code P) and exercised options for 589,100 shares (Code M) tied to options with a $1.32 exercise price.
Following the reported transactions, he directly beneficially owned 6,151,199 common shares. The filing also lists indirect holdings of common stock, including 817,262 shares by Petroleum Independent & Exploration LLC, 526,300 shares by Big Red Revocable Trust, 485,202 shares by Five Sterling LP, and 42,833 shares by his spouse. An explanatory note states the option vested in three installments on April 3 of 2019, 2020, and 2021.
Empire Petroleum (EP) insider activity: President & CEO Michael R. Morrisett reported an open-market sale of 187,084 shares of common stock at $3.77 on 11/05/2025. Following the sale, he beneficially owns 346,088 shares directly.
He also disposed of employee stock options covering 589,100 shares, priced at $1.519 per option, with an exercise price of $1.32 and an expiration of 04/02/2029, leaving 0 derivative securities held after the transaction. Option figures are adjusted for the company’s 1-for-4 reverse stock split effective March 7, 2022.
John Schlosser filed a Form 144 notice to sell up to 18,498 shares of common stock. The filing lists an aggregate market value of $503,515, an approximate sale date of 11/05/2025, and execution on the NYSE through U.S. Capital Wealth.
Shares outstanding were 2,222,077,616. The seller reports acquiring 217,462 shares on 01/31/2025 via a stock award from the issuer as compensation.
Over the past three months, Schlosser sold 6,166 shares on 08/05/2025 for $171,445.63, 6,166 shares on 09/08/2025 for $166,482.00, and 6,166 shares on 10/06/2025 for $173,708.55.
Kinder Morgan, Inc. (KMI): Director open‑market purchases reported. A director acquired Class P common stock in two transactions: 487 shares on 10/30/2025 at a weighted average price of $26.2592 and 3,800 shares on 10/31/2025 at $26.225. Following these purchases, the director beneficially owns 39,051 shares, held directly. The filing notes the first trade reflects multiple executions within the $26.2450–$26.2758 range.
Kinder Morgan, Inc. insider activity: Executive Chairman and director Richard D. Kinder reported an open‑market purchase of 1,000,000 Class P common shares on 10/27/2025 at a $25.9649 weighted average price. The filing notes trades occurred between $25.805 and $26.095.
Following the purchase, he directly beneficially owns 246,212,353 shares. The filing also lists 61,479 shares held by his spouse and 11,812,747 shares held by a limited partnership, with stated disclaimers on beneficial interest.
Kinder Morgan, Inc. reported Q3 2025 results, showing higher revenues and steady earnings. Total revenues were $4,146 million versus $3,699 million a year ago, driven by services and commodity sales. Operating income was $1,063 million. Net income attributable to KMI was $628 million, with EPS of $0.28, unchanged year over year.
For the first nine months, revenues reached $12,429 million and net income attributable to KMI was $2,060 million. Cash from operating activities totaled $4,225 million, while capital expenditures were $2,206 million. The company completed the Outrigger Energy acquisition for $648 million to expand its Natural Gas Pipelines segment, and in May issued $1,100 million of 5.15% notes due 2030 and $750 million of 5.85% notes due 2035, receiving net proceeds of $1,834 million. Total debt stood at $32,384 million, with $2.9 billion available under the credit facility and $568 million outstanding under commercial paper. The board declared a $0.2925 per-share dividend for the period ended September 30, 2025.