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Equus Total Return Inc SEC Filings

EQS NYSE

Welcome to our dedicated page for Equus Total Return SEC filings (Ticker: EQS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Fair-valuing an oil-and-gas subsidiary or deciphering a 200-page Schedule of Investments can slow any review of Equus Total Return’s disclosures. If you have ever searched for “Equus SEC filings explained simply” or wondered how a closed-end fund marks illiquid assets, you know the challenge.

Stock Titan solves that problem. Our platform streams every Equus document the moment it hits EDGAR—whether it is an Equus quarterly earnings report 10-Q filing outlining portfolio valuation shifts, an Equus 8-K material events explained alert on a portfolio company sale, or the latest Equus insider trading Form 4 transactions. AI-powered summaries highlight what moves NAV, flag debt covenant changes and translate complex investment footnotes into plain English. You can even set real-time alerts for Equus Form 4 insider transactions real-time to see when directors buy or sell shares.

Need deeper context? Drill into each filing type below:

  • 10-K Annual Report – Our “Equus annual report 10-K simplified” view extracts portfolio composition, valuation techniques and risk factors in minutes.
  • 10-Q Quarterly Update – Compare quarter-over-quarter fair-value marks with one-click Equus earnings report filing analysis.
  • Form 4 – Track Equus executive stock transactions Form 4 and spot buying ahead of material NAV changes.
  • DEF 14A Proxy Statement – Instantly surface Equus proxy statement executive compensation details, including carried-interest metrics.

From understanding Equus SEC documents with AI to monitoring NAV-moving disclosures, Stock Titan delivers complete, real-time coverage so professionals can focus on decisions—not page flipping.

Rhea-AI Summary

Form 4 insider activity – ClearPoint Neuro, Inc. (CLPT)

Chief Business Officer Jeremy L. Stigall purchased 1,608 shares of ClearPoint Neuro common stock on 06/30/2025 through the company’s Employee Stock Purchase Plan (ESPP). The acquisition price was $10.15, reflecting the ESPP’s 15 % discount to the lower of the market prices on the first or last day of the six-month purchase period (01/01/2025-06/30/2025). After the transaction, Stigall directly owns 72,355 CLPT shares.

No shares were sold and no derivative securities were involved. While the purchase is modest in size, insider buying—especially by a senior officer—tends to be interpreted as a sign of management’s confidence in the company’s prospects, albeit with limited immediate financial impact.

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FAQ

What is the current stock price of Equus Total Return (EQS)?

The current stock price of Equus Total Return (EQS) is $1.41 as of July 3, 2025.

What is the market cap of Equus Total Return (EQS)?

The market cap of Equus Total Return (EQS) is approximately 18.7M.

What is the core business of Equus Total Return Inc?

Equus Total Return Inc is a closed-end management investment company that focuses on deploying capital into middle market companies. It leverages various transaction models such as acquisitions, leveraged buyouts, and recapitalizations to drive capital appreciation.

How does Equus generate returns from its investments?

The company generates returns primarily through investments in equity and equity-oriented securities combined with structured financial transactions. It also benefits from asset appreciation and management fees aligned with its investment strategies.

What kind of companies does Equus Total Return invest in?

Equus targets privately-owned companies and smaller public companies that have significant growth potential. These companies are often poised for expansion either organically or through strategic acquisitions and buyouts.

What transaction structures are commonly used by Equus?

Equus employs a variety of transaction structures including acquisitions, leveraged buyouts, management buyouts, and recapitalizations. This diversified approach allows the company to adapt to different market conditions and investment opportunities.

How does Equus incorporate its subsidiaries into its investment strategy?

The company integrates its subsidiaries to gain specialized exposure in distinct sectors such as energy. These subsidiaries support the overall diversification of the portfolio while leveraging sector-specific expertise to enhance value creation.

What distinguishes Equus Total Return Inc from other investment companies?

Equus distinguishes itself by focusing specifically on middle market companies and using a flexible, multi-structured investment model. Its approach combines rigorous due diligence, operational enhancement, and strong corporate governance for sustained capital appreciation.

How does Equus manage risk in its investment approach?

The company implements a disciplined risk management process that involves extensive due diligence, market research, and scenario analysis. This process ensures that investment decisions are well-informed and aligned with long-term capital preservation strategies.

What role does corporate governance play at Equus Total Return Inc?

Corporate governance is a cornerstone of Equus's operational model. Its independent and experienced board members oversee strategic decisions, ensuring transparency and adherence to a disciplined investment strategy that balances risk and reward.
Equus Total Return Inc

NYSE:EQS

EQS Rankings

EQS Stock Data

18.75M
13.59M
61.29%
1.16%
0.05%
Asset Management
Financial Services
Link
United States
HOUSTON