ERock (EROC) director receives 13,024 restricted stock units in equity grant

Rhea-AI Filing Summary

ERock, Inc. director Dan Brouillette received an equity grant of 13,024 restricted stock units. The award carries no cash exercise price and will vest on the earlier of the first anniversary of the grant date or ERock’s next annual meeting of stockholders, subject to his continued service. After this grant, he holds 13,024 shares or share-equivalents of Class A common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Brouillette Dan

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	13,024	$0.00	--

Holdings After Transaction: Class A Common Stock — 13,024 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

RSUs granted: 13,024 units Grant price per share: $0.0000 Total holdings after grant: 13,024 shares

3 metrics

RSUs granted 13,024 units Restricted stock units awarded to director on 2026-06-11

Grant price per share $0.0000 Reported transaction price per share for RSU grant

Total holdings after grant 13,024 shares Class A Common Stock or equivalents following the transaction

Key Terms

restricted stock units, Class A common stock, annual meeting of stockholders

3 terms

restricted stock units financial

"Consists of 13,024 restricted stock units granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A common stock financial

"Each restricted stock unit represents the right to receive one share of Class A common stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of stockholders financial

"will vest on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brouillette Dan

(Last) (First) (Middle)

C/O EROCK, INC.

1113 VINE STREET, SUITE 101

(Street)

HOUSTON TEXAS 77002

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ERock, Inc. [ EROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/11/2026		A		13,024(1)	A	$0.00	13,024	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Consists of 13,024 restricted stock units granted to the Reporting Person, which will vest on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the right to receive one share of Class A common stock of the Issuer following vesting.

	/s/ Davis Zapffe, Attorney-in-Fact for Dan Brouillette	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ERock (EROC) director Dan Brouillette report?

Dan Brouillette reported receiving 13,024 restricted stock units of ERock, Inc. as an equity grant. These units represent a form of stock-based compensation and will convert into Class A common shares after they vest, aligning his interests more closely with other shareholders over time.

How many ERock (EROC) shares or units does Dan Brouillette hold after this Form 4?

Following the reported grant, Dan Brouillette holds 13,024 shares or share-equivalents of ERock’s Class A common stock. All of these arise from the single award of 13,024 restricted stock units disclosed, which will settle into shares once the vesting conditions are satisfied.

What are the vesting terms of Dan Brouillette’s 13,024 ERock restricted stock units?

The 13,024 restricted stock units will vest on the earlier of the first anniversary of the grant date or ERock’s next annual meeting of stockholders. Vesting is conditioned on Brouillette’s continued service to the company through that time, according to the Form 4 footnote.

What does each ERock (EROC) restricted stock unit granted to Dan Brouillette represent?

Each restricted stock unit represents the right to receive one share of ERock’s Class A common stock after vesting. Once vesting conditions are met, the units convert into actual shares, giving Brouillette direct stock ownership instead of just the promise of future equity.

Was Dan Brouillette’s ERock equity grant a purchase or a compensation award?

The Form 4 describes the transaction as a grant or award acquisition, not an open-market purchase. Brouillette paid no cash exercise price for the 13,024 restricted stock units, indicating they are compensation-related equity awarded by ERock subject to vesting conditions.