STOCK TITAN

Director at ERock (EROC) receives 13,024 RSU equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ERock, Inc. director Charles D. Boynton received an equity grant of 13,024 restricted stock units tied to the company’s Class A common stock. The units were granted at no cash cost and will vest on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to his continued service. Following this award, his directly held position from this grant is 13,024 shares on a vested-and-settled basis once the units convert.

Positive

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Insider BOYNTON CHARLES D
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 13,024 $0.00 --
Holdings After Transaction: Class A Common Stock — 13,024 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 13,024 units Restricted stock units tied to Class A common stock
Grant price per unit $0.0000 Equity compensation grant with no cash cost
Shares following transaction 13,024 shares Total reported holdings after RSU grant
restricted stock units financial
"Consists of 13,024 restricted stock units granted to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"which will vest on the earlier of the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
annual meeting of stockholders financial
"or the Issuer's next annual meeting of stockholders"
Class A common stock financial
"represents the right to receive one share of Class A common stock of the Issuer"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BOYNTON CHARLES D

(Last)(First)(Middle)
C/O EROCK, INC.
1113 VINE STREET, SUITE 101

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ERock, Inc. [ EROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026A13,024(1)A$0.0013,024D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of 13,024 restricted stock units granted to the Reporting Person, which will vest on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the right to receive one share of Class A common stock of the Issuer following vesting.
/s/ Davis Zapffe, Attorney-in-Fact for Charles Boynton06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ERock (EROC) report for Charles D. Boynton?

ERock reported that director Charles D. Boynton received a grant of 13,024 restricted stock units of Class A common stock. The award is a compensation-related equity grant at no cash cost, rather than an open-market share purchase or sale.

How many ERock (EROC) shares are covered by Charles D. Boynton’s new RSU grant?

The grant covers 13,024 restricted stock units, each representing one share of ERock Class A common stock. Once vested and settled, these units can convert into the same number of shares for the director, reflecting a stock-based compensation award.

When do Charles D. Boynton’s ERock (EROC) restricted stock units vest?

The 13,024 restricted stock units will vest on the earlier of the first anniversary of the grant date or ERock’s next annual meeting of stockholders. Vesting is conditioned on Charles D. Boynton’s continued service to the company through that vesting date.

Did Charles D. Boynton pay cash for his new ERock (EROC) RSU award?

No, the filing shows the grant price per unit as 0.0000, indicating no cash payment was required. The RSUs are a stock-based compensation award rather than a market transaction, aligning the director’s interests with shareholders through future share delivery.

How many ERock (EROC) shares does Charles D. Boynton hold after this Form 4 transaction?

After the reported transaction, the filing shows 13,024 shares as the total amount following the grant. This total reflects the shares underlying the restricted stock units from this award, which will be delivered upon satisfaction of the vesting conditions.