[SCHEDULE 13G/A] ERock, Inc. Amended Passive Investment Disclosure
ERock stake tops 31% in McAndrew filing
McAndrew-related holders report over 25%–31.9% beneficial ownership of ERock, Inc. Class A shares through a mix of existing stock and exchangeable Class B units.
ERock, Inc. (EROC) received an amended Schedule 13G from Walter Thomas McAndrew Jr., McAndrew Holdings, Ltd., McAndrew Holdings, LLC, and Jay Willis McAndrew reporting their beneficial ownership of the company’s Class A common stock. W.T. McAndrew is deemed to beneficially own 22,587,118 shares, or 31.9% of the Class A common stock, including shares acquirable through Class B Shares and corresponding Class B Units of ER Holdings. McAndrew Holdings, the general partner McAndrew Holdings, LLC, and Jay Willis McAndrew each report beneficial ownership of 16,540,099 shares, or 25.6%, via Class B Shares and exchangeable Class B Units.
Positive
None.
Negative
None.
Key Figures
Beneficial ownership – W.T. McAndrew:22,587,118 sharesOwnership percentage – W.T. McAndrew:31.9%Beneficial ownership – McAndrew Holdings, General Partner, J.W. McAndrew:16,540,099 shares+5 more
8 metrics
Beneficial ownership – W.T. McAndrew22,587,118 sharesClass A common stock beneficially owned, corresponding to 31.9% of the class
Ownership percentage – W.T. McAndrew31.9%Percent of ERock Class A common stock beneficially owned
Beneficial ownership – McAndrew Holdings, General Partner, J.W. McAndrew16,540,099 sharesClass A Shares deemed beneficially owned by each of these reporting persons
Ownership percentage – McAndrew Holdings, General Partner, J.W. McAndrew25.6%Percent of ERock Class A common stock beneficially owned by each
Shares outstanding – Class A48,174,023 sharesClass A Shares outstanding as of August 7, 2026, used as denominator
Class B Shares and Units – W.T. McAndrew5,996,469 shares/unitsClass B Shares and corresponding Class B Units of ER Holdings held by W.T. McAndrew
Class B Shares and Units – McAndrew Holdings16,540,099 shares/unitsClass B Shares of ERock and corresponding Class B Units of ER Holdings held by McAndrew Holdings
Direct Class A Shares – W.T. McAndrew50,550 sharesClass A Shares of ERock held directly by W.T. McAndrew
Key Terms
beneficial ownership, Class B Units, dispositive power, CUSIP No., +1 more
5 terms
beneficial ownershipfinancial
"The percentage of beneficial ownership reported for McAndrew Holdings was calculated"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Class B Unitsfinancial
"The Class B Units are exchangeable, at the option of McAndrew Holdings"
dispositive powerfinancial
"may be deemed to share voting and dispositive power in its capacity"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
CUSIP No.financial
"Title of class of securities: Class A common stock ... CUSIP No.: 296013105"
pecuniary interestfinancial
"except to the extent of such Reporting Person's pecuniary interest therein"
FAQ
What percentage of ERock, Inc. (EROC) does Walter Thomas McAndrew Jr. report owning?
Walter Thomas McAndrew Jr. reports beneficial ownership of 31.9% of ERock, Inc.’s Class A common stock, representing 22,587,118 shares. This includes Class A Shares he directly owns and Class A Shares he may acquire through Class B Shares and corresponding Class B Units of ER Holdings.
How many ERock, Inc. (EROC) shares are beneficially owned by McAndrew Holdings and related entities?
McAndrew Holdings, McAndrew Holdings, LLC (the General Partner), and Jay Willis McAndrew each report beneficial ownership of 16,540,099 shares of ERock, Inc. Class A common stock, equal to 25.6% of the class, through Class B Shares and corresponding exchangeable Class B Units of ER Holdings.
What is the share structure underlying the McAndrew holdings in ERock, Inc. (EROC)?
The holdings are primarily structured through Class B Shares of ERock, Inc. and corresponding Class B Units of ER Holdings. Each Class B Unit is exchangeable on a one-for-one basis into a Class A Share, and an equivalent number of Class B Shares are automatically cancelled upon exchange.
How many ERock, Inc. (EROC) Class A Shares are outstanding for these ownership calculations?
The reported ownership percentages use a denominator of 48,174,023 Class A Shares outstanding as of August 7, 2026, as reported by ERock, Inc. in a Quarterly Report, plus the additional Class A Shares that the reporting persons have the right to acquire within 60 days.
What direct holdings does Walter Thomas McAndrew Jr. have in ERock, Inc. (EROC)?
Walter Thomas McAndrew Jr.’s beneficial ownership includes 50,550 Class A Shares held directly and 5,996,469 Class B Shares and 5,996,469 corresponding Class B Units of ER Holdings, in addition to the securities held by McAndrew Holdings over which he may share voting and dispositive power.
Do the McAndrew reporting persons disclaim any beneficial ownership of ERock, Inc. (EROC) shares?
Each reporting person disclaims beneficial ownership of all securities reported except to the extent of their pecuniary interest, other than securities reported as held directly. They also state that the filing should not be construed as an admission that they constitute a group.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
ERock, Inc.
(Name of Issuer)
Class A common stock, $0.01 par value per share
(Title of Class of Securities)
296013105
(CUSIP Number)
06/11/2026
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
schemaVersion:
SCHEDULE 13G
CUSIP Number(s):
296013105
1
Names of Reporting Persons
McAndrew Walter Thomas Jr.
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
UNITED STATES
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
6,047,019.00
6
Shared Voting Power
16,540,099.00
7
Sole Dispositive Power
6,047,019.00
8
Shared Dispositive Power
16,540,099.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
22,587,118.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
31.9 %
12
Type of Reporting Person (See Instructions)
IN
Comment for Type of Reporting Person: Explanatory Note: This Amendment No. 1 to Schedule 13G (this "Schedule 13G/A No. 1") is being filed to correct the allocation of certain shares of Class B common stock, par value $0.01 per share (such shares, "Class B Shares"), of ERock, Inc. (the "Issuer") and corresponding Class B membership interests of Enchanted Rock Holdings, LLC ("ER Holdings"; such interests, "Class B Units") between Walter Thomas McAndrew, Jr. ("W.T. McAndrew") and McAndrew Holdings, Ltd. ("McAndrew Holdings"), as reported in the Schedule 13G originally filed on August 14, 2026. This correction does not change W.T. McAndrew's aggregate beneficial ownership, but it results in a corresponding increase in the beneficial ownership reported for McAndrew Holdings, McAndrew Holdings, LLC, and Jay Willis McAndrew.
The 6,047,019 shares of the Issuer's Class A common stock, par value $0.01 per share (such shares, "Class A Shares"), that are subject to the sole voting and dispositive power of W.T. McAndrew are attributable to the (i) 50,550 Class A Shares owned directly by W.T. McAndrew, and (ii) 5,996,469 Class B Shares of the Issuer and 5,996,469 corresponding Class B Units of ER Holdings held directly by him.
The 16,540,099 Class A Shares that are subject to W.T. McAndrew's shared voting and dispositive power are attributable to the 16,540,099 Class B Shares and 16,540,099 corresponding Class B Units held by McAndrew Holdings, with respect to which W.T. McAndrew may be deemed to share voting and dispositive power in his capacity as a manager of McAndrew Holdings, LLC, the general partner of McAndrew Holdings.
The Class B Units of ER Holdings are exchangeable, at the holder's option, on a one-for-one basis into Class A Shares of the Issuer. Upon the exchange of Class B Units into Class A Shares, an equivalent number of Class B Shares will be automatically cancelled. Accordingly, the aggregate of 22,536,568 Class B Units held by W.T. McAndrew and McAndrew Holdings are exchangeable into 22,536,568 Class A Shares within 60 days of the filing date of this Schedule 13G/A No. 1 (the "Filing Date").
W.T. McAndrew's percentage of beneficial ownership was calculated in accordance with the U.S. Securities and Exchange Commission (the "SEC") rules for calculating percentages of beneficial ownership, based on the Issuer having 48,174,023 Class A Shares outstanding as of August 7, 2026, as reported by the Issuer in its Quarterly Report on Form 10-Q filed with the SEC on August 12, 2026 (the "Quarterly Report"), and includes the 22,536,568 Class A Shares that W.T. McAndrew has the right to acquire, directly and indirectly through McAndrew Holdings, within 60 days of the Filing Date upon the exchange of the Class B Units and the cancellation of the corresponding Class B Shares held by W.T. McAndrew and McAndrew Holdings.
SCHEDULE 13G
CUSIP Number(s):
296013105
1
Names of Reporting Persons
McAndrew Holdings, Ltd.
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
TEXAS
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
16,540,099.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
16,540,099.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
16,540,099.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
25.6 %
12
Type of Reporting Person (See Instructions)
PN
Comment for Type of Reporting Person: The 16,540,099 Class A Shares that are beneficially owned by McAndrew Holdings are attributable to the 16,540,099 Class B Shares of the Issuer and 16,540,099 corresponding Class B Units of ER Holdings held by McAndrew Holdings. The Class B Units are exchangeable, at the option of McAndrew Holdings, into 16,540,099 Class A Shares within 60 days of the Filing Date. Upon such exchange, the 16,540,099 Class B Shares owned by McAndrew Holdings would be canceled.
The percentage of beneficial ownership reported for McAndrew Holdings was calculated in accordance with the SEC rules for calculating percentages of beneficial ownership, based on the Issuer having 48,174,023 Class A Shares outstanding as of August 7, 2026, as reported by the Issuer in the Quarterly Report, and includes the 16,540,099 Class A Shares that McAndrew Holdings has the right to acquire within 60 days of the Filing Date upon the exchange of its Class B Units and the cancellation of its Class B Shares.
SCHEDULE 13G
CUSIP Number(s):
296013105
1
Names of Reporting Persons
McAndrew Holdings, LLC
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
TEXAS
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
16,540,099.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
16,540,099.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
16,540,099.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
25.6 %
12
Type of Reporting Person (See Instructions)
OO
Comment for Type of Reporting Person: The 16,540,099 Class A Shares that are that are beneficially owned by McAndrew Holdings, LLC (the "General Partner") are attributable to the 16,540,099 Class B Shares of the Issuer and 16,540,099 corresponding Class B Units of ER Holdings held by McAndrew Holdings, with respect to which the General Partner may be deemed to share voting and dispositive power in its capacity as the general partner of McAndrew Holdings. The Class B Units are exchangeable, at the option of McAndrew Holdings, into 16,540,099 Class A Shares within 60 days of the Filing Date. Upon such exchange, the 16,540,099 Class B Shares owned by McAndrew Holdings would be canceled.
The General Partner's percentage of beneficial ownership was calculated in accordance with the SEC rules for calculating percentages of beneficial ownership, based on the Issuer having 48,174,023 Class A Shares outstanding as of August 7, 2026, as reported by the Issuer in the Quarterly Report, and includes the 16,540,099 Class A Shares that McAndrew Holdings has the right to acquire within 60 days of the Filing Date upon the exchange of its Class B Units and the cancellation of its Class B Shares.
SCHEDULE 13G
CUSIP Number(s):
296013105
1
Names of Reporting Persons
Jay Willis McAndrew
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
UNITED STATES
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
16,540,099.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
16,540,099.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
16,540,099.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
25.6 %
12
Type of Reporting Person (See Instructions)
IN
Comment for Type of Reporting Person: The 16,540,099 Class A Shares that are beneficially owned by Jay Willis McAndrew ("J.W. McAndrew") are attributable to the 16,540,099 Class B Shares of the Issuer and 16,540,099 corresponding Class B Units of ER Holdings owned by McAndrew Holdings, with respect to which J.W. McAndrew may be deemed to share voting and dispositive power in her capacity as a manager of the General Partner of McAndrew Holdings. The Class B Units are exchangeable, at the option of McAndrew Holdings, into 16,540,099 Class A Shares within 60 days of the Filing Date. Upon such exchange, the 16,540,099 Class B Shares owned by McAndrew Holdings would be canceled.
J.W. McAndrew's percentage of beneficial ownership was calculated in accordance with the SEC rules for calculating percentages of beneficial ownership, based on the Issuer having 48,174,023 Class A Shares outstanding as of August 7, 2026, as reported by the Issuer in the Quarterly Report, and includes the 16,540,099 Class A Shares that McAndrew Holdings has the right to acquire within 60 days of the Filing Date upon the exchange of its Class B Units and the cancellation of its Class B Shares.
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
ERock, Inc.
(b)
Address of issuer's principal executive offices:
1113 VINE ST., SUITE 101, HOUSTON, TEXAS, 77002
Item 2.
(a)
Name of person filing:
This Schedule 13G/A No. 1 is being filed jointly by: (i) Walter Thomas McAndrew, Jr. ("W.T. McAndrew"), individually and in his capacity as a manager of McAndrew Holdings, LLC (the "General Partner"), the general partner of McAndrew Holdings, Ltd. ("McAndrew Holdings"); (ii) McAndrew Holdings; (iii) the General Partner, in its capacity as the general partner of McAndrew Holdings; and (iv) Jay Willis McAndrew ("J.W. McAndrew"), in her capacity as a manager of the General Partner (such persons, collectively, the "Reporting Persons," and each, a "Reporting Person"). The filing of this Schedule 13G/A No. 1 shall not be construed as an admission that the Reporting Persons constitute a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or that any such person is the beneficial owner of any securities other than those set forth in this Schedule 13G/A No. 1.
(b)
Address or principal business office or, if none, residence:
The residence or business address of each Reporting Person is 927 North Shore Drive, Kemah, Texas 77565.
(c)
Citizenship:
W.T. McAndrew and J.W. McAndrew are United States citizens.
McAndrew Holdings is a Texas limited partnership.
The General Partner is a Texas limited liability company.
(d)
Title of class of securities:
Class A common stock, $0.01 par value per share
(e)
CUSIP No.:
296013105
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
W.T. McAndrew: 22,587,118 shares (1)(3)(4)
McAndrew Holdings: 16,540,099 shares (2)(3)(4)
General Partner: 16,540,099 shares (2)(3)(4)
J.W. McAndrew: 16,540,099 shares (2)(3)(4)
(1) The reported beneficial ownership of W.T. McAndrew is attributable to the: (i) 50,550 Class A Shares of the Issuer owned by W.T. McAndrew; (ii) 5,996,469 Class B Shares of the Issuer and 5,996,469 corresponding Class B Units of ER Holdings held by W.T. McAndrew; and (iii) 16,540,099 Class B Shares and 16,540,099 corresponding Class B Units held by McAndrew Holdings. As a manager of the General Partner of McAndrew Holdings, W.T. McAndrew may be deemed to share voting and dispositive power over the securities held by McAndrew Holdings.
(2) The reported beneficial ownership of McAndrew Holdings, the General Partner, and J.W. McAndrew is attributable to the 16,540,099 Class B Shares of the Issuer and 16,540,099 corresponding Class B Units of ER Holdings owned by McAndrew Holdings. The General Partner, as the general partner of McAndrew Holdings, and J.W. McAndrew, as a manager of the General Partner, may each be deemed to share voting and dispositive power over the securities held by McAndrew Holdings.
(3) The Class B Units are exchangeable, at the holder's option, on a one-for-one basis into Class A Shares of the Issuer. Upon the exchange of Class B Units, an equivalent number of Class B Shares will be automatically cancelled.
(4) Each Reporting Person disclaims beneficial ownership of all securities reported in this Schedule 13G/A No. 1 except to the extent of such Reporting Person's pecuniary interest therein, other than those securities reported herein as being held directly by such Reporting Person.
(b)
Percent of class:
W.T. McAndrew: 31.9% (1)
McAndrew Holdings: 25.6% (2)
General Partner: 25.6% (2)
J.W. McAndrew: 25.6% (2)
(1) The denominator used to calculate W.T. McAndrew's percentage of beneficial ownership consists of the (i) 48,174,023 Class A Shares reported by the Issuer as being outstanding as of August 7, 2026, as reported by the Issuer in the Quarterly Report, and (ii) 22,536,568 Class A Shares that W.T. McAndrew has the right to acquire within 60 days of the Filing Date, directly and indirectly through McAndrew Holdings, upon the exchange of the Class B Units and the cancellation of the Class B Shares held by W.T. McAndrew and McAndrew Holdings.
(2) The denominator used to calculate the percentage of beneficial ownership of McAndrew Holdings, the General Partner, and J.W. McAndrew consists of the (i) 48,174,023 Class A Shares reported by the Issuer as being outstanding as of August 7, 2026, as reported by the Issuer in the Quarterly Report, and (ii) 16,540,099 Class A Shares that McAndrew Holdings has the right to acquire within 60 days of the Filing Date upon the exchange of its Class B Units and the cancellation of its Class B Shares.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
McAndrew Walter Thomas Jr.
Signature:
/s/ Walter Thomas McAndrew, Jr.
Name/Title:
Walter Thomas McAndrew, Jr., individually
Date:
09/04/2026
McAndrew Holdings, Ltd.
Signature:
/s/ Walter Thomas McAndrew, Jr. and /s/ Jay Willis McAndrew
Name/Title:
Walter Thomas McAndrew, Jr. and Jay Willis McAndrew, Managers of McAndrew Holdings, LLC, the Reporting Person's General Partner
Date:
09/04/2026
McAndrew Holdings, LLC
Signature:
/s/ Walter Thomas McAndrew, Jr. and /s/ Jay Willis McAndrew
Name/Title:
Managers
Date:
09/04/2026
Jay Willis McAndrew
Signature:
/s/ Jay Willis McAndrew
Name/Title:
Jay Willis McAndrew, individually
Date:
09/04/2026
Exhibit Information
Exhibit 99.1: Joint Filing Agreement, dated August 14, 2026, by and among the Reporting Persons (filed herewith).