STOCK TITAN

ESE director now holds 8,909.7105 RSUs after 3.3114 dividend units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ESCO Technologies (ESE) reported a director’s Form 4 showing an acquisition of 3.3114 restricted share units (RSUs) on 10/16/2025. The RSUs were issued in lieu of cash dividends on RSUs already held. Each RSU is economically equivalent to one share of common stock.

The filing lists a price of derivative security of $215.17. Following the transaction, the reporting person beneficially owns 8,909.7105 derivative securities, held directly.

Positive

  • None.

Negative

  • None.
Insider Hess Janice L.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Share Units 3.311 $215.17 $712.51
Holdings After Transaction: Restricted Share Units — 8,909.711 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hess Janice L.

(Last) (First) (Middle)
C/O ESCO TECHNOLOGIES INC.
645 MARYVILLE CENTRE DR., SUITE 300

(Street)
ST LOUIS MO 63141

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ESCO TECHNOLOGIES INC [ ESE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (1) 10/16/2025 A 3.3114 (1) (1) Common Stock 3.3114 $215.17 8,909.7105 D
Explanation of Responses:
1. Restricted Share Units (RSUs) issued in lieu of cash dividends on the RSUs held by the reporting person on the payment date. Each RSU is the economic equivalent of one share of Common Stock. A portion of the RSU representing dividends on unvested shares becomes payable in Common Stock and/or cash when the underlying shares vest, or concurrently with the distribution of the underlying shares if the reporting person has so designated. Any remaining RSUs become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director or such earlier time as the reporting person may have designated.
Remarks:
Power of Attorney on file
/s/ Jeffrey D. Fisher, Attorney-in-Fact 10/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ESCO Technologies (ESE) disclose on this Form 4?

A director acquired 3.3114 RSUs on 10/16/2025 as dividend equivalents on existing RSUs.

Why were the 3.3114 RSUs issued to the ESE director?

They were issued in lieu of cash dividends on RSUs held on the payment date.

What is the price of the derivative security in the filing?

The filing lists a price of derivative security of $215.17.

How many derivative securities does the insider own after the transaction?

Beneficial ownership following the transaction is 8,909.7105 derivative securities.

What does each RSU represent for ESCO Technologies (ESE)?

Each RSU is the economic equivalent of one share of common stock.

How is ownership of the reported securities held?

The filing shows direct ownership.

When do RSUs tied to dividends become payable?

A portion tied to unvested shares becomes payable when the underlying shares vest or upon distribution as designated; remaining RSUs become payable upon, or in installments beginning upon, termination of service as a director or an earlier designated time.