164,942 ESOA shares flagged for resale via RBC Capital Markets (ESOA)

Rhea-AI Filing Summary

Energy Services of America Corp submitted Rule 144 notices for proposed sales of Common Stock through RBC Capital Markets. The filing lists a proposed sale of 64,942 shares with a related dollar figure of $1,000,431.00 dated 05/29/2026, and a proposed sale of 100,000 shares with a related dollar figure of $1,718,560.00 dated 05/27/2026. The securities are identified as Common and trading on NASDAQ.

Insights

Securities Counsel

Routine Rule 144 notices for proposed resale of restricted/common shares.

The filing lists proposed sales of restricted Common Stock by an identified holder using RBC Capital Markets as the broker. Rule 144 notices indicate intent to sell under securities resale rules but do not confirm completed transactions.

Timing and final cash proceeds depend on brokered execution; subsequent filings would show completed sales. The excerpt shows dates 05/27/2026 and 05/29/2026

Key Figures

Form type: Form 144 Shares proposed (1): 64,942 shares Proceeds figure (1): $1,000,431.00 +4 more

7 metrics

Form type Form 144 Rule 144 notice

Shares proposed (1) 64,942 shares proposed sale dated 05/29/2026

Proceeds figure (1) $1,000,431.00 associated with 64,942-share entry

Shares proposed (2) 100,000 shares proposed sale dated 05/27/2026

Proceeds figure (2) $1,718,560.00 associated with 100,000-share entry

Filing date shown 06/01/2026 date listed on the excerpt

Exchange NASDAQ trading venue indicated in the excerpt

Key Terms

Form 144, Founders Shares, Issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founders Shares financial

"COMMON | 10/03/2006 | FOUNDERS SHARES"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Issuer regulatory

"FOUNDERS SHARES | ISSUER"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	35058	525319.00	18659679	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	10/03/2006	FOUNDERS SHARES	ISSUER			35058	10/03/2006	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARSHALL REYNOLDS C/O RBC CAPITAL MARKETS LLC 250 NICOLLET MALL MINNEAPOLIS MN 55401	ENERGY SERVICES OF AMERICA CORP	05/29/2026	64942	1000431.00
MARSHALL REYNOLDS C/O RBC CAPITAL MARKETS LLC 250 NICOLLET MALL MINNEAPOLIS MN 55401	ENERGY SERVICES OF AMERICA CORPORATION	05/27/2026	100000	1718560.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Energy Services of America (ESOA) Form 144 show?

It shows proposed resale notices for Common Stock by a holder. The filing lists 64,942 shares (dated 05/29/2026) and 100,000 shares (dated 05/27/2026). These are notices of intent, not confirmations of sale.

Who is the broker handling the proposed sales in the ESOA filing?

The broker identified is RBC Capital Markets LLC with an address at 250 Nicollet Mall, Minneapolis. The entry lists RBC Capital Markets as the executing broker for the proposed resale transactions.

What dollar amounts are associated with the proposed sales in the filing?

The filing pairs the share amounts with dollar figures: $1,000,431.00 for the 64,942-share entry and $1,718,560.00 for the 100,000-share entry, as shown in the excerpt.

Do these Form 144 entries mean the shares were sold?

No. Form 144 is a notice of intent to sell under Rule 144. The filing lists proposed sale dates 05/27/2026 and 05/29/2026, but it does not confirm execution or settlement of the sales.