Energy Services of America (ESOA) COO discloses initial insider shareholdings
Rhea-AI Filing Summary
Energy Services of America Corp chief operating officer Troy Alan Taylor filed an initial Form 3 reporting his beneficial ownership of common stock. The filing lists several direct positions, with reported holdings of 1,706, 7,237 and 11,067 shares as of May 20, 2026. Footnotes indicate a portion of these shares are held in a 401(k) plan and some represent unvested restricted stock awards, so not all shares are currently unrestricted.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Taylor Troy Alan
Role
chief operating officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,010 shares (Direct)
Footnotes (2)
- F1. In 401(k) plan.
- F2. Unvested restricted stock awards.
Key Figures
Direct common stock position 1: 1,706 shares
Direct common stock position 2: 7,237 shares
Direct common stock position 3: 11,067 shares
3 metrics
Direct common stock position 1
1,706 shares
Reported holdings following transaction on May 20, 2026
Direct common stock position 2
7,237 shares
Reported holdings following transaction on May 20, 2026
Direct common stock position 3
11,067 shares
Reported holdings following transaction on May 20, 2026
Key Terms
Form 3, 401(k) plan, restricted stock awards
3 terms
Form 3 regulatory
"Troy Alan Taylor filed an initial Form 3 reporting his beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
401(k) plan financial
"Footnotes indicate a portion of these shares are held in a 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
restricted stock awards financial
"another footnote identifies unvested restricted stock awards"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the ESOA Form 3 filing by COO Troy Alan Taylor report?
The Form 3 shows Troy Alan Taylor’s initial beneficial ownership of Energy Services of America common stock. It lists several direct positions, including share counts of 1,706, 7,237 and 11,067, establishing his baseline holdings as a reporting insider.
Is the ESOA Form 3 for Troy Alan Taylor a buy or sell transaction?
The Form 3 does not report any buy or sell transactions. It is an initial ownership statement that discloses existing common stock positions, rather than new purchases or sales, providing a snapshot of Taylor’s beneficial holdings when he became a reporting insider.
What types of equity holdings are disclosed in Troy Alan Taylor’s ESOA Form 3?
The Form 3 indicates common stock positions, including shares held in a 401(k) plan and unvested restricted stock awards. This means some holdings are in retirement accounts and some are subject to vesting conditions rather than being fully unrestricted shares.
Does the ESOA Form 3 mention retirement or incentive plan holdings for Troy Alan Taylor?
Yes. A footnote states that some shares are held in a 401(k) plan, and another footnote identifies unvested restricted stock awards. These details clarify that part of Taylor’s reported ownership is tied to retirement and equity incentive arrangements.