Energy Services COO reports initial ESOA holdings

Energy Services of America Corp chief operating officer Troy Alan Taylor filed an initial Form 3 reporting his beneficial ownership of common stock.

Rhea-AI Filing Summary

Energy Services of America Corp chief operating officer Troy Alan Taylor filed an initial Form 3 reporting his beneficial ownership of common stock. The filing lists several direct positions, with reported holdings of 1,706, 7,237 and 11,067 shares as of May 20, 2026. Footnotes indicate a portion of these shares are held in a 401(k) plan and some represent unvested restricted stock awards, so not all shares are currently unrestricted.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Taylor Troy Alan

Role chief operating officer

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 20,010 shares (Direct)

Footnotes (2)

1. F1. In 401(k) plan.
2. F2. Unvested restricted stock awards.

Key Figures

Direct common stock position 1: 1,706 shares Direct common stock position 2: 7,237 shares Direct common stock position 3: 11,067 shares

3 metrics

Direct common stock position 1 1,706 shares Reported holdings following transaction on May 20, 2026

Direct common stock position 2 7,237 shares Reported holdings following transaction on May 20, 2026

Direct common stock position 3 11,067 shares Reported holdings following transaction on May 20, 2026

Key Terms

Form 3, 401(k) plan, restricted stock awards

3 terms

Form 3 regulatory

"Troy Alan Taylor filed an initial Form 3 reporting his beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

401(k) plan financial

"Footnotes indicate a portion of these shares are held in a 401(k) plan"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

restricted stock awards financial

"another footnote identifies unvested restricted stock awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the ESOA Form 3 filing by COO Troy Alan Taylor report?

The Form 3 shows Troy Alan Taylor’s initial beneficial ownership of Energy Services of America common stock. It lists several direct positions, including share counts of 1,706, 7,237 and 11,067, establishing his baseline holdings as a reporting insider.

Is the ESOA Form 3 for Troy Alan Taylor a buy or sell transaction?

The Form 3 does not report any buy or sell transactions. It is an initial ownership statement that discloses existing common stock positions, rather than new purchases or sales, providing a snapshot of Taylor’s beneficial holdings when he became a reporting insider.

How many ESOA common shares does Troy Alan Taylor report on Form 3?

The filing lists multiple direct common stock positions with reported holdings of 1,706, 7,237 and 11,067 shares. These entries reflect different categories of beneficial ownership rather than a single combined total, as shown in the individual Form 3 lines.

What types of equity holdings are disclosed in Troy Alan Taylor’s ESOA Form 3?

The Form 3 indicates common stock positions, including shares held in a 401(k) plan and unvested restricted stock awards. This means some holdings are in retirement accounts and some are subject to vesting conditions rather than being fully unrestricted shares.

Does the ESOA Form 3 mention retirement or incentive plan holdings for Troy Alan Taylor?

Yes. A footnote states that some shares are held in a 401(k) plan, and another footnote identifies unvested restricted stock awards. These details clarify that part of Taylor’s reported ownership is tied to retirement and equity incentive arrangements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 11:29 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Taylor Troy Alan

(Last) (First) (Middle)

75 WEST 3RD AVENUE

(Street)

HUNTINGTON WEST VIRGINIA 25701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/20/2026

3. Issuer Name and Ticker or Trading Symbol
Energy Services of America CORP [ ESOA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	chief operating officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	11,067(1)	D
Common Stock	7,237(2)	D
Common Stock	1,706	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. In 401(k) plan.

2. Unvested restricted stock awards.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Charles Crimmel	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)