[Form 4] ESPEY MFG & ELECTRONICS CORP Insider Trading Activity

Rhea-AI Filing Summary

David A. Oneil, who serves as President & CEO and a director of Espey Mfg & Electronics Corp (ESP), reported insider transactions on 09/11/2025. The filing shows a non-derivative purchase of 5,000 shares of common stock at $16.54 per share. The report also records the acquisition/exercise of 5,000 stock options with an exercise/conversion price of $16.54, exercisable 09/08/2025 and expiring 09/08/2033, relating to 5,000 underlying shares. The form lists 16,250 shares beneficially owned following the stock purchase line and 9,175 derivative securities beneficially owned following the option transactions. The reporting person also discloses owning 20,725 shares of common stock in his ESOP account.

Insights

Financial Analyst

TL;DR: Insider buying and option exercise recorded; transaction size is modest relative to market-moving thresholds.

The filing documents a direct purchase of 5,000 common shares at $16.54 and the exercise/acquisition of 5,000 options at the same price on 09/11/2025. Insider purchases can signal confidence in the company, but the absolute amounts reported (5,000 shares and 5,000 options) are not, by themselves, large enough to be presumed material without context on outstanding share count or market capitalization. The reported ESOP holdings of 20,725 shares are disclosed separately and should be considered when assessing total insider ownership.

Corporate Governance Expert

TL;DR: Disclosure appears complete for Section 16 purposes; transactions include both direct stock acquisition and option exercise.

The Form 4 identifies the reporting person as President & CEO and director and provides required details: transaction dates, codes, quantities, prices, exercisability and expiration dates for options, and post-transaction beneficial ownership figures. From a governance and compliance perspective, the filing meets standard disclosure elements. No amendments or additional flags are indicated in the provided content.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ONEIL DAVID A

(Last) (First) (Middle)

14 BRIDGET CIRCLE

(Street)

COHOES NY 12047

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock - $.33 1/3 par value	09/11/2025		M		5,000	A	$16.54	16,250(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	$16.54	09/11/2025	09/11/2025	M			5,000	09/08/2025	09/08/2033	Common Stock	5,000	$16.54	9,175	D

Explanation of Responses:

1. The reporting person owns 20,725 shares of common stock in his ESOP account

	/s/ David O'Neil	09/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did ESP insider David A. Oneil report on 09/11/2025?

He reported a direct purchase of 5,000 shares at $16.54 and the acquisition/exercise of 5,000 stock options with an exercise price of $16.54.

What is David A. Oneil's role at ESP and how is he related to the issuer?

He is listed as President & CEO and a director of Espey Mfg & Electronics Corp (ESP).

How many shares does the filing show as beneficially owned after the transactions?

The form shows 16,250 shares beneficially owned following the non-derivative transaction line and 9,175 derivative securities beneficially owned following the option line.

Does the filing disclose any ESOP holdings for the reporting person?

Yes. The reporting person states he owns 20,725 shares of common stock in his ESOP account.

What are the exercise and expiration dates for the reported options?

The options are listed as exercisable on 09/08/2025 with an expiration date of 09/08/2033.