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Esperion Therapeutics (ESPR) CEO files Form 4 for 48,244-share tax sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Esperion Therapeutics, Inc. reported an insider stock transaction by its President and CEO, who is also a director. On 12/17/2025, the insider sold 48,244 shares of common stock at $3.673 per share. After this transaction, the insider beneficially owned 1,470,587 shares of Esperion common stock.

The company states that these shares were sold to satisfy tax obligations arising from vested restricted stock units, meaning the sale was tied to covering taxes rather than a discretionary reduction of ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koenig Sheldon L.

(Last) (First) (Middle)
C/O ESPERION THERAPEUTICS, INC.
3891 RANCHERO DRIVE, SUITE 150

(Street)
ANN ARBOR MI 48108

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Esperion Therapeutics, Inc. [ ESPR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/17/2025 S 48,244(1) D $3.673 1,470,587 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were sold to satisfy tax obligation on vested shares of restricted stock units.
Remarks:
/s/ Sheldon L. Koenig 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Esperion Therapeutics (ESPR) report?

Esperion Therapeutics reported that its President and CEO, who is also a director, sold 48,244 shares of common stock on 12/17/2025 at a price of $3.673 per share.

Why were the 48,244 Esperion (ESPR) shares sold in this Form 4?

The filing explains that the 48,244 shares were sold to satisfy tax obligations on vested restricted stock units, indicating the sale was tax-related.

How many Esperion (ESPR) shares does the reporting person own after the sale?

Following the reported transaction, the insider beneficially owned 1,470,587 shares of Esperion Therapeutics common stock, held as a direct ownership position.

What is the role of the reporting person at Esperion Therapeutics (ESPR)?

The reporting person is identified as both a Director and an Officer, serving as President and CEO of Esperion Therapeutics, Inc.

What type of SEC filing is this for Esperion Therapeutics (ESPR)?

This is a Form 4 filing, which reports changes in the beneficial ownership of Esperion equity securities by an insider subject to Section 16 reporting requirements.

Did this Esperion (ESPR) Form 4 include any derivative securities transactions?

The section for derivative securities in the filing shows column headers only and does not list any specific derivative security transactions in the provided content.

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