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Vanguard disaggregates holdings after internal realignment (ESRT)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Empire State Realty Trust Inc - Amendment No. 12 to a Schedule 13G/A filed by The Vanguard Group reports 0 shares beneficially owned of the issuer's common stock and 0% of the class. The filing notes an internal realignment effective January 12, 2026, leading to disaggregated reporting by Vanguard subsidiaries in reliance on SEC Release No. 34-39538. The amendment is signed by Ashley Grim on 03/26/2026.

Positive

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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/26/2026

FAQ

What does the Schedule 13G/A amendment say about ESRT holdings?

The amendment states The Vanguard Group beneficially owns 0 shares of ESRT common stock, representing 0% of the class. It reports disaggregated holdings following an internal realignment described under SEC Release No. 34-39538.

Why did Vanguard change how it reports ESRT holdings?

Vanguard describes an internal realignment effective January 12, 2026, after which certain subsidiaries report beneficial ownership separately. This change is made in reliance on SEC Release No. 34-39538, per the amendment's explanatory comment.

Does the filing show Vanguard still controls ESRT shares?

No; the filing reports 0 sole and shared voting power and 0 dispositive power over ESRT shares. It states Vanguard no longer is deemed to beneficially own securities held by the disaggregated subsidiaries.

Who signed the Schedule 13G/A amendment for ESRT?

The amendment is signed by Ashley Grim, identified as Head of Global Fund Administration, with the signature date shown as 03/26/2026. The filer is recorded as The Vanguard Group.

Does the amendment indicate any shares above 5% for ESRT?

The amendment states the filing person holds 5 percent or less of the class and confirms no other person's interest reported exceeds 5%. The disclosed ownership for Vanguard in this amendment is 0%.
Empire St Rlty Tr Inc

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