STOCK TITAN

[Form 4] Establishment Labs Holdings Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Establishment Labs Holdings insider Filippo Caldini, who serves as both Chief Executive Officer and a director, reported purchases of 2,850 common shares of the company on 08/11/2025. The Form 4 shows a weighted average purchase price of $35.2 and reports total direct beneficial ownership after the transaction of 35,245 shares. The filing states the trades were executed in multiple transactions at prices ranging from $34.00 to $35.00 and that the reporting person will provide a full breakdown of shares purchased at each price upon request. No derivative securities were reported.

Il dirigente di Establishment Labs Holdings Filippo Caldini, che ricopre le cariche di Amministratore Delegato e membro del consiglio, ha comunicato l'acquisto di 2.850 azioni ordinarie della società il 11/08/2025. Il Modulo 4 indica un prezzo medio ponderato di acquisto di $35,2 e riporta una detenzione diretta complessiva dopo l'operazione pari a 35.245 azioni. La comunicazione precisa che le operazioni sono state eseguite in più transazioni a prezzi compresi tra $34.00 e $35.00 e che la persona che effettua la comunicazione fornirà, su richiesta, il dettaglio completo delle azioni acquistate a ciascun prezzo. Non sono riportati strumenti derivati.

El ejecutivo de Establishment Labs Holdings Filippo Caldini, que se desempeña como Director Ejecutivo y miembro del consejo, notificó la compra de 2.850 acciones ordinarias de la compañía el 11/08/2025. El Formulario 4 muestra un precio medio ponderado de compra de $35,2 y recoge una tenencia directa total tras la operación de 35.245 acciones. La presentación indica que las operaciones se ejecutaron en varias transacciones a precios entre $34.00 y $35.00 y que la persona informante facilitará, previa solicitud, el desglose completo de las acciones adquiridas a cada precio. No se reportaron valores derivados.

Establishment Labs Holdings의 내부자이자 최고경영자 겸 이사인 Filippo Caldini2025-08-11에 회사의 2,850 보통주를 매수했다고 보고했습니다. 제출된 Form 4에는 가중평균 매수단가가 $35.2로 기재되어 있으며, 거래 후 직접 보유 지분이 총 35,245주라고 보고되어 있습니다. 보고서에는 거래가 $34.00~$35.00 범위의 여러 건으로 실행되었고, 요청 시 각 가격대별 매수 주식 수의 상세 내역을 제공할 것이라고 명시되어 있습니다. 파생증권은 보고되지 않았습니다.

Le dirigeant d'Establishment Labs Holdings, Filippo Caldini, qui occupe les fonctions de Chief Executive Officer et d'administrateur, a déclaré l'achat de 2 850 actions ordinaires de la société le 11/08/2025. Le formulaire 4 indique un prix d'achat moyen pondéré de 35,2 $ et fait état d'une détention directe totale après la transaction de 35.245 actions. Le dépôt précise que les opérations ont été exécutées en plusieurs transactions à des prix compris entre 34,00 $ et 35,00 $ et que la personne déclarant fournira, sur demande, le détail complet des actions achetées à chaque prix. Aucun titre dérivé n'a été signalé.

Der Insider von Establishment Labs Holdings, Filippo Caldini, der sowohl als Chief Executive Officer als auch als Direktor tätig ist, meldete am 11.08.2025 den Kauf von 2.850 Stammaktien des Unternehmens. Das Formblatt 4 weist einen gewichteten durchschnittlichen Kaufpreis von $35,2 aus und gibt das gesamte direkte wirtschaftliche Eigentum nach der Transaktion mit 35.245 Aktien an. In der Meldung heißt es, die Käufe seien in mehreren Transaktionen zu Preisen zwischen $34.00 und $35.00 ausgeführt worden und die meldende Person stelle auf Anfrage eine vollständige Aufschlüsselung der jeweils erworbenen Stückzahlen zur Verfügung. Es wurden keine Derivate gemeldet.

Positive
  • CEO and director Filippo Caldini purchased 2,850 common shares, increasing direct holdings to 35,245 shares
  • Trades executed on the open market (transaction code P) and the filer offers to provide per-trade details upon request, supporting transparency
Negative
  • Reported weighted average price ($35.2) appears inconsistent with the stated trade range of $34.00–$35.00, which requires clarification
  • Filing lacks a per-trade breakdown of quantities at each execution price (the filer offers this only on request), limiting immediate transparency

Insights

TL;DR: CEO purchased 2,850 shares; ownership rose to 35,245 shares; transaction size appears modest without outstanding share context.

The filing documents a straightforward open-market purchase (code P) of 2,850 common shares by the reporting person, increasing direct holdings to 35,245 shares. The weighted average price is shown as $35.2, while the explanatory note states trade prices ranged $34.00–$35.00, an internal inconsistency the filer offers to clarify on request. Without information on total shares outstanding or recent trading volume in ESTA, this purchase is not clearly material to valuation, but it is a concrete insider buy disclosed under Section 16 rules.

TL;DR: Insider purchase by CEO is a routine Section 16 disclosure; reporting shows limited details and a price-range/average mismatch needing clarification.

The report identifies the reporting person as both Chief Executive Officer and a director, and records a direct acquisition of common stock. The filer includes a standard explanatory remark offering to provide per-trade details on request, which suggests compliance but also leaves granular transparency pending. The noted discrepancy between the stated trade range and the reported weighted average price is a factual ambiguity that stakeholders may reasonably ask the issuer to clarify.

Il dirigente di Establishment Labs Holdings Filippo Caldini, che ricopre le cariche di Amministratore Delegato e membro del consiglio, ha comunicato l'acquisto di 2.850 azioni ordinarie della società il 11/08/2025. Il Modulo 4 indica un prezzo medio ponderato di acquisto di $35,2 e riporta una detenzione diretta complessiva dopo l'operazione pari a 35.245 azioni. La comunicazione precisa che le operazioni sono state eseguite in più transazioni a prezzi compresi tra $34.00 e $35.00 e che la persona che effettua la comunicazione fornirà, su richiesta, il dettaglio completo delle azioni acquistate a ciascun prezzo. Non sono riportati strumenti derivati.

El ejecutivo de Establishment Labs Holdings Filippo Caldini, que se desempeña como Director Ejecutivo y miembro del consejo, notificó la compra de 2.850 acciones ordinarias de la compañía el 11/08/2025. El Formulario 4 muestra un precio medio ponderado de compra de $35,2 y recoge una tenencia directa total tras la operación de 35.245 acciones. La presentación indica que las operaciones se ejecutaron en varias transacciones a precios entre $34.00 y $35.00 y que la persona informante facilitará, previa solicitud, el desglose completo de las acciones adquiridas a cada precio. No se reportaron valores derivados.

Establishment Labs Holdings의 내부자이자 최고경영자 겸 이사인 Filippo Caldini2025-08-11에 회사의 2,850 보통주를 매수했다고 보고했습니다. 제출된 Form 4에는 가중평균 매수단가가 $35.2로 기재되어 있으며, 거래 후 직접 보유 지분이 총 35,245주라고 보고되어 있습니다. 보고서에는 거래가 $34.00~$35.00 범위의 여러 건으로 실행되었고, 요청 시 각 가격대별 매수 주식 수의 상세 내역을 제공할 것이라고 명시되어 있습니다. 파생증권은 보고되지 않았습니다.

Le dirigeant d'Establishment Labs Holdings, Filippo Caldini, qui occupe les fonctions de Chief Executive Officer et d'administrateur, a déclaré l'achat de 2 850 actions ordinaires de la société le 11/08/2025. Le formulaire 4 indique un prix d'achat moyen pondéré de 35,2 $ et fait état d'une détention directe totale après la transaction de 35.245 actions. Le dépôt précise que les opérations ont été exécutées en plusieurs transactions à des prix compris entre 34,00 $ et 35,00 $ et que la personne déclarant fournira, sur demande, le détail complet des actions achetées à chaque prix. Aucun titre dérivé n'a été signalé.

Der Insider von Establishment Labs Holdings, Filippo Caldini, der sowohl als Chief Executive Officer als auch als Direktor tätig ist, meldete am 11.08.2025 den Kauf von 2.850 Stammaktien des Unternehmens. Das Formblatt 4 weist einen gewichteten durchschnittlichen Kaufpreis von $35,2 aus und gibt das gesamte direkte wirtschaftliche Eigentum nach der Transaktion mit 35.245 Aktien an. In der Meldung heißt es, die Käufe seien in mehreren Transaktionen zu Preisen zwischen $34.00 und $35.00 ausgeführt worden und die meldende Person stelle auf Anfrage eine vollständige Aufschlüsselung der jeweils erworbenen Stückzahlen zur Verfügung. Es wurden keine Derivate gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Caldini Filippo

(Last) (First) (Middle)
C/O MOTIVA USA LLC
16192 COASTAL HIGHWAY

(Street)
LEWES DE 19958

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 08/11/2025 P 2,850 A $35.2(1) 35,245 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $34.00 to $35.00 per share. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Remarks:
/s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the ESTA insider report?

The Form 4 reports that Filippo Caldini purchased 2,850 common shares of Establishment Labs (ESTA) on 08/11/2025.

What price was paid for the shares in the ESTA Form 4?

The form shows a weighted average purchase price of $35.2 and notes trades were executed between $34.00 and $35.00 per share.

How many shares does the reporting person own after the transaction?

After the reported purchase, the filing shows direct beneficial ownership of 35,245 shares.

Was the purchase direct or indirect according to the filing?

The transaction is reported as Direct ownership (Ownership Form: D) in Table I.

Are there any derivative securities reported for ESTA in this filing?

No derivative securities are listed in Table II; the filing contains only a non-derivative common share purchase.

Is there a detailed breakdown of each trade price and quantity?

The filing states trades were executed in multiple trades and the reporting person will provide per-trade details upon request, but the breakdown is not included in the Form 4 itself.
Establishment Labs Hldgs Inc

NASDAQ:ESTA

ESTA Rankings

ESTA Latest News

ESTA Latest SEC Filings

ESTA Stock Data

1.21B
25.80M
10.75%
104.81%
16.15%
Medical Devices
Orthopedic, Prosthetic & Surgical Appliances & Supplies
Link
Costa Rica
ALAJUELA