Elastic CLO plans sale of 9,662 ordinary shares

Rhea-AI Filing Summary

Elastic N.V. (ESTC) received a Rule 144 notice for a planned sale of 9,662 Ordinary Shares for the account of Chief Legal Officer Carolyn Beth Herzog, in connection with the vesting of equity awards on September 8, 2026. The notice also reports that Herzog sold 10,000 Ordinary Shares on September 1, 2026 for aggregate proceeds of $936,691.

Key Figures

Planned shares to be sold: 9,662 Ordinary Shares Shares sold in past 3 months: 10,000 Ordinary Shares Aggregate sale price of prior transaction: $936,691 +2 more

5 metrics

Planned shares to be sold 9,662 Ordinary Shares Proposed Rule 144 sale related to vesting of equity awards on September 8, 2026

Shares sold in past 3 months 10,000 Ordinary Shares Sale by Carolyn Beth Herzog on September 1, 2026

Aggregate sale price of prior transaction $936,691 Sale of 10,000 Ordinary Shares on September 1, 2026

Date of equity award vesting September 8, 2026 Event linked to proposed sale of 9,662 Ordinary Shares

Date of Rule 144 notice September 9, 2026 Date the notice of proposed sale was signed

Key Terms

Rule 144, vesting of equity awards, Ordinary Shares, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

vesting of equity awards financial

"Ordinary Shares | 09/08/2026 | Vesting of equity awards | Elastic N.V."

Ordinary Shares financial

"Ordinary Shares | 09/08/2026 | Vesting of equity awards"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

attorney-in-fact regulatory

"Signature | /s/ Mark Kam, attorney-in-fact"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Elastic N.V. (ESTC)?

The filing discloses that Chief Legal Officer Carolyn Beth Herzog intends to sell 9,662 Ordinary Shares of Elastic N.V. under Rule 144, tied to the vesting of equity awards on September 8, 2026, and reports a prior sale of 10,000 shares.

How many Elastic N.V. (ESTC) shares are planned to be sold under this Rule 144 notice?

The notice covers a planned sale of 9,662 Ordinary Shares of Elastic N.V. for the account of Chief Legal Officer Carolyn Beth Herzog, with the sale linked to the vesting of equity awards on September 8, 2026.

What prior sales by Carolyn Beth Herzog in ESTC stock are reported?

The notice reports that Carolyn Beth Herzog sold 10,000 Ordinary Shares of Elastic N.V. on September 1, 2026, for an aggregate sale price of $936,691, within the three months preceding the planned Rule 144 sale.

Who is the insider selling Elastic N.V. (ESTC) shares under Rule 144?

The seller is Carolyn Beth Herzog, identified in the filing as the Chief Legal Officer of Elastic N.V., filing a notice of proposed sale of Ordinary Shares pursuant to Rule 144 under the Securities Act.

What is the reason for the upcoming sale of Elastic N.V. (ESTC) shares?

The planned sale of 9,662 Ordinary Shares is described as related to the vesting of equity awards on September 8, 2026. The filing labels the nature of the proposed sale as “Vesting of equity awards.”

What amount was realized from recent ESTC share sales reported in this notice?

The filing states that 10,000 Ordinary Shares of Elastic N.V. were sold on September 1, 2026 for an aggregate sale price of $936,691, representing sales during the past three months prior to the planned Rule 144 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 08:09 PM EDT Accepted by SEC EDGAR 09/09/2026 - 08:08 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001927549
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Elastic N.V.
SEC File Number	001-38675
Address of Issuer	33 New Montgomery St., 9th Floor San Francisco CALIFORNIA 94105
Phone	650-458-2620
Name of Person for Whose Account the Securities are To Be Sold	Herzog Carolyn
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Chief Legal Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	E*Trade Financial Corporation 3 Edison Drive Alpharetta GA 30005	5485	481485.87	104991280	09/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	09/08/2026	Vesting of equity awards	Elastic N.V.			9662	09/08/2026	Vesting of equity award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Carolyn Beth Herzog 33 New Montgomery St., 9th Floor San Francisco CA 94105	Ordinary Shares	09/01/2026	10000	936691

144: Remarks and Signature

Remarks	None
Date of Notice	09/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mark Kam, attorney-in-fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)