Elastic officer plans $936K stock sale in 2026

Rhea-AI Filing Summary

Elastic N.V. (ESTC) received a Rule 144 notice from officer Carolyn Beth Herzog covering a proposed sale of 10,000 shares of common stock through Morgan Stanley Smith Barney, with an indicated value of $936,691.00, to be sold on or after 09/01/2026 on the NYSE. The shares relate to vested equity awards, including restricted stock and performance shares granted on several dates. Herzog also reports having sold 9,485 shares of common stock for $574,859.78 on 06/09/2026 within the prior three months.

Key Figures

Shares of common stock proposed to be sold: 10,000 shares Proposed sale value: $936,691.00 Shares sold in past three months: 9,485 shares +3 more

6 metrics

Shares of common stock proposed to be sold 10,000 shares Planned Rule 144 sale through Morgan Stanley Smith Barney on or after 09/01/2026

Proposed sale value $936,691.00 Indicated value for 10,000 Elastic N.V. common shares to be sold

Shares sold in past three months 9,485 shares Common stock sold by Carolyn Beth Herzog on 06/09/2026

Value of shares sold in past three months $574,859.78 Proceeds from 9,485 Elastic N.V. common shares sold on 06/09/2026

Restricted Stock grant shares (12/08/2024) 3,848 shares Elastic N.V. common stock from Restricted Stock granted on 12/08/2024

Performance Shares grant (06/08/2025) 1,417 shares Elastic N.V. common stock from Performance Shares granted on 06/08/2025

Key Terms

Rule 144, Restricted Stock, Performance Shares

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 12/08/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

"Common | 12/08/2024 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

FAQ

What insider transaction does Form 144 report for Elastic N.V. (ESTC)?

The filing reports that officer Carolyn Beth Herzog plans to sell up to 10,000 shares of Elastic N.V. common stock under Rule 144 through Morgan Stanley Smith Barney, with an indicated value of $936,691.00 and an expected sale date of 09/01/2026.

What is the total number of ESTC shares proposed to be sold under this Form 144?

The notice covers a proposed sale of 10,000 shares of Elastic N.V. common stock. These shares are to be sold through Morgan Stanley Smith Barney on or after 09/01/2026 on the NYSE, with an indicated value of $936,691.00.

What prior ESTC share sales did Carolyn Beth Herzog report in the last three months?

Carolyn Beth Herzog reports selling 9,485 shares of Elastic N.V. common stock on 06/09/2026 for total proceeds of $574,859.78, as disclosed in the section covering securities sold during the past three months.

Which broker is handling the planned ESTC share sale in this Form 144?

The planned sale of 10,000 shares of Elastic N.V. common stock is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, as stated in the securities information section.

What types of equity awards are the ESTC shares coming from in this Form 144?

The shares relate to Restricted Stock and Performance Shares granted by Elastic N.V. on multiple dates, including grants dated 12/08/2024, 03/08/2025, and 06/08/2025, with specific share amounts tied to each grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:12 PM Accepted by SEC EDGAR 09/01/2026 - 04:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001927549
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ELASTIC N.V.
SEC File Number	001-38675
Address of Issuer	33 New Montgomery St. 9th floor San Francisco CALIFORNIA 94105
Phone	(650) 458-2620
Name of Person for Whose Account the Securities are To Be Sold	CAROLYN BETH HERZOG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	936691.00	104991280	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2024	Restricted Stock	Issuer			3848	12/08/2024	Not Applicable
Common	06/08/2025	Restricted Stock	Issuer			3455	06/08/2025	Not Applicable
Common	12/08/2024	Performance Shares	Issuer			370	12/08/2024	Not Applicable
Common	03/08/2025	Performance Shares	Issuer			480	03/08/2025	Not Applicable
Common	03/08/2025	Restricted Stock	Issuer			430	03/08/2025	Not Applicable
Common	06/08/2025	Performance Shares	Issuer			1417	06/08/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CAROLYN BETH HERZOG 88 Kearny St. Floor 19 San Francisco CA 94108	Common	06/09/2026	9485	574859.78

144: Remarks and Signature

Remarks
Date of Notice	09/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Carolyn Beth Herzog
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)