STOCK TITAN

Director at Forum Markets (FRMM) granted 241,918 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SUCKLING ANDREW P reported acquisition or exercise transactions in this Form 4 filing.

FORUM MARKETS Inc director Andrew P. Suckling received an award of 241,918 shares of Common Stock in the form of restricted stock units. All 241,918 shares are shown as held directly after the grant.

The award consists of 41,918 shares underlying RSUs that will vest in full on the date of the company’s 2026 Annual Meeting of Stockholders, assuming he continues to serve through that date. The remaining 200,000 shares underlying RSUs vest in two equal parts: half on the 2026 Annual Meeting date and half on the first anniversary of the grant date, each tranche requiring continued service to vest.

Positive

  • None.

Negative

  • None.
Insider SUCKLING ANDREW P
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 241,918 $0.00 --
Holdings After Transaction: Common Stock — 241,918 shares (Direct)
Footnotes (1)
  1. [object Object]
RSU award size 241,918 shares Total Common Stock underlying RSUs granted to Andrew P. Suckling
RSUs vesting at 2026 Annual Meeting 41,918 shares Underlying RSUs vesting in full on 2026 Annual Meeting date
Additional RSU grant 200,000 shares RSUs vesting half at 2026 Annual Meeting and half on first grant anniversary
Shares after transaction 241,918 shares Total Common Stock held directly following the RSU award
restricted stock units ("RSUs") financial
"Consists of (i) 41,918 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2026 Annual Meeting of Stockholders financial
"...that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders..."
first anniversary of the grant date financial
"...and the other half of which will vest on the first anniversary of the grant date..."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SUCKLING ANDREW P

(Last)(First)(Middle)
2875 SOUTH OCEAN BLVD, SUITE 200

(Street)
PALM BEACH FLORIDA 33480

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FORUM MARKETS Inc [ FRMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026A241,918(1)A$0.00241,918D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of (i) 41,918 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date.
/s/ Andrew Suckling04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FORUM MARKETS (FRMM) disclose for Andrew P. Suckling?

FORUM MARKETS reported that director Andrew P. Suckling received 241,918 shares of Common Stock as a restricted stock unit award. These shares are shown as directly owned following the transaction and represent compensation rather than an open-market share purchase or sale.

How many FORUM MARKETS RSUs vest at the 2026 Annual Meeting for Andrew P. Suckling?

Andrew P. Suckling has 41,918 shares of FORUM MARKETS Common Stock underlying RSUs that vest in full on the date of the company’s 2026 Annual Meeting, if he continues serving as required, plus half of an additional 200,000-share RSU grant also vesting at that meeting.

What is the vesting schedule for Andrew P. Suckling’s 200,000-share RSU award at FORUM MARKETS?

The 200,000-share RSU award for Andrew P. Suckling vests in two equal parts. Half vests on the date of FORUM MARKETS’ 2026 Annual Meeting of Stockholders, and the remaining half vests on the first anniversary of the grant date, both requiring continued service.

Are Andrew P. Suckling’s FORUM MARKETS RSUs subject to continued service conditions?

Yes, all of Andrew P. Suckling’s RSUs at FORUM MARKETS are service-based. The 41,918-share RSU block and both 100,000-share tranches from the 200,000-share award each require his continued service through the respective vesting dates to receive the underlying shares.

Did Andrew P. Suckling buy or sell FORUM MARKETS shares on the market in this Form 4?

No open-market trade occurred in this Form 4 for FORUM MARKETS. Andrew P. Suckling acquired 241,918 shares of Common Stock through a grant of restricted stock units, recorded at a transaction price of $0.0000 per share as compensation, not a market purchase or sale.