Director at Forum Markets (FRMM) awarded 203,562 RSUs with 2026 vesting

Rhea-AI Filing Summary

Dalton Angela reported acquisition or exercise transactions in this Form 4 filing.

FORUM MARKETS Inc director Angela Dalton reported an equity compensation award of 203,562 shares of Common Stock on April 2, 2026. The shares were granted at $0.00 per share and are held directly, bringing her reported direct ownership to 203,562 shares.

According to the footnote, the award consists of 3,562 shares underlying restricted stock units (RSUs) that will vest in full on the date of the Company’s 2026 Annual Meeting of Stockholders, subject to her continued service. The remaining 200,000 RSUs will vest in two equal tranches: half on the date of the 2026 Annual Meeting and half on the first anniversary of the grant date, each contingent on continued service through the applicable vesting date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Dalton Angela

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	203,562	$0.00	--

Holdings After Transaction: Common Stock — 203,562 shares (Direct)

Footnotes (1)

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Key Figures

RSU grant size: 203,562 shares Grant price per share: $0.00 per share Post-transaction direct holdings: 203,562 shares +2 more

5 metrics

RSU grant size 203,562 shares Common Stock award to director Angela Dalton on April 2, 2026

Grant price per share $0.00 per share Price for the 203,562-share RSU award

Post-transaction direct holdings 203,562 shares Total Common Stock reported as directly owned after the grant

RSUs vesting at 2026 meeting 3,562 shares RSUs vesting in full on date of 2026 Annual Meeting, service-based

Additional RSUs with staged vesting 200,000 shares Half vest at 2026 Annual Meeting, half on first anniversary of grant date, service-based

Key Terms

restricted stock units ("RSUs"), Annual Meeting of Stockholders, grant date

3 terms

restricted stock units ("RSUs") financial

"Consists of (i) 3,562 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full..."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Annual Meeting of Stockholders regulatory

"...will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders..."

grant date financial

"...the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service..."

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dalton Angela

(Last) (First) (Middle)

2875 SOUTH OCEAN BLVD, SUITE 200

(Street)

PALM BEACH FLORIDA 33480

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FORUM MARKETS Inc [ FRMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/02/2026		A		203,562(1)	A	$0.00	203,562	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Consists of (i) 3,562 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date.

	/s/ Angela Dalton	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FORUM MARKETS (FRMM) report for Angela Dalton?

FORUM MARKETS reported that director Angela Dalton received an equity award of 203,562 shares of Common Stock as restricted stock units. The grant is compensation-based, carries a price of $0.00 per share, and increases her reported direct holdings to 203,562 shares.

How many FORUM MARKETS (FRMM) shares did Angela Dalton acquire in this Form 4?

Angela Dalton was granted 203,562 shares of FORUM MARKETS Common Stock in the form of restricted stock units. This entire amount is reported as directly owned following the transaction, reflecting a compensation grant rather than an open-market purchase.

What is the vesting schedule for Angela Dalton’s 203,562 RSUs at FORUM MARKETS (FRMM)?

Her award includes 3,562 RSUs that vest in full at FORUM MARKETS’ 2026 Annual Meeting of Stockholders. The remaining 200,000 RSUs vest in two equal parts: half at the 2026 Annual Meeting and half on the first anniversary of the grant date, subject to continued service.

Did Angela Dalton pay for the FORUM MARKETS (FRMM) shares reported in this Form 4?

No cash was paid for these shares; the Form 4 lists a transaction price of $0.00 per share. The 203,562 shares were granted as restricted stock units, representing stock-based compensation rather than a market purchase or sale.

Are Angela Dalton’s new FORUM MARKETS (FRMM) shares fully vested today?

No, they vest over time. The 3,562 RSUs vest at the 2026 Annual Meeting of Stockholders. The 200,000 additional RSUs vest 50% at that same 2026 meeting and 50% on the first anniversary of the grant date, all conditioned on continued service.

How many FORUM MARKETS (FRMM) shares does Angela Dalton hold after this grant?

Following the reported grant, Angela Dalton’s total direct ownership is 203,562 shares of FORUM MARKETS Common Stock. This figure reflects the full number of shares underlying the restricted stock units disclosed in the Form 4 filing.