Welcome to our dedicated page for ETHZilla Corporation SEC filings (Ticker: ETHZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ETHZilla Corporation (Nasdaq: ETHZ) files periodic and current reports with the U.S. Securities and Exchange Commission that provide detailed information on its decentralized finance (DeFi) and real-world asset tokenization business. On this page, you can access ETHZilla’s SEC filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, alongside AI-powered summaries that explain the key points of each document in clear language.
For ETHZilla, Form 10-K and Form 10-Q filings describe its role as a technology company in the DeFi industry, its ETH-based treasury and yield strategies, participation in DeFi protocols, and its efforts to build tokenization infrastructure on Ethereum and Layer 2 networks. These reports also include risk factor disclosures addressing topics such as crypto asset price volatility, regulatory uncertainty, debt covenants and competition in digital asset markets.
ETHZilla’s numerous Form 8-K filings provide timely updates on material events, such as senior secured convertible notes and debentures, amendments to those instruments, investments in Satschel (Liquidity.io), Karus and Zippy, stock repurchase activity, reverse stock split implementation, increases in authorized share capital, equity incentive plan approvals, and executive and director appointments. Other filings discuss share issuance approvals under Nasdaq listing rules and the cancellation of repurchased treasury shares.
Stock Titan’s platform presents these filings with AI-generated summaries that highlight key terms, conversion prices, collateral arrangements, tokenization-related agreements and governance decisions, helping readers quickly understand complex capital structure and DeFi-related disclosures. Real-time updates from EDGAR ensure that new ETHZilla filings, including Form 4 insider transaction reports when available, appear promptly, while AI insights on 10-K and 10-Q reports make it easier to interpret ETHZilla’s financial statements, digital asset accounting and risk discussions without reading every page.
ETHZilla Corp amended its financing with an investor, replacing and expanding prior convertible notes. The company issued $350,000,000 of new senior secured convertible notes in a private placement for cash equal to 97.25% of that principal, and modified existing notes that originally totaled $156,250,000 issued for 96% of principal. Interest was reduced to 2% (rising to 18% on default). The New Notes are secured by $50 million of Ether and approximately $500 million in cash. Conversion mechanics include a downward-only reset beginning May 8, 2026, an Exchange Cap of 19.99% of outstanding shares without shareholder approval, and a mandatory conversion trigger if VWAP exceeds $4.4785 for 30 consecutive trading days. The filing discloses total ETH & ETH equivalents of 102,264 (~$462M), cash equivalents of ~$559M, earned protocol tokens of 1,500,000, and 160,176,122 shares outstanding.
ETHZilla Corporation amended a financing arrangement with an institutional investor that restructures previously issued senior secured convertible notes and adds a new series of secured convertible notes. The original financing involved $156,250,000 in Existing Convertible Notes sold for 96.0% of principal; the Amendment reduces the interest rate on the Existing Notes from 4% to 2% and issues New Convertible Notes sold at 97.25% of their principal.
The New Convertible Notes are secured by $50 million in Ether (ETH) and approximately $500 million in cash. Conversion mechanics include a downward-only conversion price reset beginning May 8, 2026 and quarterly thereafter, an investor conversion cap of 19.99% of outstanding shares without shareholder approval, and a mandatory conversion trigger if VWAP exceeds $4.4785 for 30 consecutive trading days. The amendment permits the company to stake crypto collateral and use yield on controlled cash accounts in the ordinary course. Key stated balances: 102,264 ETH (~$462M), $559M cash equivalents, and 160,176,122 shares outstanding.
ETHZilla Corporation filed an 8-K reporting executive agreements entered into September 15, 2025. The filing includes a Consulting Agreement and an amended Option Agreement with Stephen Shoemaker and an Executive Employment Agreement with McAndrew Rudisill, who is identified as Chief Executive Officer. The Rudisill Employment Agreement runs until the earlier of Mr. Rudisill providing 30 days' written notice of termination or December 31, 2028, and may automatically renew for up to two additional years unless non-renewal notice is given. The filing defines a Change in Control (merger, disposition of substantially all assets, and certain financing exceptions) and attaches the listed agreements as Exhibits 10.1–10.3 filed with the report.
ETHZilla Corporation furnished a press release updating its stock repurchase program, business strategy, and accumulation of ETH and related assets. The company reports holding 102,255 ETH & ETH equivalents, valued at approximately $460 million, and approximately $228 million in USD cash equivalents. It also reported 1,500,000 earned protocol tokens and 160,676,122 shares outstanding. The furnished Exhibit 99.1 may include forward-looking statements and cautions that actual results could differ due to risks, including the timing and amount of share repurchases. The company disclaims any obligation to update forward-looking statements except as required by law.