ETN (NYSE: ETN) files Form 144 listing RSU vesting shares for proposed sale

Rhea-AI Filing Summary

ETN filed a Form 144 notice regarding proposed sales of Common Stock tied to restricted stock vesting. The filing lists multiple vesting events and quantities including 9,234, 849, 770, 865, 5,739, 414, and 496 shares with vesting dates between 02/22/2023 and 02/28/2026. The record shows the broker as Fidelity Brokerage Services LLC on 05/06/2026.

Key Figures

Broker date: 05/06/2026 Listed quantity example: 9,234 shares Listed quantity example: 5,739 shares +3 more

6 metrics

Broker date 05/06/2026 Broker/date listed with Fidelity Brokerage Services LLC

Listed quantity example 9,234 shares Restricted Stock Vesting on 02/22/2023

Listed quantity example 5,739 shares Restricted Stock Vesting on 02/25/2026

Additional listed quantities 849; 770; 865; 414; 496 shares Various Restricted Stock Vesting dates between 02/23/2023 and 02/28/2026

Exchange NYSE Exchange listed in the excerpt

Numerical header values 7,514,074.47; 388,300,000 Numbers appearing in the filer header lines of the excerpt

Key Terms

Form 144, Restricted Stock Vesting, Issuer, Compensation

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 02/22/2023 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer financial

"Restricted Stock Vesting | Issuer | | | 9234"

Compensation financial

"Restricted Stock Vesting | Issuer | | | 9234 | Compensation"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	18367	7514074.47	388300000	05/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/22/2023	Restricted Stock Vesting	Issuer			9234	02/22/2023	Compensation
Common	02/23/2023	Restricted Stock Vesting	Issuer			849	02/23/2023	Compensation
Common	02/25/2023	Restricted Stock Vesting	Issuer			770	02/25/2023	Compensation
Common	02/22/2026	Restricted Stock Vesting	Issuer			865	02/22/2026	Compensation
Common	02/25/2026	Restricted Stock Vesting	Issuer			5739	02/25/2026	Compensation
Common	02/26/2026	Restricted Stock Vesting	Issuer			414	02/26/2026	Compensation
Common	02/28/2026	Restricted Stock Vesting	Issuer			496	02/28/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ETN's Form 144 disclose about share sales?

The filing discloses proposed sales tied to restricted stock vesting events. It lists specific vesting quantities such as 9,234 and 5,739 shares. The broker shown is Fidelity Brokerage Services LLC and the filing lists a broker date of 05/06/2026.

Which vesting dates and share amounts appear in ETN's Form 144?

The excerpt lists vesting dates from 02/22/2023 through 02/28/2026. Example amounts shown include 9,234; 849; 770; 865; 5,739; 414; and 496 shares, each labeled as "Restricted Stock Vesting" and "Compensation."

Who is the broker/dealer listed on ETN's Form 144?

The filing names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI. The broker information appears alongside the security and a broker-related date of 05/06/2026 in the excerpt provided.

Are the sales in ETN's Form 144 open-market or issuer transfers?

The listed transactions are tied to "Restricted Stock Vesting" and labeled as "Issuer" and "Compensation." The excerpt shows vesting-origin shares rather than explicit open-market sale methods in the provided lines.