ETN (NYSE: ETN) Rule 144 notice lists 10,617, 3,647 and 2,854-share sales

Rhea-AI Filing Summary

ETN submitted a Rule 144 notice reporting planned sales of common stock through Fidelity Brokerage Services LLC. The notice lists 10,617, 3,647, and 2,854 shares tied to options granted on 03/01/2024, 02/28/2024, and 02/26/2025, respectively, with an entry date of 04/21/2026. The filing names NYSE and shows 387,900,000 alongside the 04/21/2026 date.

Key Figures

Planned sale (option 1): 10,617 shares Planned sale (option 2): 3,647 shares Planned sale (option 3): 2,854 shares +1 more

4 metrics

Planned sale (option 1) 10,617 shares Option Granted 03/01/2024; entry date 04/21/2026

Planned sale (option 2) 3,647 shares Option Granted 02/28/2024; entry date 04/21/2026

Planned sale (option 3) 2,854 shares Option Granted 02/26/2025; entry date 04/21/2026

Listed figure with date 387,900,000 Appears alongside date 04/21/2026 and exchange NYSE

Key Terms

Rule 144, Option Granted, Fidelity Brokerage Services LLC

3 terms

Rule 144 regulatory

"submitted a Rule 144 notice reporting planned sales"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Option Granted financial

"Option Granted 03/01/2024"

Fidelity Brokerage Services LLC market

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	17118	7018162.54	387900000	04/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/21/2026	Option Granted 03/01/2024	Issuer			10617	04/21/2026	Cash
Common	04/21/2026	Option Granted 02/28/2024	Issuer			3647	04/21/2026	Cash
Common	04/21/2026	Option Granted 02/26/2025	Issuer			2854	04/21/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ETN's Rule 144 filing report?

The Rule 144 filing reports planned sales of common stock. It lists 10,617, 3,647, and 2,854 shares tied to options granted on 03/01/2024, 02/28/2024, and 02/26/2025, with an entry date of 04/21/2026.

Which broker is handling the ETN transactions in the filing?

Fidelity Brokerage Services LLC is listed as the broker handling the transactions. The filing shows Fidelity's address at 900 Salem Street, Smithfield RI 02917 alongside the broker name on the Rule 144 notice.

Does the filing state how many shares are outstanding for ETN?

The filing includes the figure 387,900,000 next to the date 04/21/2026. The document does not add explanatory text beyond listing that number with the date and exchange (NYSE).

Are the Rule 144 sales tied to option exercises or grants?

Yes. The listed share amounts are associated with options: 10,617 (Option Granted 03/01/2024), 3,647 (Option Granted 02/28/2024), and 2,854 (Option Granted 02/26/2025), each showing an entry date of 04/21/2026.