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Eaton's Kaled Awada converts grants into 2,912 shares

The 2025 grant schedules vesting as 33% on each of the first two anniversaries and 34% on the third.

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Form Type
4

Rhea-AI Filing Summary

Kaled Awada, Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of Eaton Corp plc (ETN), reported conversion of 2,912 restricted stock units into 2,912 ordinary shares on November 3, 2026. The transaction also included 940 ordinary shares delivered or withheld for payment of exercise price or tax liability, at $386.10 per share. Awada held 5,913 restricted stock units directly following the transaction; 22 ordinary shares were held by the trustee of the Eaton Savings Plan.

Insider Awada Kaled
Role See Remarks below.
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 2,912 $0.00 $0.00
Exercise Ordinary Shares 2,912 $0.00 $0.00
Exercise Price or Tax Liability Ordinary Shares 940 $386.10 $363K
Holding Ordinary Shares F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 5,913 contracts (Direct); Ordinary Shares — 1,975 shares (Direct); Ordinary Shares — 22 shares (Indirect, by trustee of ESP)
Footnotes (3)
  1. F1. These restricted stock units were granted on November 3, 2025 and vest as follows: 33% on each of the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
  2. F2. This field is not applicable.
  3. F3. These ordinary shares are held in the Eaton Savings Plan.
Restricted stock units converted 2,912 units November 3, 2026
Ordinary shares acquired 2,912 shares November 3, 2026
Shares delivered or withheld 940 shares For payment of exercise price or tax liability on November 3, 2026
Reported per-share price $386.10 per share For the 940 shares delivered or withheld
Restricted stock units held following transaction 5,913 units Direct holdings
Ordinary shares in Eaton Savings Plan 22 shares Held by the plan's trustee
restricted stock units financial
"These restricted stock units were granted on November 3, 2025"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one ordinary share"
vest financial
"vest as follows: 33% on each of the first and second anniversary"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ETN shares did Kaled Awada receive from restricted stock units?

On November 3, 2026, Kaled Awada converted 2,912 restricted stock units into 2,912 ordinary shares. He held 5,913 restricted stock units directly following the transaction.

What share withholding was reported for Kaled Awada at ETN?

940 ordinary shares were delivered or withheld for payment of exercise price or tax liability on November 3, 2026, at $386.10 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Awada Kaled

(Last)(First)(Middle)
1000 EATON BOULEVARD

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Eaton Corp plc [ ETN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks below.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares11/03/2026M2,912A$02,915D
Ordinary Shares11/03/2026F940D$386.11,975D
Ordinary Shares22(3)Iby trustee of ESP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.011/03/2026M2,91211/03/2026(1) (2)Ordinary Shares2,912$05,913D
Explanation of Responses:
1. These restricted stock units were granted on November 3, 2025 and vest as follows: 33% on each of the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
2. This field is not applicable.
3. These ordinary shares are held in the Eaton Savings Plan.
Remarks:
Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.
/s/ Heejin Jun, as Attorney-in-Fact11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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