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[Form 3] ENTERGY CORP /DE/ Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Entergy Corporation (ETR) submitted an initial insider ownership report on Form 3 for a director, stating that no securities are beneficially owned as of 11/01/2025. The filing indicates it was made by one reporting person.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
CALDWELL JAMES FRANK JR

(Last) (First) (Middle)
C/O ENTERGY CORPORATION LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR

(Street)
NEW ORLEANS LA 70113

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2025
3. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Daniel T. Falstad, by power of attorney granted by the Reporting Person 11/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Entergy (ETR) file?

A Form 3, the initial statement of beneficial ownership for a reporting person subject to Section 16.

What does the Form 3 report about holdings?

It states no securities are beneficially owned.

What is the relationship of the reporting person to Entergy (ETR)?

The reporting person is a director.

How many reporting persons are included?

The filing indicates one reporting person.

What is the event date on the Form 3?

The event date is 11/01/2025.

Does the filing list any derivative securities?

No. The explanation states No securities are beneficially owned.

Who signed the filing and when?

Signed by /s/ Daniel T. Falstad (attorney-in-fact) on 11/04/2025.
Entergy Corp

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Utilities - Regulated Electric
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United States
NEW ORLEANS