Entergy director granted 218-share stock award

Entergy director James Frank Caldwell Jr received a stock award that increased his direct holdings to 1,242 common shares.

Rhea-AI Filing Summary

ENTERGY CORP (symbol: ETR) is the issuer of record for a Form 4 filing submitted to the SEC. CALDWELL JAMES FRANK JR reported acquisition or exercise transactions in this Form 4 filing.

ENTERGY CORP (ETR) director James Frank Caldwell Jr reported receiving a grant of 218 shares of Common Stock on August 31, 2026 under the Entergy Corporation Director Stock Program. After this award, he directly holds 1,242 shares of Entergy common stock. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 218 shares

Grant/Award 1 txn

Insider CALDWELL JAMES FRANK JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	218	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,242 shares (Direct)

Footnotes (1)

1. F1. Acquired under the Entergy Corporation Director Stock Program.

Key Figures

Director stock award: 218 shares Award price per share: $0.00 per share Post-award direct holdings: 1,242 shares +1 more

4 metrics

Director stock award 218 shares Shares of Entergy common stock granted to director on August 31, 2026

Award price per share $0.00 per share Reported price for the 218-share director stock grant

Post-award direct holdings 1,242 shares Total Entergy common shares directly owned by the director after the grant

Rule 10b5-1 plan status No plan reported Filing indicates the director’s award was not under a Rule 10b5-1 trading plan

Key Terms

Director Stock Program, Common Stock, Rule 10b5-1 trading plan

3 terms

Director Stock Program financial

"Acquired under the Entergy Corporation Director Stock Program."

Common Stock financial

"Acquired under the Entergy Corporation Director Stock Program."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did Entergy (ETR) disclose for James Frank Caldwell Jr?

Entergy disclosed that director James Frank Caldwell Jr received a grant of 218 shares of common stock on August 31, 2026 under the Entergy Corporation Director Stock Program, increasing his direct ownership to 1,242 shares of Entergy common stock.

How many Entergy (ETR) shares were granted to the director and at what price?

The director was granted 218 shares of Entergy common stock at a reported price of $0.00 per share, reflecting a stock award rather than an open-market purchase. The filing attributes the award to the Entergy Corporation Director Stock Program.

What is James Frank Caldwell Jr’s Entergy (ETR) share ownership after this award?

Following the August 31, 2026 stock award, James Frank Caldwell Jr directly owns 1,242 shares of Entergy common stock. This figure includes the recently granted 218 shares under the Entergy Corporation Director Stock Program.

Was the Entergy (ETR) director stock grant made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is associated with this reported director stock grant of 218 shares on August 31, 2026.

Is the Entergy (ETR) director transaction a market purchase or a compensation award?

The filing describes the 218-share acquisition as a grant or award of common stock acquired under the Entergy Corporation Director Stock Program, indicating it is a form of director compensation rather than a market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 03:53 PM Accepted by SEC EDGAR 09/02/2026 - 03:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CALDWELL JAMES FRANK JR

(Last) (First) (Middle)

C/O ENTERGY CORPORATION LEGAL DEPARTMENT

639 LOYOLA AVENUE, 26TH FLOOR

(Street)

NEW ORLEANS LOUISIANA 70113

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/31/2026		A(1)		218	A	$0	1,242	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired under the Entergy Corporation Director Stock Program.

	/s/ Daniel T. Falstad by Power of Attorney from James F. Caldwell, Jr.	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)