STOCK TITAN

Entergy (ETR) director awarded 217-share stock grant, now holds 300

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Entergy Corporation director James Frank Caldwell Jr reported receiving an equity award of Entergy common stock. On March 2, 2026, he acquired 217 shares of common stock at a stated price of $0.00 per share, characterized as a grant or award under the Entergy Corporation Director Stock Program. Following this transaction, his directly held common stock increased to 300 shares, which includes 1 share acquired through Entergy’s dividend reinvestment plan.

Positive

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Negative

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Insider CALDWELL JAMES FRANK JR
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 217 $0.00 --
Holdings After Transaction: Common Stock — 300 shares (Direct)
Footnotes (1)
  1. Acquired under the Entergy Corporation Director Stock Program. Includes 1 share of Entergy common stock acquired pursuant to Entergy's dividend reinvestment plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CALDWELL JAMES FRANK JR

(Last) (First) (Middle)
C/O ENTERGY CORPORATION LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR

(Street)
NEW ORLEANS LA 70113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A(1) 217 A $0 300(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Acquired under the Entergy Corporation Director Stock Program.
2. Includes 1 share of Entergy common stock acquired pursuant to Entergy's dividend reinvestment plan.
/s/ Daniel T. Falstad, by power of attorney granted by the Reporting Person 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Entergy (ETR) report for James Frank Caldwell Jr?

Entergy director James Frank Caldwell Jr received a stock grant. He was awarded 217 shares of Entergy common stock as a grant or award, increasing his directly held position to 300 shares after the transaction.

Was the Entergy (ETR) stock award to James Frank Caldwell Jr a purchase or a grant?

The transaction was a stock grant, not an open-market purchase. The Form 4 lists code A, described as a grant, award, or other acquisition, with a price of $0.00 per share under the Director Stock Program.

How many Entergy (ETR) shares does James Frank Caldwell Jr hold after this Form 4?

After the reported transaction, Caldwell directly holds 300 Entergy shares. This total includes the 217-share award reported on March 2, 2026, and also includes 1 share acquired through Entergy’s dividend reinvestment plan.

What program was used for James Frank Caldwell Jr’s Entergy (ETR) stock acquisition?

The shares were acquired under the Entergy Corporation Director Stock Program. The Form 4 footnote explains that the 217-share acquisition was made through this director-focused program rather than a market transaction.

Did James Frank Caldwell Jr pay cash for his new Entergy (ETR) shares?

No cash price was reported for the awarded shares. The Form 4 lists a transaction price of $0.00 per share, consistent with a non-cash grant or award of Entergy common stock to the director.