STOCK TITAN

Entergy (ETR) SVP Daniel Falstad receives 2,651 shares and 10,691 options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Entergy Corporation executive Daniel T. Falstad, SVP, General Counsel & SEC, reported new equity awards in Entergy Corp. (ETR). On January 29, 2026, he received 2,651 shares of common stock at $0, increasing his directly held common stock to 12,008 shares.

These 2,651 shares are subject to forfeiture, with the risk of forfeiture lapsing in three equal annual installments beginning on January 29, 2027. He also received an employee stock option covering 10,691 shares of common stock at an exercise price of $96.03 per share, vesting in three equal annual installments starting January 29, 2027.

After these transactions, Falstad holds 10,691 stock options directly and 4,795 additional common shares indirectly through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider FALSTAD DANIEL T.
Role SVP, GENERAL COUNSEL & SEC
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 10,691 $0.00 --
Grant/Award Common Stock 2,651 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 10,691 shares (Direct); Common Stock — 12,008 shares (Direct); Common Stock — 4,795 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 29, 2027. The options vest and become exercisable in three equal annual installments beginning on January 29, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FALSTAD DANIEL T.

(Last) (First) (Middle)
C/O ENTERGY LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR

(Street)
NEW ORLEANS LA 70113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, GENERAL COUNSEL & SEC
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 A 2,651(1) A $0 12,008 D
Common Stock 4,795 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $96.03 01/29/2026 A 10,691 (2) 01/29/2036 Common Stock 10,691 $0 10,691 D
Explanation of Responses:
1. The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 29, 2027.
2. The options vest and become exercisable in three equal annual installments beginning on January 29, 2027.
/s/ Daniel T. Falstad 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Entergy (ETR) report for Daniel T. Falstad?

Entergy reported that SVP and General Counsel Daniel T. Falstad received 2,651 shares of common stock and 10,691 employee stock options on January 29, 2026. These equity awards were granted at no cost to him, with future vesting conditions attached.

How many Entergy (ETR) shares does Daniel T. Falstad own after this Form 4?

After the reported awards, Daniel T. Falstad directly owns 12,008 shares of Entergy common stock and indirectly holds 4,795 shares through a 401(k) plan. He also directly holds 10,691 stock options that may be exercised for Entergy common shares, subject to vesting.

What are the terms of Daniel T. Falstad’s new Entergy (ETR) stock options?

Falstad received employee stock options for 10,691 Entergy shares with a $96.03 exercise price. These options vest and become exercisable in three equal annual installments beginning on January 29, 2027, aligning his potential upside with the company’s longer-term performance.

Are the Entergy (ETR) shares granted to Daniel T. Falstad immediately vested?

No. The 2,651 Entergy common shares granted to Falstad are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments starting January 29, 2027, meaning the shares effectively vest over a three-year period tied to continued service or conditions.

What does the indirect ownership in Entergy (ETR) through a 401(k) plan mean?

The Form 4 shows Falstad indirectly owns 4,795 Entergy common shares through a 401(k) plan. Indirect ownership indicates the shares are held in a retirement account structure, rather than directly in his name, but are still attributed to him for reporting purposes.

Did Daniel T. Falstad buy or sell Entergy (ETR) shares for cash in this filing?

No cash purchase or sale occurred. The Form 4 shows equity awards granted at $0 per share for 2,651 common shares and options awarded with a $96.03 exercise price. These represent compensation grants rather than open-market transactions.