STOCK TITAN

Etsy Inc (ETSY): CFO Baker reports RSU vesting and tax share withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Etsy Inc Chief Financial Officer Charles Baker reported equity transactions on August 1, 2026. 6,225.0000 restricted stock units converted 1-for-1 into common stock, and 3,443.0000 common shares were withheld by the issuer at $81.6800 per share to satisfy tax withholding obligations. These transactions were not made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Baker Charles
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F4 6,225 $0.00 $0.00
Exercise Common Stock F1 6,225 $0.00 $0.00
Tax Withholding Common Stock F2 3,443 $81.68 $281K
Holdings After Transaction: Restricted Stock Units — 62,246 shares (Direct); Common Stock — 12,921 shares (Direct)
Footnotes (4)
  1. F1. Shares of common stock acquired upon the vesting of restricted stock units.
  2. F2. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
  3. F3. Represents restricted stock units which correspond 1-for-1 with common stock.
  4. F4. 25% of the restricted stock units vested on February 1, 2026, with the remainder vesting in 12 equal quarterly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date.
RSUs converted 6225.0000 shares Restricted Stock Units converted into common stock on 2026-08-01
Common shares acquired 6225.0000 shares Common stock received upon vesting and settlement of RSUs
Shares withheld for taxes 3443.0000 shares Common shares withheld by issuer to satisfy tax withholding obligations
Tax withholding price $81.6800 per share Price used for the tax-withholding disposition (transaction code F)
RSUs remaining after transaction 62246.0000 units Restricted stock units directly held following the derivative transaction
Restricted Stock Units financial
"Security title reported as Restricted Stock Units converting to common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting and settlement financial
"Used to describe RSU vesting and settlement triggering share issuance."
Exercise or conversion of derivative security financial
"Appears as the description of transaction code M."
tax withholding obligations financial
"Describes why shares were withheld by the issuer."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did ETSY CFO Charles Baker report in this Form 4?

Etsy CFO Charles Baker reported 6,225.0000 restricted stock units converting into common stock on August 1, 2026, with 3,443.0000 common shares withheld by the issuer to cover tax withholding obligations linked to the RSU vesting and settlement.

How many Etsy (ETSY) RSUs vested and converted into common stock?

On August 1, 2026, 6,225.0000 restricted stock units held by Etsy CFO Charles Baker vested and converted 1-for-1 into common stock, as described in the filing’s footnotes explaining the RSU structure and vesting mechanics.

How many ETSY shares were withheld for taxes and at what price?

The issuer withheld 3,443.0000 common shares from Charles Baker at a price of $81.6800 per share to satisfy his tax withholding obligations arising from the vesting and settlement of the restricted stock units.

Were Etsy (ETSY) CFO Charles Baker’s transactions under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, meaning these RSU vesting and related tax-withholding transactions were not executed pursuant to a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.

What RSU vesting schedule applies to ETSY CFO Charles Baker’s award?

According to the footnotes, 25% of the restricted stock units vested on February 1, 2026, with the remaining units vesting in 12 equal quarterly installments, contingent on Charles Baker’s continuous employment on each vesting date.

How many Etsy RSUs does Charles Baker hold after these transactions?

Following the reported derivative transaction, Charles Baker holds 62,246.0000 restricted stock units, which correspond 1-for-1 with Etsy common stock, as indicated by the post-transaction RSU balance and related footnote explanation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baker Charles

(Last)(First)(Middle)
C/O ETSY, INC.
117 ADAMS STREET

(Street)
BROOKLYN NEW YORK 11201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ETSY INC [ ETSY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/01/2026M6,225A$016,364D
Common Stock08/01/2026F(2)3,443D$81.6812,921D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)08/01/2026M6,225 (4) (4)Common Stock6,225$062,246D
Explanation of Responses:
1. Shares of common stock acquired upon the vesting of restricted stock units.
2. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
3. Represents restricted stock units which correspond 1-for-1 with common stock.
4. 25% of the restricted stock units vested on February 1, 2026, with the remainder vesting in 12 equal quarterly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date.
/s/ Brittany Keen, Attorney-in-Fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)