ETX 13G/A: Rockefeller discloses 5.3% stake, 578,500 shares

Rockefeller Capital Management L.P. and Rockefeller Financial LLC filed an amended Schedule 13G reporting beneficial ownership of 578,500 common shares of Eaton Vance Municipal Income 2028 Term Trust (ETX), representing 5.3% of the class.

Rhea-AI Filing Summary

Rockefeller Capital Management L.P. and Rockefeller Financial LLC filed an amended Schedule 13G reporting beneficial ownership of 578,500 common shares of Eaton Vance Municipal Income 2028 Term Trust (ETX), representing 5.3% of the class.

The filers report shared voting power over 578,500 shares and shared dispositive power over 578,500 shares, with no sole voting or dispositive power. The date of the event triggering the filing is 09/30/2025.

The certification states the holdings were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ETX disclose in this Schedule 13G/A filing?

It reports that Rockefeller Capital Management L.P. and Rockefeller Financial LLC beneficially own 578,500 common shares of ETX, or 5.3% of the class.

How much voting and dispositive power do the filers report over ETX shares?

They report shared voting power of 578,500 shares and shared dispositive power of 578,500 shares, with 0 sole power in each case.

What is the date of the event requiring this 13G/A for ETX (symbol ETX)?

The event date is 09/30/2025.

Who are the reporting persons in ETX’s 13G/A?

The reporting persons are Rockefeller Capital Management L.P. and Rockefeller Financial LLC.

What does the certification say about the purpose of the ETX share holdings?

The holdings were acquired and are held in the ordinary course and not to change or influence control.

What class of securities is covered for ETX and what is the CUSIP?

The filing covers Common Shares of ETX with CUSIP 27829U105.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/14/2025 - 01:48 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Eaton Vance Municipal Income 2028 Term Trust

(Name of Issuer)

Common Shares of Eaton Vance Municipal Income 2028 Term Trust

(Title of Class of Securities)

27829U105

(CUSIP Number)

09/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 27829U105

1

Names of Reporting Persons

Rockefeller Capital Management L.P.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 578,500.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 578,500.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

578,500.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.3 %

12

Type of Reporting Person (See Instructions)

BD, IA, HC

SCHEDULE 13G

CUSIP No. 27829U105

1

Names of Reporting Persons

ROCKEFELLER FINANCIAL LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 578,500.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 578,500.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

578,500.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.3 %

12

Type of Reporting Person (See Instructions)

BD, IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Eaton Vance Municipal Income 2028 Term Trust
(b)	Address of issuer's principal executive offices: ONE POST OFFICE SQUARE, ONE POST OFFICE SQUARE, BOSTON, MASSACHUSETTS, 02109.
Item 2.
(a)	Name of person filing: 1. Rockefeller Capital Management L.P. 2. Rockefeller Financial LLC
(b)	Address or principal business office or, if none, residence: 45 Rockefeller Plaza, Floor 5 New York, NY 10111
(c)	Citizenship: 1. Delaware 2. Delaware
(d)	Title of class of securities: Common Shares of Eaton Vance Municipal Income 2028 Term Trust
(e)	CUSIP No.: 27829U105
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 578,500
(b)	Percent of class: 5.3%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0.00
	(ii) Shared power to vote or to direct the vote: 578,500
	(iii) Sole power to dispose or to direct the disposition of: 0.00
	(iv) Shared power to dispose or to direct the disposition of: 578,500
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. see exhibits 99.1 & 99.2
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Rockefeller Capital Management L.P.

Signature:	Patricia Solfaro
Name/Title:	Managing Director
Date:	11/14/2025

ROCKEFELLER FINANCIAL LLC

Signature:	Rizwan Mirza
Name/Title:	Chief Compliance Officer
Date:	11/14/2025

Exhibit Information

see Exhibit 99.1 & 99.2