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enCore Energy (EU) CEO awarded 300,000 options and 100,000 RSUs in new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

enCore Energy Corp. reported that Chief Executive Officer Richard H. Little received new equity awards. On April 20, 2026, he was granted stock options for 300,000 common shares at an exercise price of $2.13 per share, expiring on April 20, 2031. He was also granted 100,000 restricted stock units, each representing the right to receive one common share. Both the options and RSUs vest in three equal installments on April 20, 2027, April 20, 2028, and April 20, 2029, tying a portion of his compensation to the company’s future share performance.

Positive

  • None.

Negative

  • None.
Insider Little Richard H
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 100,000 $0.00 --
Grant/Award Stock Options (Right to Buy) 300,000 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 100,000 shares (Direct, null); Stock Options (Right to Buy) — 300,000 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents the contingent right to receive one common share of enCore Energy Corp. On April 20, 2026, the reporting person was granted 100,000 restricted stock units. The restricted stock units vest one-third on April 20, 2027, one-third on April 20, 2028 and one-third on April 20, 2029. On April 20, 2026, the reporting person was granted 300,000 stock options. The stock options vest and become exercisable one-third on April 20, 2027, one-third on April 20, 2028 and one-third on April 20, 2029.
Stock options granted 300,000 options Grant to CEO on April 20, 2026
Option exercise price $2.13 per share Strike price for 300,000 options
Option expiration April 20, 2031 Expiration date of granted options
RSUs granted 100,000 units Grant to CEO on April 20, 2026
First vesting date April 20, 2027 One-third of options and RSUs vest
Second vesting date April 20, 2028 Second third of awards vest
Final vesting date April 20, 2029 Final third of awards vest
Restricted Stock Unit financial
"The reporting person was granted 100,000 restricted stock units."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
stock options financial
"On April 20, 2026, the reporting person was granted 300,000 stock options."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise price financial
"The stock options have an exercise price of $2.13 per share."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest financial
"The restricted stock units vest one-third on April 20, 2027, one-third on April 20, 2028 and one-third on April 20, 2029."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Little Richard H

(Last)(First)(Middle)
ONE GALLERIA TOWER
13355 NOEL RD, SUITE 1700

(Street)
DALLAS TEXAS 75240

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
enCore Energy Corp. [ EU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)04/20/2026A100,000 (2) (2)Common Shares100,000$0100,000D
Stock Options (Right to Buy)$2.1304/20/2026A300,000 (3)04/20/2031Common Shares300,000$0300,000D
Explanation of Responses:
1. Each restricted stock unit represents the contingent right to receive one common share of enCore Energy Corp.
2. On April 20, 2026, the reporting person was granted 100,000 restricted stock units. The restricted stock units vest one-third on April 20, 2027, one-third on April 20, 2028 and one-third on April 20, 2029.
3. On April 20, 2026, the reporting person was granted 300,000 stock options. The stock options vest and become exercisable one-third on April 20, 2027, one-third on April 20, 2028 and one-third on April 20, 2029.
/s/ Robert W. Hudson Jr as attorney-in-fact for Richard H. Little04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did enCore Energy (EU) report in this Form 4?

enCore Energy reported that CEO Richard H. Little received equity-based compensation grants. He was awarded 300,000 stock options and 100,000 restricted stock units, both tied to common shares and subject to multi-year vesting, aligning his interests with long-term company performance.

How many stock options did the enCore Energy (EU) CEO receive and at what price?

The CEO received 300,000 stock options with an exercise price of $2.13 per common share. These options vest in three equal tranches from 2027 to 2029 and expire on April 20, 2031, encouraging longer-term alignment with shareholder value.

What restricted stock unit (RSU) grant was disclosed for enCore Energy (EU) CEO?

The filing shows a grant of 100,000 restricted stock units to the CEO. Each RSU represents the right to receive one common share and vests one-third on April 20, 2027, one-third on April 20, 2028, and one-third on April 20, 2029, subject to continued service.

Did the enCore Energy (EU) CEO buy or sell any shares in the open market?

The Form 4 does not report any open-market purchases or sales by the CEO. It only records compensation-related awards: 300,000 stock options and 100,000 restricted stock units, which are grants rather than market trades and do not immediately change public float.

When do the new enCore Energy (EU) CEO equity awards vest?

Both the stock options and RSUs vest in three equal installments. One-third vests on April 20, 2027, another third on April 20, 2028, and the final third on April 20, 2029, creating a structured three-year vesting schedule for the CEO’s awards.

What is the expiration date of the enCore Energy (EU) CEO’s new stock options?

The 300,000 stock options granted to the CEO expire on April 20, 2031. He can exercise them at $2.13 per share once vested and before expiration, subject to the vesting schedule and any applicable company or regulatory restrictions.