Evaxion director discloses share, warrant holdings
Evaxion A/S director Marianne Soegaard has filed an amended Form 3 detailing her ownership of ordinary shares and warrants.
Accepted by SEC EDGAR
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Form Type
3/A
Rhea-AI Filing Summary
Evaxion A/S director Marianne Soegaard has filed an amended Form 3 detailing her ownership of ordinary shares and warrants. She reports direct holdings of 3,361,687 ordinary shares, plus additional ordinary shares held indirectly through Soegaard & Jansen ApS and family members. The filing also lists multiple warrant positions over Evaxion ordinary shares with exercise prices ranging from $0.0590 to $5.3800 per share and expiration dates extending to 2036-12-31.
Insider Trade Summary
Holdings reported, no transactions
Holdings
Insider
Soegaard Marianne
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Warrants | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
| Holding | Ordinary Shares | -- | -- | -- |
Holdings:
Warrants — 1,321,072 contracts (Direct);
Warrants — 884,721 contracts (Indirect, By Soegaard & Jansen ApS);
Warrants — 221,265 contracts (Indirect, By Michael Jansen);
Warrants — 183,824 contracts (Indirect, By Svend Jansen);
Ordinary Shares — 3,361,687 shares (Direct);
Ordinary Shares — 238,971 shares (Indirect, By Soegaard & Jansen ApS);
Ordinary Shares — 50,157 shares (Indirect, By Michael Jansen);
Ordinary Shares — 900 shares (Indirect, By Caroline Jansen);
Ordinary Shares — 900 shares (Indirect, By William Jansen);
Ordinary Shares — 210,500 shares (Indirect, By Svend Jansen)
Footnotes (8)
- F1. Ms. Soegaard's spouse, Michael Jansen, is a control person of such entity. Ms. Soegaard is also a part owner of this entity.
- F2. Michael Jansen is Ms. Soegaard's spouse.
- F3. Caroline Jansen is Ms. Soegaard's family member.
- F4. William Jansen is Ms. Soegaard's family member.
- F5. Svend Jansen is Ms. Soegaard's family member.
- F6. Warrants pursuant to private placement that closed 12/21/2023.
- F7. Warrants pursuant to public offering that closed 1/31/2025.
- F8. Vesting is 1/12 per month over 12 months from the initial exercise date indicated.
Key Figures
Direct ordinary shares: 3,361,687 shares
Indirect ordinary shares via Soegaard & Jansen ApS: 238,971 shares
Indirect ordinary shares via Michael Jansen: 50,157 shares
+5 more
8 metrics
Direct ordinary shares
3,361,687 shares
Total ordinary shares held directly by Marianne Soegaard
Indirect ordinary shares via Soegaard & Jansen ApS
238,971 shares
Ordinary shares held indirectly through Soegaard & Jansen ApS
Indirect ordinary shares via Michael Jansen
50,157 shares
Ordinary shares held indirectly through spouse Michael Jansen
Low‑price warrants (direct)
691,850 underlying shares at $0.0590
Direct warrants exercisable at $0.0590 expiring 2030-01-31
Warrants from 2023 private placement
275,735 underlying shares at $0.7400
Direct warrants from private placement, expire 2026-12-21
Indirect warrants via Soegaard & Jansen ApS
645,750 underlying shares at $0.0590
Indirect warrants expiring 2030-01-31
Highest‑price warrants
9,167 underlying shares at $5.3800
Direct warrants expiring 2031-12-31
Holding entries
21 entries
Total holding records in transaction summary with unknown codes
Key Terms
Form 3/A, warrants, indirect ownership, underlying security, +2 more
6 terms
Form 3/A regulatory
"Amended Form 3 reporting beneficial ownership of Evaxion A/S securities"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
warrants financial
"Multiple warrant positions over Evaxion ordinary shares with stated exercise prices"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
indirect ownership financial
"Indirect holdings reported as shares held by Soegaard & Jansen ApS and family members"
underlying security financial
"Each warrant series lists an underlying security title of Evaxion ordinary shares"
exercise price financial
"Warrant tables specify exercise prices such as $0.0590 and $5.3800 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"Warrant positions include expiration dates from 2026-12-21 to 2036-12-31"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Evaxion (EVAX) Form 3/A filed by Marianne Soegaard report?
The Form 3/A reports Marianne Soegaard’s beneficial ownership in Evaxion A/S. It lists her direct and indirect holdings of ordinary shares and warrants, including detailed warrant exercise prices and expiration dates, without showing any new purchases or sales.
Are the Evaxion (EVAX) holdings in Soegaard & Jansen ApS treated as indirect for Marianne Soegaard?
Yes. Shares and warrants held by Soegaard & Jansen ApS are reported as indirect holdings. A footnote explains Michael Jansen is a control person of this entity and that Marianne Soegaard is also a part owner, so those positions are attributed to her indirectly.
Does the Evaxion (EVAX) Form 3/A show any insider buying or selling activity?
No. The entries are coded as holdings with unknown transaction codes, and the transaction summary shows zero buy, sell, acquire, or dispose counts. It effectively provides an updated snapshot of existing positions rather than recording new trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
