Evaxion A/S (EVAX) files Form 3 detailing warrant and share holdings
Rhea-AI Filing Summary
Evaxion A/S filed an initial Form 3 reporting its beneficial ownership of ordinary shares and warrants of Evaxion A/S. The filing lists direct holdings of ordinary shares totaling 1,382,395 and indirect holdings of 4,142,521 ordinary shares held by Mattsson Holding af 2008 ApS. It also discloses several warrant positions over ordinary shares, including warrants exercisable at 0.7400 per share for 55,147 underlying shares expiring on 2026-12-21, and warrants exercisable at 0.0590 per share for 645,700 underlying shares expiring on 2030-01-31. Additional warrants have exercise prices between 0.0700 and 2.2300 per share, with expirations through 2031-12-31. Footnotes indicate some warrants were issued in a private placement that closed on 2023-12-21 and a public offering that closed on 2025-01-31, with vesting at 1/36 per month over 36 months from the initial exercise dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Footnotes (1)
- Mr. Mattsson is a control person of such entity. Warrants pursuant to private placement that closed 12/21/2023. Warrants pursuant to public offering that closed 1/31/2025. Vesting is 1/36 per month over 36 months from the initial exercise date indicated.
