Evaxion A/S (EVAX) lists share and warrant holdings in initial Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Evaxion A/S filed a Form 3 as a director of Evaxion A/S, detailing its existing holdings in ordinary shares and warrants rather than new trades. The company reports direct ownership of 3,361,687 Ordinary Shares and additional indirect holdings through related entities and family members.
Evaxion A/S also discloses multiple series of warrants over Ordinary Shares with exercise prices ranging from 0.0590 to 5.3800 and expirations between 2026-12-21 and 2036-12-31. Some warrants and shares are held indirectly via Sogaard & Jansen ApS and family members of Ms. Sogaard, as described in the footnotes. The filing reflects reported positions only and does not show any buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
21 transactions reported
Mixed
21 txns
Insider
Evaxion A/S
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 275,735 shares (Direct);
Warrants — 238,971 shares (Indirect, By Sogaard & Jansen ApS);
Ordinary Shares — 3,361,687 shares (Direct);
Ordinary Shares — 238,971 shares (Indirect, By Sogaard & Jansen ApS)
Footnotes (1)
- Ms. Sogaard's spouse, Michael Jansen, is a control person of such entity. Ms. Sogaard is also a part owner of this entity. Michael Jansen is Ms. Sogaard's spouse. Caroline Jansen is Ms. Sogaard's family member. William Jansen is Ms. Sogaard's family member. Svend Jansen is Ms. Sogaard's family member. Warrants pursuant to private placement that closed 12/21/2023. Warrants pursuant to public offering that closed 1/31/2025. Vesting is 1/12 per month over 12 months from the initial exercise date indicated.
FAQ
What does Evaxion A/S (EVAX) report in this Form 3 filing?
Evaxion A/S reports its existing ownership of Ordinary Shares and warrants, not new trades. The filing lists direct and indirect positions, including shares and warrants held via related entities and family members, establishing the company’s starting ownership status as a director-level reporting person.
What warrant positions does Evaxion A/S (EVAX) disclose in the Form 3?
The company lists several warrant series over Ordinary Shares with exercise prices from 0.0590 to 5.3800 and expirations between 2026-12-21 and 2036-12-31. These include both direct and indirect holdings, each tied to a specific underlying Ordinary Share amount.
Are there any buy or sell transactions in Evaxion A/S (EVAX) Form 3?
No. The Form 3 entries are labeled as holdings with unknown transaction codes and a neutral net buy/sell direction. This indicates the filing is an initial statement of beneficial ownership, not a record of new purchases, sales, or option exercises during the reported date.