STOCK TITAN

Royal Bank of Canada (NYSE: RY) exits EVF Auction Preferred Stock position

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Royal Bank of Canada, reporting as a ten percent owner of Eaton Vance Senior Income Trust, reported an "other" restructuring transaction involving 118 shares of Auction Preferred Stock on behalf of its indirectly wholly owned subsidiary RBC Capital Markets, LLC. Following this aggregated transaction, reported Auction Preferred Stock holdings for the subsidiary were reduced to zero.

Positive

  • None.

Negative

  • None.
Insider ROYAL BANK OF CANADA
Role 10% Owner
Type Security Shares Price Value
Other Auction Preferred Stock 118 $12,500.00 $1.48M
Holdings After Transaction: Auction Preferred Stock — 0 shares (Indirect, By subsidiary)
Footnotes (1)
  1. Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the series of auction preferred stock identified in Item 1 on an aggregated basis in relation to CUSIP Nos. 27826S202 and 27826S301. Less than par This filing is made jointly by Royal Bank of Canada for the benefit and on behalf of RBC Capital Markets, LLC, which is an indirectly wholly owned subsidiary of the Reporting Person that purchased the securities reported herein.
Auction Preferred shares transacted 118 shares Code J "other" transaction on Auction Preferred Stock
Price per Auction Preferred share $12,500.00 per share Transaction price; footnote states less than par
Shares after transaction 0 shares Total Auction Preferred Stock following transaction
Restructuring share count 118 shares transactionSummary restructuringShares
Auction Preferred Stock financial
"security_title: "Auction Preferred Stock""
CUSIP financial
"in relation to CUSIP Nos. 27826S202 and 27826S301"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.
indirectly wholly owned subsidiary financial
"RBC Capital Markets, LLC, which is an indirectly wholly owned subsidiary"
restructuringShares financial
""restructuringShares": 118"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROYAL BANK OF CANADA

(Last)(First)(Middle)
200 BAY STREET

(Street)
ONTARIOM5J QJ5

(City)(State)(Zip)

ONTARIO, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Eaton Vance Senior Income Trust [ EVF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Auction Preferred Stock07/01/2026J118(1)D$12,500(2)0IBy subsidiary(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the series of auction preferred stock identified in Item 1 on an aggregated basis in relation to CUSIP Nos. 27826S202 and 27826S301.
2. Less than par
3. This filing is made jointly by Royal Bank of Canada for the benefit and on behalf of RBC Capital Markets, LLC, which is an indirectly wholly owned subsidiary of the Reporting Person that purchased the securities reported herein.
Remarks:
/s/ Avinash Sawant07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)