Ameriprise Financial (EVG) discloses 13.6% beneficial stake in Eaton Vance fund
Rhea-AI Filing Summary
Ameriprise Financial, Inc. and its subsidiary Ameriprise Financial Services, LLC report beneficial ownership of common stock of Eaton Vance Short Duration Diversified Income Fund. They report 1,827,591 shares with shared dispositive power and no sole or shared voting power, representing 13.6% of the class as of June 30, 2026. Both entities state that they may be deemed to beneficially own these shares but disclaim beneficial ownership of all shares reported.
Positive
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Key Figures
Shares beneficially owned: 1,827,591 shares
Percent of class: 13.6%
Shared dispositive power: 1,827,591 shares
+2 more
5 metrics
Shares beneficially owned
1,827,591 shares
Common stock of Eaton Vance Short Duration Diversified Income Fund reported by each Ameriprise entity
Percent of class
13.6%
Portion of EVG common stock class attributed to each reporting person
Shared dispositive power
1,827,591 shares
Shares over which the reporting persons have shared power to dispose
Sole voting power
0 shares
Shares over which the reporting persons have sole power to vote
Shared voting power
0 shares
Shares over which the reporting persons have shared power to vote
Key Terms
beneficially own, shared dispositive power, Schedule 13G, parent holding company, +1 more
5 terms
beneficially own financial
"may be deemed to beneficially own the shares reported herein by AFS"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
Schedule 13G regulatory
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
parent holding company financial
"Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"
disclaims beneficial ownership financial
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."
FAQ
Which Ameriprise entities filed the Schedule 13G/A for EVG?
The filing names Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC as reporting persons. Both are organized in Delaware, with principal offices in Minneapolis, and they report the same EVG share position and percentage of class.
AI-generated analysis. How Rhea-AI works. Not financial advice.