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Ameriprise Financial (EVG) discloses 13.6% beneficial stake in Eaton Vance fund

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Ameriprise Financial, Inc. and its subsidiary Ameriprise Financial Services, LLC report beneficial ownership of common stock of Eaton Vance Short Duration Diversified Income Fund. They report 1,827,591 shares with shared dispositive power and no sole or shared voting power, representing 13.6% of the class as of June 30, 2026. Both entities state that they may be deemed to beneficially own these shares but disclaim beneficial ownership of all shares reported.

Positive

  • None.

Negative

  • None.
Shares beneficially owned 1,827,591 shares Common stock of Eaton Vance Short Duration Diversified Income Fund reported by each Ameriprise entity
Percent of class 13.6% Portion of EVG common stock class attributed to each reporting person
Shared dispositive power 1,827,591 shares Shares over which the reporting persons have shared power to dispose
Sole voting power 0 shares Shares over which the reporting persons have sole power to vote
Shared voting power 0 shares Shares over which the reporting persons have shared power to vote
beneficially own financial
"may be deemed to beneficially own the shares reported herein by AFS"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
shared dispositive power financial
"Shared Dispositive Power 1,827,591.00"
Schedule 13G regulatory
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
parent holding company financial
"Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"
disclaims beneficial ownership financial
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."

FAQ

What percentage of Eaton Vance EVG shares does Ameriprise report owning?

Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC report beneficial ownership of 13.6% of Eaton Vance Short Duration Diversified Income Fund’s common stock, based on 1,827,591 shares with shared dispositive power as of June 30, 2026.

How many EVG shares are reported by Ameriprise Financial, Inc.?

Ameriprise Financial, Inc. reports 1,827,591 shares of Eaton Vance Short Duration Diversified Income Fund common stock. These shares are held with shared dispositive power and no voting power, and Ameriprise disclaims beneficial ownership of the reported shares.

Does Ameriprise have voting power over its reported EVG shares?

No. The reporting entities list 0 shares with sole voting power and 0 shares with shared voting power. They only report shared dispositive power over 1,827,591 shares, indicating control over disposition but not voting rights.

Which Ameriprise entities filed the Schedule 13G/A for EVG?

The filing names Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC as reporting persons. Both are organized in Delaware, with principal offices in Minneapolis, and they report the same EVG share position and percentage of class.

Do the Ameriprise entities claim full beneficial ownership of EVG shares?

No. The filing states that each of Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC disclaims beneficial ownership of all shares reported, even though they may be deemed to beneficially own them as parent and subsidiary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





27828V104

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Ameriprise Financial, Inc.
Signature:/s/ Michael G. Clarke
Name/Title:Michael G. Clarke, Senior Vice President, North America Head of Operations & Investor Services
Date:08/14/2026
Ameriprise Financial Services, LLC
Signature:/s/ Brett Flansburg
Name/Title:Brett Flansburg, Vice President Compliance
Date:08/14/2026

Comments accompanying signature: Contact Information Charles Chiesa VP Fund Treasurer Global Operations and Investor Services Telephone: 617-385-9593
Exhibit Information

Exhibit Index Exhibit I Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Exhibit II Joint Filing Agreement