[SCHEDULE 13G/A] Eaton Vance Short Duration Diversified Income Fund Amended Passive Investment Disclosure
Ameriprise reports 13.6% stake in Eaton Vance EVG
Ameriprise Financial, Inc. and its subsidiary Ameriprise Financial Services, LLC report beneficial ownership of common stock of Eaton Vance Short Duration Diversified Income Fund.
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Ameriprise Financial, Inc. and its subsidiary Ameriprise Financial Services, LLC report beneficial ownership of common stock of Eaton Vance Short Duration Diversified Income Fund. They report 1,827,591 shares with shared dispositive power and no sole or shared voting power, representing 13.6% of the class as of June 30, 2026. Both entities state that they may be deemed to beneficially own these shares but disclaim beneficial ownership of all shares reported.
Key Figures
Shares beneficially owned:1,827,591 sharesPercent of class:13.6%Shared dispositive power:1,827,591 shares+2 more
5 metrics
Shares beneficially owned1,827,591 sharesCommon stock of Eaton Vance Short Duration Diversified Income Fund reported by each Ameriprise entity
Percent of class13.6%Portion of EVG common stock class attributed to each reporting person
Shared dispositive power1,827,591 sharesShares over which the reporting persons have shared power to dispose
Sole voting power0 sharesShares over which the reporting persons have sole power to vote
Shared voting power0 sharesShares over which the reporting persons have shared power to vote
"may be deemed to beneficially own the shares reported herein by AFS"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
shared dispositive powerfinancial
"Shared Dispositive Power 1,827,591.00"
Schedule 13Gregulatory
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
parent holding companyfinancial
"Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"
disclaims beneficial ownershipfinancial
"Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What percentage of Eaton Vance EVG shares does Ameriprise report owning?
Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC report beneficial ownership of 13.6% of Eaton Vance Short Duration Diversified Income Fund’s common stock, based on 1,827,591 shares with shared dispositive power as of June 30, 2026.
How many EVG shares are reported by Ameriprise Financial, Inc.?
Ameriprise Financial, Inc. reports 1,827,591 shares of Eaton Vance Short Duration Diversified Income Fund common stock. These shares are held with shared dispositive power and no voting power, and Ameriprise disclaims beneficial ownership of the reported shares.
Does Ameriprise have voting power over its reported EVG shares?
No. The reporting entities list 0 shares with sole voting power and 0 shares with shared voting power. They only report shared dispositive power over 1,827,591 shares, indicating control over disposition but not voting rights.
Which Ameriprise entities filed the Schedule 13G/A for EVG?
The filing names Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC as reporting persons. Both are organized in Delaware, with principal offices in Minneapolis, and they report the same EVG share position and percentage of class.
Do the Ameriprise entities claim full beneficial ownership of EVG shares?
No. The filing states that each of Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC disclaims beneficial ownership of all shares reported, even though they may be deemed to beneficially own them as parent and subsidiary.
Address or principal business office or, if none, residence:
(a) 145 Ameriprise Financial Center, Minneapolis, MN 55474
(b) 5227 Ameriprise Financial Center, Minneapolis, MN 55474
(c)
Citizenship:
(a) Delaware
(b) Delaware
(d)
Title of class of securities:
Common Stock
(e)
CUSIP No.:
27828V104
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
AFI, as the parent company of AFS, may be deemed to beneficially own the shares reported herein by AFS. Accordingly, the shares reported herein by AFI include those shares separately reported herein by AFS.
Each of AFI and AFS disclaims beneficial ownership of any shares reported on this Schedule.
(b)
Percent of class:
The information required by Item 4(b) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
The information required by Item 4(c) is set forth in Rows (5)-(9) and (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
Item 5.
Ownership of 5 Percent or Less of a Class.
Not Applicable
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
AFI: See Exhibit I
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Ameriprise Financial, Inc.
Signature:
/s/ Michael G. Clarke
Name/Title:
Michael G. Clarke, Senior Vice President, North America Head of Operations & Investor Services
Date:
08/14/2026
Ameriprise Financial Services, LLC
Signature:
/s/ Brett Flansburg
Name/Title:
Brett Flansburg, Vice President Compliance
Date:
08/14/2026
Comments accompanying signature:
Contact Information
Charles Chiesa
VP Fund Treasurer Global Operations and Investor Services
Telephone: 617-385-9593
Exhibit Information
Exhibit Index
Exhibit I Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II Joint Filing Agreement