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Evercore (EVR) CEO uses 13,360 shares to cover tax bill on RSUs

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Evercore Inc. CEO and Chairman John S. Weinberg surrendered 13,360 shares of Evercore Class A common stock on February 4, 2026, at a reported price of $346.2325 per share. According to the filing, these shares were turned over to Evercore to pay taxes tied to the vesting of previously granted restricted stock units. After this tax-related transaction, Weinberg beneficially owns 605,362 Evercore Class A shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEINBERG JOHN S

(Last) (First) (Middle)
C/O EVERCORE INC.
55 EAST 52ND STREET

(Street)
NEW YORK NY 10055

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Evercore Inc. [ EVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO/Chairman
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Shares of Class A common stock, par value $0.01 per share 02/04/2026 F(1) 13,360 D $346.2325 605,362 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
/s/ Jason Klurfeld, as Attorney-in-Fact 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Evercore (EVR) CEO John S. Weinberg report in this Form 4?

John S. Weinberg reported surrendering 13,360 Evercore Class A shares on February 4, 2026. The shares were delivered back to Evercore Inc. to pay taxes due on vesting restricted stock unit awards previously granted to him.

How many Evercore shares did John S. Weinberg surrender and at what price?

Weinberg surrendered 13,360 shares of Evercore Class A common stock at a reported price of $346.2325 per share. The transaction is coded as an F transaction and is described as being for payment of taxes on RSU vesting.

Why were John S. Weinberg’s Evercore (EVR) shares surrendered in this filing?

The filing states the 13,360 shares were surrendered to Evercore Inc. to pay taxes in connection with the vesting of previously granted restricted stock unit awards. This indicates a tax-withholding transaction rather than an open-market purchase or sale.

How many Evercore (EVR) shares does John S. Weinberg own after this transaction?

After the reported tax-withholding surrender, Weinberg beneficially owns 605,362 shares of Evercore Class A common stock directly. This post-transaction figure comes from the Form 4’s reported amount of securities beneficially owned following the transaction.

Is this Evercore (EVR) Form 4 transaction a market sale by the CEO?

The transaction is described as shares surrendered to Evercore to pay taxes on vesting restricted stock units. That language indicates the shares were used for tax withholding, not an open-market sale to third-party buyers on a stock exchange.

What role does John S. Weinberg hold at Evercore (EVR) in this Form 4?

The Form 4 identifies John S. Weinberg as both a director and an officer of Evercore Inc., with the officer title of CEO/Chairman. The filing is made as a single reporting person, reflecting his leadership position at the company.
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